STOCK TITAN

Trio-Tech (TRT) CFO receives 5,000-stock-option grant at $9.74 strike

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TRIO-TECH INTERNATIONAL reported a Form 4 for Chief Financial Officer Anitha Srinivasan showing a grant of stock options. She acquired derivative rights to buy 5,000 shares of common stock at an exercise price of $9.74 per share, expiring on July 6, 2031. According to the footnote, 1,250 options vest immediately on the grant date, with the remaining options vesting in three equal annual installments. Following this compensation award, she holds 5,000 derivative securities directly.

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Insider Srinivasan Anitha
Role CHIEF FINANCIAL OFFICER
Type Security Shares Price Value
Grant/Award Common Stock (Right to Buy) 5,000 $0.00 --
Holdings After Transaction: Common Stock (Right to Buy) — 5,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Options granted 5,000 options Stock options linked to common stock granted to CFO
Exercise price $9.74 per share Strike price for the granted stock options
Options vesting immediately 1,250 options Portion of options vesting on the grant date per footnote
Remaining vesting schedule 3 annual installments Unvested options vest in three equal annual installments
Options expiring July 6, 2031 Expiration date for exercising the options
stock options financial
"1,250 of the stock options vest on the date of the grant"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
vesting financial
"1,250 of the stock options vest on the date of the grant"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Common Stock (Right to Buy) financial
"security_title: Common Stock (Right to Buy)"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
exercise price financial
"conversion_or_exercise_price: 9.7400"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
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FAQ

What did TRT CFO Anitha Srinivasan report in this Form 4?

TRIO-TECH INTERNATIONAL CFO Anitha Srinivasan reported receiving a grant of stock options. The award covers 5,000 derivative rights to buy common shares, reflecting equity-based compensation rather than an open-market stock purchase or sale.

How many Trio-Tech (TRT) stock options were granted to the CFO?

The filing shows a grant of 5,000 stock options linked to Trio-Tech common stock. These options give the CFO the right to buy 5,000 shares in the future if vesting and other terms are satisfied.

What is the exercise price of the TRT options granted to the CFO?

The options carry an exercise price of $9.74 per share. This means the CFO can purchase Trio-Tech common stock at $9.74 once the options vest and before they expire, subject to the plan’s conditions.

When do Anitha Srinivasan’s Trio-Tech (TRT) options vest?

According to the footnote, 1,250 of the granted stock options vest on the grant date. The remaining options vest in three equal annual installments thereafter, creating a multi-year retention and incentive structure for the CFO.

When do the newly granted Trio-Tech (TRT) options expire?

The stock options reported in the Form 4 expire on July 6, 2031. The CFO must exercise any vested options before this expiration date; unexercised options after that date will no longer be exercisable.

Did the Trio-Tech (TRT) CFO buy or sell shares in the market?

The reported transaction is a grant of stock options classified as a derivative acquisition. It is compensation, not an open-market purchase or sale of existing Trio-Tech common shares, and therefore does not reflect a discretionary market trade.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Srinivasan Anitha

(Last)(First)(Middle)
103 HILLVIEW RISE #09-18

(Street)
SINGAPORE667982

(City)(State)(Zip)

SINGAPORE

(Country)
2. Issuer Name and Ticker or Trading Symbol
TRIO-TECH INTERNATIONAL [ TRT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF FINANCIAL OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Stock (Right to Buy)$9.7407/07/2026A5,000 (1)07/06/2031Common Stock5,000$05,000D
Explanation of Responses:
1. 1,250 of the stock options vest on the date of the grant, with the remainder vesting in three equal annual installments thereafter.
/s/ Srinivasan Anitha07/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)