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Transcat Inc (TRNS) grants 19,772 RSUs to its Sr. VP Finance & CFO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Transcat Inc reported an equity award for its Sr. VP Finance & CFO, Thomas L. Barbato. On January 6, 2026, he received 19,772 restricted stock units (RSUs), which convert into common stock on a one-for-one basis and, under the 2021 Stock Incentive Plan, are scheduled to vest on January 6, 2028, subject to the award notice.

After this grant, he directly holds these 19,772 RSUs plus additional RSU holdings of 2,691, 1,919, and 3,686 units with vesting dates in 2026–2028. He also holds stock options for 6,000 shares at $90.92 per share expiring on January 3, 2027 and 5,000 shares at $63.17 per share expiring on May 25, 2027, both reported as directly owned. In addition, he directly owns 1,699 shares of Transcat common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barbato Thomas L

(Last) (First) (Middle)
C/O TRANSCAT, INC.
35 VANTAGE POINT DRIVE

(Street)
ROCHESTER NY 14624

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRANSCAT INC [ TRNS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. VP Finance & CFO
3. Date of Earliest Transaction (Month/Day/Year)
01/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.50 par value 1,699 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0(1) 01/06/2026 A 19,772 (2) (2) Common Stock, $.50 par value 19,772 $0 19,772 D
Restricted Stock Units $0(1) (3) (3) Common Stock, $.50 par value 2,691 2,691 D
Restricted Stock Units $0(1) (4) (4) Common Stock, $.50 par value 1,919 1,919 D
Restricted Stock Units $0(1) (5) (5) Common Stock, $.50 par value 3,686 3,686 D
Stock Option (Right to Buy) $90.92 (6) 01/03/2027 Common Stock, $.50 par value 6,000 6,000 D
Stock Option (Right to Buy) $63.17 (6) 05/25/2027 Common Stock, $.50 par value 5,000 5,000 D
Explanation of Responses:
1. These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. These RSUs were granted under the Transcat, Inc. 2021 Stock Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on January 6, 2028.
3. These RSUs vest on March 25, 2028, except as otherwise provided in the award notice.
4. These RSUs vest on March 27, 2027, except as otherwise provided in the award notice.
5. These RSUs vest on March 28, 2026, except as otherwise provided in the award notice.
6. This option is fully exercisable as of the date of this report.
/s/ Thomas L. Barbato 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Transcat Inc (TRNS) disclose about Thomas Barbato in this Form 4?

The filing shows that Sr. VP Finance & CFO Thomas L. Barbato received 19,772 restricted stock units (RSUs) on January 6, 2026, reported as directly owned, along with his existing RSU, stock option, and common stock holdings.

How many RSUs were granted to the Transcat CFO and when do they vest?

Barbato was granted 19,772 RSUs that convert to common stock on a one-for-one basis. They were granted under the Transcat, Inc. 2021 Stock Incentive Plan and, except as otherwise provided in the award notice, are scheduled to vest on January 6, 2028.

What other RSU awards does the Transcat CFO hold according to this Form 4?

In addition to the new 19,772-unit award, Barbato holds RSUs totaling 2,691, 1,919, and 3,686 units. The filing states these RSUs are scheduled to vest on March 25, 2028, March 27, 2027, and March 28, 2026, respectively, subject to the award notices.

What stock options held by the Transcat CFO are reported in this filing?

Barbato directly holds stock options for 6,000 shares of Transcat common stock at an exercise price of $90.92 per share expiring on January 3, 2027, and options for 5,000 shares at $63.17 per share expiring on May 25, 2027. One option series is noted as fully exercisable as of the report date.

How many shares of Transcat common stock does the CFO own directly after the reported transactions?

The Form 4 shows that following the reported transactions, Barbato directly owns 1,699 shares of Transcat common stock in addition to his RSU and stock option positions.

Do the RSUs granted to the Transcat CFO in this Form 4 involve any cash payment?

The filing lists the newly granted 19,772 RSUs with a price of $0 per unit, indicating they are an equity-based compensation award rather than a purchase for cash.
Transcat

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Specialty Business Services
Instruments for Meas & Testing of Electricity & Elec Signals
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United States
ROCHESTER