Welcome to our dedicated page for TCW Strategic Income SEC filings (Ticker: TSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TCW Strategic Income Fund, Inc. filings document the regulatory record of a diversified closed-end management investment company with common stock listed on the New York Stock Exchange. The fund’s disclosures cover its investment objective, closed-end fund structure, common-stock capital structure, distribution framework, and NAV-related matters.
Recent filings include 8-K reports on material events such as transferable rights offerings, dealer manager agreements, subscription rights, shelf registration materials on Form N-2, and related exhibits. Proxy statements document shareholder voting matters, Board elections, auditor ratification, governance procedures, and other annual meeting disclosures.
1607 Capital Partners, LLC reports beneficial ownership of 2,609,048 shares of TCW Strategic Income Fund, Inc. common stock, representing 5.46% of the class. The filing lists sole voting and dispositive power over all 2,609,048 shares. The Schedule 13G is signed by Kevin Rutherford, Chief Compliance Officer, on 05/15/2026.
TCW Strategic Income Fund Inc. Schedule 13G discloses that Focus Partners Wealth reports beneficial ownership metrics for the issuer's Common Stock (CUSIP 872340104) as of 04/30/2026. The filing lists Amount beneficially owned: 0 and reports sole voting power: 2,493,567 shares, representing 5.21% of the class. The representative signing the filing is Vincent J. Gratch, Deputy Chief Compliance Officer, dated 05/12/2026.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC amended their Schedule 13G to report shared voting and dispositive power over 19,466,218 shares of TCW Strategic Income Fund Inc. common stock, equal to 40.7% of the class.
The filing cites 47,785,440 shares outstanding as of December 31, 2025 as the denominator. The filers state these shares are held in client accounts they advise and, pursuant to Rule 13d-4, disclaim beneficial ownership of the reported securities.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC reported shared beneficial ownership of 16,905,086 shares of TCW Strategic Income Fund Inc. Common Stock. The filing states this represents 35.4% of the class based on 47,785,440 shares outstanding as of December 31, 2025. The filing notes that, "pursuant to Rule 13d-4... SIA and SFI disclaim beneficial ownership of such securities."
TCW Strategic Income Fund director Victoria B. Rogers increased her direct holdings by exercising subscription rights in a rights offering. She exercised 16,200 subscription rights into 5,400 shares of common stock at a final subscription price of $4.47 per share, bringing her direct ownership to 21,600 shares. The rights were originally distributed one right per share held as of February 19, 2026, allowing stockholders to buy one new share for every three rights. The offering was oversubscribed, and final share allocations, including Rogers’ 5,400 shares, were confirmed on March 27, 2026.
TCW Strategic Income Fund Inc. director Robert Gerald Rooney increased his position by exercising subscription rights in a recent rights offering. He exercised 20,499 rights to buy 6,833 shares of common stock at a final subscription price of $4.47 per share and received 2,000 additional shares through the over-subscription privilege, for a total of 8,833 new shares. Following these transactions related to the fully subscribed offer, he directly holds 29,333 shares of common stock.
TCW Strategic Income Fund director Peter McMillan increased his stake through a rights offering. He exercised 307,915 subscription rights linked to the fund’s common stock to acquire 102,638 shares, and obtained a further 91,123 shares via the over-subscription privilege, for a total of 193,761 new shares at a subscription price of $4.47 per share.
Following these transactions, his direct holdings rose to 493,761 shares of common stock. The rights offering was conducted at a discount to market, on a 1-for-3 basis, and was over-subscribed with excess demand allocated pro rata among eligible stockholders.
TCW Strategic Income Fund director Patrick C. Haden exercised subscription Rights to acquire 21,430 shares of common stock at $4.47 per share. The shares came from a transferable Rights offering that granted one Right per share held on the February 19, 2026 Record Date, with one new share available for every three Rights. Following this in-the-money exercise, Haden directly owns 85,722.203 shares of the Fund’s common stock.
TCW Strategic Income Fund, Inc. reported preliminary results of its transferable rights offering to common stockholders. The offer is expected to result in the issuance of 15,928,480 new common shares, generating anticipated gross proceeds of about $71 million at a subscription price of $4.47 per share.
The subscription price was set at 88% of the Fund’s net asset value per share as of the offer’s expiration. The offering was oversubscribed, and shares will be issued after processing payments and pro-rata allocations. The Fund plans to invest the net proceeds and related increase in borrowings according to its existing investment objective and policies, while the Fund and indirectly its stockholders will bear the offering expenses.
TSI submitted a Form N-CEN annual report providing standard fund disclosures for the reporting period. The excerpt lists aggregate brokerage commissions of $6,993.99 and detailed principal transaction values with multiple dealers, including a record of $361,255,729.10.