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TransUnion (NYSE: TRU) CEO shares withheld to cover tax on performance units

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TransUnion President and CEO Christopher A. Cartwright reported a tax-related share disposition. On the reported date, 26,284 shares of Common Stock were withheld by the company at $68.60 per share to pay tax liabilities tied to performance share units granted on June 1, 2023.

After this tax-withholding disposition, Cartwright directly holds 565,006 shares of TransUnion common stock. A separate entry shows 5,691 shares held indirectly through a limited liability company, reflecting additional ownership that is not part of the tax-withholding transaction. These are not open-market purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Cartwright Christopher A
Role President and CEO
Type Security Shares Price Value
Tax Withholding Common Stock 26,284 $68.60 $1.80M
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 565,006 shares (Direct, null); Common Stock — 5,691 shares (Indirect, By limited liability company)
Footnotes (1)
  1. [object Object]
Shares withheld for taxes 26,284 shares Withheld to pay tax liability on performance share units
Withholding price per share $68.60 per share Value used for tax-withholding disposition
Direct holdings after transaction 565,006 shares Common Stock held directly by Cartwright after withholding
Indirect holdings via LLC 5,691 shares Common Stock held indirectly by limited liability company
Tax-withholding transactions 1 transaction, 26,284 shares Summary of F-code disposition in this Form 4
performance share units financial
"vesting of performance share units granted on June 1, 2023"
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
tax liability financial
"in payment of tax liability incident to the vesting"
withheld financial
"Reflects shares of Common Stock withheld by the Company"
limited liability company financial
"nature_of_ownership: By limited liability company"
A limited liability company (LLC) is a business structure that separates the owners’ personal assets from the company’s debts and legal obligations, like a protective shield that keeps personal savings and property distinct from business risk. For investors, that protection reduces personal financial exposure and often brings flexible rules for profit sharing and taxes, but it can also affect how easily interests are bought or sold and how decisions are made.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cartwright Christopher A

(Last)(First)(Middle)
C/O TRANSUNION
555 WEST ADAMS STREET

(Street)
CHICAGO ILLINOIS 60661

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TransUnion [ TRU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026F(1)26,284D$68.6565,006D
Common Stock5,691IBy limited liability company
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects shares of Common Stock withheld by the Company in payment of tax liability incident to the vesting of performance share units granted on June 1, 2023.
Remarks:
/s/ Rachel Mantz, by power of attorney05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did TransUnion (TRU) CEO Christopher Cartwright report in this Form 4?

Christopher Cartwright reported a tax-related share disposition. The company withheld 26,284 TransUnion common shares to cover tax liabilities from performance share units granted on June 1, 2023, rather than Cartwright selling shares on the open market.

How many TransUnion (TRU) shares were withheld for taxes in this filing?

The filing shows 26,284 TransUnion common shares were withheld. The shares were taken by the company at $68.60 per share to satisfy Cartwright’s tax liability arising from the vesting of previously granted performance share units, not from a voluntary market sale.

How many TransUnion (TRU) shares does CEO Christopher Cartwright hold after this transaction?

After the tax-withholding transaction, Cartwright directly holds 565,006 TransUnion common shares. The Form 4 also reports an additional 5,691 shares held indirectly through a limited liability company, showing both his direct and indirect ownership positions after the reported event.

Was the TransUnion (TRU) CEO’s Form 4 transaction an open-market sale?

The reported transaction was not an open-market sale. Shares were withheld by TransUnion to pay Cartwright’s tax liability from vesting performance share units, coded as an F transaction, which represents payment of exercise price or tax liability by delivering securities to the issuer.

What are the performance share units mentioned in the TransUnion (TRU) Form 4?

The performance share units are equity awards granted on June 1, 2023. When these units vested, they triggered a tax obligation for Cartwright, met by withholding 26,284 shares of TransUnion common stock, as described in the filing’s footnote explaining the tax-liability payment.