STOCK TITAN

Travelers Companies (NYSE: TRV) EVP sells 7,153 exercised shares

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Travelers Companies, Inc. executive Daniel Tei-Hwa Yin, EVP & Co-Chief Investment Officer, exercised stock options covering 7,153 shares of common stock at $140.85 per share on July 24, 2026, then sold 7,153 shares of common stock in a sale transaction at $387.00 per share the same day.

Positive

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Negative

  • None.
Insider Yin Daniel Tei-Hwa
Role EVP & Co-Chief Invest. Officer
Sold 7,153 shs ($2.77M)
Approx. gross sale proceeds $2.77M
Approx. exercise cost $1.01M
Approx. pre-tax spread $1.76M
Type Security Shares Price Value
Exercise Stock Options (Right to Buy) 7,153 $0.00 $0.00
Exercise Common Stock 7,153 $140.85 $1.01M
Sale Common Stock 7,153 $387.00 $2.77M
Holdings After Transaction: Stock Options (Right to Buy) — 0 shares (Direct); Common Stock — 68,834.051 shares (Direct)
Options exercised 7,153 shares Stock options (right to buy) exercised on 2026-07-24
Exercise price $140.85 per share Conversion or exercise price for 7,153 stock options
Shares sold 7,153 shares Common stock sale reported on 2026-07-24
Sale price $387.00 per share Per-share price for common stock sold on 2026-07-24
Option expiration 2028-02-06 Expiration date of the exercised stock options
Stock Options (Right to Buy) financial
"Security title reported as "Stock Options (Right to Buy)" for the derivative"
derivative security financial
"Transaction code description notes an exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
Common Stock financial
"Underlying and acquired security described as Common Stock in multiple transactions"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
expiration date financial
"Derivative entry lists an expiration date of 2028-02-06 for the options"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did TRV executive Daniel Tei-Hwa Yin report in this Form 4?

Daniel Tei-Hwa Yin reported exercising stock options and selling the resulting common shares. He exercised options for 7,153 shares of Travelers common stock at $140.85 per share, then sold 7,153 shares in a separate sale transaction at $387.00 per share.

How many Travelers (TRV) shares were involved in Daniel Tei-Hwa Yin’s transactions?

The transactions involved 7,153 shares at each step. Yin exercised stock options for 7,153 shares of Travelers common stock and then sold 7,153 shares in a subsequent common stock sale on July 24, 2026.

At what prices did Daniel Tei-Hwa Yin exercise and sell TRV shares?

Yin exercised options at an exercise price of $140.85 per share and sold the acquired common stock at $387.00 per share. Both the exercise and the sale of the 7,153 shares occurred on July 24, 2026.

What type of securities did TRV’s Daniel Tei-Hwa Yin exercise and sell?

He exercised Stock Options (Right to Buy) into 7,153 shares of Travelers common stock, then sold 7,153 shares of common stock. The derivative entry reflects the option exercise, while the non-derivative entries reflect the acquired and sold common shares.

When do the exercised Travelers (TRV) options held by Daniel Tei-Hwa Yin expire?

The exercised stock options had an expiration date of 2028-02-06. The derivative position shows a conversion or exercise price of $140.85 per share and lists the options as expiring on 2028-02-06 after being exercised for 7,153 underlying shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yin Daniel Tei-Hwa

(Last)(First)(Middle)
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET

(Street)
ST. PAUL MINNESOTA 55102

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [ TRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & Co-Chief Invest. Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/24/2026M7,153A$140.8575,987.051D
Common Stock07/24/2026S7,153D$38768,834.051D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy)$140.8507/24/2026M7,15302/06/202102/06/2028Common Stock7,153$00D
Explanation of Responses:
/s/Wendy C. Skjerven, by power of attorney07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)