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Director Otis Clarence Jr gets 729 deferred stock units at Travelers (NYSE: TRV)

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Form Type
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Rhea-AI Filing Summary

The Travelers Companies, Inc. director Otis Clarence Jr received an award of 729 deferred stock units of common stock on February 3, 2026, valued at $288.23 per unit. After this grant, he beneficially owns 17,226.06 deferred stock units directly.

This total includes 258.322 deferred stock units accumulated since February 4, 2025 through the dividend reinvestment feature of Travelers’ Deferred Compensation Plan for Non-Employee Directors. The deferred stock units are scheduled to convert one-for-one into common shares upon distribution after the director’s board service ends.

Positive

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Insider OTIS CLARENCE JR
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 729 $288.23 $210K
Holdings After Transaction: Common Stock — 17,226.06 shares (Direct)
Footnotes (2)
  1. F1. Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2023 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.
  2. F2. Includes 258.322 shares of deferred stock units acquired since February 4, 2025 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

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FAQ

What insider transaction did TRV director Otis Clarence Jr report?

Director Otis Clarence Jr reported receiving 729 deferred stock units of Travelers common stock on February 3, 2026. These units are part of his non-employee director compensation and will later convert one-for-one into common shares when distributed after his board service ends.

At what price were the Travelers deferred stock units awarded to the director?

The 729 deferred stock units were valued at $288.23 per unit on the February 3, 2026 grant date. This price is used to report the transaction’s value, reflecting the underlying Travelers common stock on the award date for disclosure purposes.

How many Travelers shares does the director beneficially own after this transaction?

Following the February 3, 2026 award, Otis Clarence Jr beneficially owns 17,226.06 deferred stock units of Travelers common stock directly. This figure includes the newly granted 729 units plus previously accumulated deferred units held under the company’s director compensation and deferral programs.

What are deferred stock units in the Travelers non-employee director plan?

Deferred stock units are bookkeeping entries that track the value of Travelers common stock for director compensation. They later convert into actual shares on a one-for-one basis, with distribution in a lump sum or installments after the director’s service ends, based on the director’s prior election.

How did dividend reinvestment affect the director’s Travelers holdings?

The director’s total includes 258.322 deferred stock units acquired since February 4, 2025 through dividend reinvestment. Under Travelers’ Deferred Compensation Plan for Non-Employee Directors, cash dividends on deferred amounts are automatically reinvested into additional units, gradually increasing the director’s deferred stock balance over time.

When will the Travelers deferred stock units be converted and paid out?

The deferred stock units convert into Travelers common shares upon distribution after the director leaves the board. Distribution occurs either in a single lump sum or annual installments, beginning at least six months following service termination, according to the director’s election under the deferred compensation plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
OTIS CLARENCE JR

(Last) (First) (Middle)
THE TRAVELERS COMPANIES, INC.
385 WASHINGTON STREET

(Street)
ST. PAUL MN 55102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [ TRV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/03/2026 A 729(1) A $288.23 17,226.06(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2023 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.
2. Includes 258.322 shares of deferred stock units acquired since February 4, 2025 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.
/s/Wendy C. Skjerven, by power of attorney 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.