Travelers EVP Klein sells 7,500 shares after exercise

The exercised options carried a $139.83 exercise price and a February 2, 2031 expiration date.

Rhea-AI Filing Summary

Travelers Companies, Inc. executive Michael Frederick Klein, EVP & President, Personal Ins., exercised 7,500 stock options on October 20, 2026, at a $139.83 exercise price and acquired 7,500 common shares. He sold 6,141 shares at a weighted-average $392.6874 per share and another 1,359 at $393.2592 per share that day. The reported option position after the exercise was 22,537, and 1,901 shares were held indirectly through a 401(k) plan, both as of October 20, 2026. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Exercise and Sale: 7,500 shares ($1.90M approx. pre-tax spread)

Exercise and Sale 5 txns

Insider Klein Michael Frederick

Role EVP & President, Personal Ins.

Sold 7,500 shs ($2.95M)

Approx. gross sale proceeds $2.95M

Approx. exercise cost $1.05M

Approx. pre-tax spread $1.90M

Type	Security	Shares	Price	Value
Exercise	Stock Options (Right to Buy)	7,500	$0.00	$0.00
Exercise	Common Stock	7,500	$139.83	$1.05M
Sale	Common Stock F1	6,141	$392.6874	$2.41M
Sale	Common Stock F2	1,359	$393.2592	$534K
holding	Common Stock	--	--	--

Holdings After Transaction: Stock Options (Right to Buy) — 22,537 contracts (Direct); Common Stock — 45,124.787 shares (Direct); Common Stock — 1,900.865 shares (Indirect, 401(k) Plan)

Footnotes (2)

1. F1. Represents the weighted average sales price for price increments ranging from $392.170 to $393.165. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
2. F2. Represents the weighted average sales price for price increments ranging from $393.170 to $393.315. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Key Figures

Stock options exercised: 7,500 options Exercise price: $139.83 per share Shares sold, first tranche: 6,141 shares +5 more

8 metrics

Stock options exercised 7,500 options October 20, 2026

Exercise price $139.83 per share Options exercised October 20, 2026

Shares sold, first tranche 6,141 shares October 20, 2026

Weighted-average sale price, first tranche $392.6874 per share 6,141 shares sold October 20, 2026

Shares sold, second tranche 1,359 shares October 20, 2026

Weighted-average sale price, second tranche $393.2592 per share 1,359 shares sold October 20, 2026

Stock options reported after exercise 22,537 options As of October 20, 2026

Shares held indirectly through 401(k) Plan 1,901 shares As of October 20, 2026

Key Terms

Stock Options (Right to Buy), weighted average sales price, price increments

3 terms

Stock Options (Right to Buy) financial

"the exercise of 7,500 stock options on October 20, 2026"

weighted average sales price financial

"weighted average sales price for price increments"

price increments financial

"price increments ranging from $392.170 to $393.165"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many TRV shares did Michael Frederick Klein sell, and at what prices?

Michael Frederick Klein sold 6,141 TRV shares at a weighted-average $392.6874 per share and 1,359 at $393.2592 per share on October 20, 2026. The respective sale-price ranges were $392.170–$393.165 and $393.170–$393.315 per share; no Rule 10b5-1 plan is reported.

How many TRV stock options did Michael Frederick Klein exercise?

He exercised 7,500 options at a $139.83 exercise price on October 20, 2026, acquiring 7,500 common shares. The stock-option position reported following the exercise was 22,537 options.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/22/2026 - 04:03 PM EDT Accepted by SEC EDGAR 10/22/2026 - 04:03 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Klein Michael Frederick

(Last) (First) (Middle)

THE TRAVELERS COMPANIES, INC.

385 WASHINGTON STREET

(Street)

ST. PAUL MINNESOTA 55102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [ TRV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & President, Personal Ins.

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/20/2026		M		7,500	A	$139.83	52,624.787	D
Common Stock	10/20/2026		S		6,141	D	$392.6874(1)	46,483.787	D
Common Stock	10/20/2026		S		1,359	D	$393.2592(2)	45,124.787	D
Common Stock								1,900.865	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to Buy)	$139.83	10/20/2026		M			7,500	02/02/2024	02/02/2031	Common Stock	7,500	$0	22,537	D

Explanation of Responses:

1. Represents the weighted average sales price for price increments ranging from $392.170 to $393.165. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

2. Represents the weighted average sales price for price increments ranging from $393.170 to $393.315. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

	/s/ Wendy C. Skjerven, by power of attorney	10/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)