Trio-Tech CFO exercises options for 6,002 shares

TRIO-TECH INTERNATIONAL reported that its Chief Financial Officer, Anitha Srinivasan, exercised stock options on July 27, 2026.

Rhea-AI Filing Summary

TRIO-TECH INTERNATIONAL reported that its Chief Financial Officer, Anitha Srinivasan, exercised stock options on July 27, 2026. She exercised derivative "Common Stock (Right to Buy)" awards for 3,000 shares at $2.59 and 3,002 shares at $2.44 per share, acquiring an equal total of 6,002 shares of TRT common stock through direct ownership. These transactions are classified as exercises or conversions of derivative securities, with the related options expiring in 2027 and 2028, and the filing does not indicate use of a Rule 10b5-1 trading plan.

Insider Trade Summary

6,002 shares exercised/converted

Exercise 4 txns

Insider Srinivasan Anitha

Role CHIEF FINANCIAL OFFICER

Type	Security	Shares	Price	Value
Exercise	Common Stock (Right to Buy)	3,000	$0.00	$0.00
Exercise	Common Stock (Right to Buy)	3,002	$0.00	$0.00
Exercise	TRT Common Stock	3,000	$2.59	$8K
Exercise	TRT Common Stock	3,002	$2.44	$7K

Holdings After Transaction: Common Stock (Right to Buy) — 0 contracts (Direct); TRT Common Stock — 32,017 shares (Direct)

Key Figures

Options Exercised: 6,002 shares Exercise Price 1: $2.59 per share Exercise Price 2: $2.44 per share +2 more

5 metrics

Options Exercised 6,002 shares Total derivative shares exercised by CFO on July 27, 2026

Exercise Price 1 $2.59 per share 3,000-share option exercise into TRT common stock

Exercise Price 2 $2.44 per share 3,002-share option exercise into TRT common stock

Option Expiration 1 July 17, 2027 Expiration date of 3,000-share derivative "Right to Buy" award

Option Expiration 2 July 4, 2028 Expiration date of 3,002-share derivative "Right to Buy" award

Key Terms

Exercise or conversion of derivative security, derivative "Common Stock (Right to Buy)", conversion_or_exercise_price, Rule 10b5-1

4 terms

Exercise or conversion of derivative security financial

"transaction_code_description: Exercise or conversion of derivative security"

derivative "Common Stock (Right to Buy)" financial

"security_title: Common Stock (Right to Buy), a derivative right to acquire shares"

conversion_or_exercise_price financial

"conversion_or_exercise_price: 2.5900 and 2.4400 per share for option exercises"

Rule 10b5-1 regulatory

"aff_10b5_one: false indicates the Rule 10b5-1 checkbox is unchecked"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Trio-Tech International (TRT) disclose for July 27, 2026?

Trio-Tech International (TRT) disclosed that CFO Anitha Srinivasan exercised stock options for 6,002 shares of common stock on July 27, 2026. The options converted derivative "Right to Buy" securities into directly held common shares.

How many Trio-Tech International (TRT) options did the CFO exercise, and at what prices?

The CFO exercised options covering 3,000 shares at $2.59 per share and 3,002 shares at $2.44 per share. In total, 6,002 shares of Trio-Tech common stock were acquired through these option exercises.

Were the Trio-Tech International (TRT) CFO’s option exercises made under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is unchecked, so these transactions are not affirmed as executed under a Rule 10b5-1 trading plan. They are reported simply as option exercises converting derivative securities into common stock.

Did the Trio-Tech International (TRT) CFO sell any shares in this Form 4 filing?

No open-market sales are reported. The Form 4 shows option exercises that disposed of derivative "Right to Buy" positions and acquired an equal number of Trio-Tech common shares, with netBuySellShares reported as zero.

What type of ownership is reported for the Trio-Tech International (TRT) shares acquired by the CFO?

The acquired Trio-Tech (TRT) common shares are reported as direct ownership, indicated by ownership_type and ownership_code fields marked "direct" and "D". No indirect entities, such as trusts or LLCs, are referenced for these positions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 07/29/2026 - 10:55 AM Accepted by SEC EDGAR 07/29/2026 - 10:54 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srinivasan Anitha

(Last) (First) (Middle)

103 HILLVIEW RISE #09-18

(Street)

SINGAPORE 667982

(City) (State) (Zip)

SINGAPORE

(Country)

2. Issuer Name and Ticker or Trading Symbol
TRIO-TECH INTERNATIONAL [ TRT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
TRT Common Stock	07/27/2026		M		3,000	A	$2.59	29,015	D
TRT Common Stock	07/27/2026		M		3,002	A	$2.44	32,017	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock (Right to Buy)	$2.59	07/27/2026		M			3,000	07/18/2022	07/17/2027	Common Stock	3,000	$0	0	D
Common Stock (Right to Buy)	$2.44	07/27/2026		M			3,002	07/05/2023	07/04/2028	Common Stock	3,002	$0	0	D

Explanation of Responses:

	/s/ Srinivasan Anitha	07/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)