TCW Strategic Income Fund, Inc. filings document the regulatory record of a diversified closed-end management investment company with common stock listed on the New York Stock Exchange. The fund’s disclosures cover its investment objective, closed-end fund structure, common-stock capital structure, distribution framework, and NAV-related matters.
Recent filings include 8-K reports on material events such as transferable rights offerings, dealer manager agreements, subscription rights, shelf registration materials on Form N-2, and related exhibits. Proxy statements document shareholder voting matters, Board elections, auditor ratification, governance procedures, and other annual meeting disclosures.
For TCW Strategic Income Fund, Inc. (TSI), Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC each report shared voting and dispositive power over 24,026,295 common shares, equal to 37.7% of the class. The advisers state that the shares are owned by client accounts and disclaim beneficial ownership. The reported percentage is based on 63,713,920 shares outstanding as of June 30, 2026.
TCW Strategic Income Fund Inc. (TSI) director Robert Gerald Rooney reported selling 29,333 common shares on October 30, 2026, across three direct transactions: two sales of 10,000 shares at $4.26 per share and one sale of 9,333 shares at $4.27 per share. No Rule 10b5-1 plan is reported.
TCW Strategic Income Fund Inc. (TSI) director Robert Gerald Rooney acquired 23,474 shares of Common Stock in a grant or award on October 30, 2026. The reported price was $4.2600 per share, and his direct Common Stock position following the transaction was 52,807 shares.
TCW Strategic Income Fund Inc. (TSI) director Patrick C. Haden reported a transaction involving 63,000 common shares at $4.2419 per share on September 29, 2026. The transaction is described as a purchase, while the acquired/disposed indicator classifies it as a disposition. His reported direct holdings afterward were 22,722 shares; no Rule 10b5-1 plan is reported.
TCW STRATEGIC INCOME FUND INC (TSI) received an amended Schedule 13G/A from Focus Partners Wealth reporting that it no longer holds any reportable position in the fund’s common stock. As of August 31, 2026, Focus Partners Wealth reported beneficial ownership of 0 shares, representing 0% of the outstanding common stock.
Focus Partners Wealth also reported having no sole or shared power to vote or dispose of any shares of TCW Strategic Income Fund Inc. The amendment confirms that the filer now owns 5 percent or less of this class of securities.
1607 Capital Partners, LLC filed an amendment to its passive ownership report for TCW Strategic Income Fund, Inc. common stock. The firm reports beneficial ownership of 1,809,792 shares, representing 2.84% of the outstanding common stock.
1607 Capital Partners has sole voting and sole dispositive power over all 1,809,792 shares, with no shared voting or dispositive power. The filing characterizes the position as ownership of 5 percent or less of the class.
TCW Strategic Income Fund, Inc. is calling its 2026 annual shareholder meeting for September 15, 2026 in Los Angeles. Shareholders of record at the close of business on July 31, 2026, when 63,713,920 common shares were outstanding, may vote by mail, phone, internet, or in person.
Shareholders will vote on Proposal 1, the election of nine directors (seven Independent Directors and two Interested Directors), each to serve until the 2027 annual meeting, and Proposal 2, ratification of Deloitte as independent registered public accounting firm for the fiscal year ending December 31, 2026. The Board, led by an Independent Chair and supported by Audit and Nominating and Governance Committees, recommends a vote FOR all nominees and for ratification.
For 2025, Deloitte received $62,000 in audit fees and $4,740 in tax-related fees. Directors and executive officers as a group beneficially owned 671,539 shares, or 1.05% of outstanding stock, as of July 31, 2026.
First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report their beneficial ownership in TCW Strategic Income Fund, Inc. common stock. They report beneficial ownership of 2,473,949 shares, representing 3.88 % of the outstanding class as of the reporting date.
The reporting persons have no voting power over these shares but hold shared dispositive power over 2,473,949 shares, largely through unit investment trusts sponsored by First Trust Portfolios L.P. A trustee votes the unit investment trust shares to mirror outside shareholders, subject to Rule 12d1-4 arrangements that may allow First Trust Portfolios L.P. to vote in unit holders’ best interests. Any difference between aggregate beneficial ownership and trust holdings reflects shares in other investment vehicles advised by First Trust Advisors L.P. Each reporting person disclaims beneficial ownership of the reported shares.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC report shared voting and dispositive power over 20,744,061 shares of TCW Strategic Income Fund Inc. Common Stock, representing 32.6% of the class. The percentage is calculated using 63,713,920 shares outstanding as of December 31, 2025, adjusted for the issuer's rights offering on February 19, 2026.
The filing states SIA and SFI act as investment advisers to client accounts that own the reported shares and disclaim beneficial ownership pursuant to Rule 13d-4 of the Exchange Act. The filing identifies the issuer's principal executive office and the CUSIP 872340104.