Welcome to our dedicated page for TCW STRATEGIC INCOME FUND SEC filings (Ticker: TSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TCW Strategic Income Fund, Inc. filings document the regulatory record of a diversified closed-end management investment company with common stock listed on the New York Stock Exchange. The fund’s disclosures cover its investment objective, closed-end fund structure, common-stock capital structure, distribution framework, and NAV-related matters.
Recent filings include 8-K reports on material events such as transferable rights offerings, dealer manager agreements, subscription rights, shelf registration materials on Form N-2, and related exhibits. Proxy statements document shareholder voting matters, Board elections, auditor ratification, governance procedures, and other annual meeting disclosures.
TCW STRATEGIC INCOME FUND INC (TSI) received an amended Schedule 13G/A from Focus Partners Wealth reporting that it no longer holds any reportable position in the fund’s common stock. As of August 31, 2026, Focus Partners Wealth reported beneficial ownership of 0 shares, representing 0% of the outstanding common stock.
Focus Partners Wealth also reported having no sole or shared power to vote or dispose of any shares of TCW Strategic Income Fund Inc. The amendment confirms that the filer now owns 5 percent or less of this class of securities.
1607 Capital Partners, LLC filed an amendment to its passive ownership report for TCW Strategic Income Fund, Inc. common stock. The firm reports beneficial ownership of 1,809,792 shares, representing 2.84% of the outstanding common stock.
1607 Capital Partners has sole voting and sole dispositive power over all 1,809,792 shares, with no shared voting or dispositive power. The filing characterizes the position as ownership of 5 percent or less of the class.
TCW Strategic Income Fund, Inc. is calling its 2026 annual shareholder meeting for September 15, 2026 in Los Angeles. Shareholders of record at the close of business on July 31, 2026, when 63,713,920 common shares were outstanding, may vote by mail, phone, internet, or in person.
Shareholders will vote on Proposal 1, the election of nine directors (seven Independent Directors and two Interested Directors), each to serve until the 2027 annual meeting, and Proposal 2, ratification of Deloitte as independent registered public accounting firm for the fiscal year ending December 31, 2026. The Board, led by an Independent Chair and supported by Audit and Nominating and Governance Committees, recommends a vote FOR all nominees and for ratification.
For 2025, Deloitte received $62,000 in audit fees and $4,740 in tax-related fees. Directors and executive officers as a group beneficially owned 671,539 shares, or 1.05% of outstanding stock, as of July 31, 2026.
First Trust Portfolios L.P., First Trust Advisors L.P. and The Charger Corporation report their beneficial ownership in TCW Strategic Income Fund, Inc. common stock. They report beneficial ownership of 2,473,949 shares, representing 3.88 % of the outstanding class as of the reporting date.
The reporting persons have no voting power over these shares but hold shared dispositive power over 2,473,949 shares, largely through unit investment trusts sponsored by First Trust Portfolios L.P. A trustee votes the unit investment trust shares to mirror outside shareholders, subject to Rule 12d1-4 arrangements that may allow First Trust Portfolios L.P. to vote in unit holders’ best interests. Any difference between aggregate beneficial ownership and trust holdings reflects shares in other investment vehicles advised by First Trust Advisors L.P. Each reporting person disclaims beneficial ownership of the reported shares.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC report shared voting and dispositive power over 20,744,061 shares of TCW Strategic Income Fund Inc. Common Stock, representing 32.6% of the class. The percentage is calculated using 63,713,920 shares outstanding as of December 31, 2025, adjusted for the issuer's rights offering on February 19, 2026.
The filing states SIA and SFI act as investment advisers to client accounts that own the reported shares and disclaim beneficial ownership pursuant to Rule 13d-4 of the Exchange Act. The filing identifies the issuer's principal executive office and the CUSIP 872340104.
1607 Capital Partners, LLC reports beneficial ownership of 2,609,048 shares of TCW Strategic Income Fund, Inc. common stock, representing 5.46% of the class. The filing lists sole voting and dispositive power over all 2,609,048 shares. The Schedule 13G is signed by Kevin Rutherford, Chief Compliance Officer, on 05/15/2026.
TCW Strategic Income Fund Inc. Schedule 13G discloses that Focus Partners Wealth reports beneficial ownership metrics for the issuer's Common Stock (CUSIP 872340104) as of 04/30/2026. The filing lists Amount beneficially owned: 0 and reports sole voting power: 2,493,567 shares, representing 5.21% of the class. The representative signing the filing is Vincent J. Gratch, Deputy Chief Compliance Officer, dated 05/12/2026.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC amended their Schedule 13G to report shared voting and dispositive power over 19,466,218 shares of TCW Strategic Income Fund Inc. common stock, equal to 40.7% of the class.
The filing cites 47,785,440 shares outstanding as of December 31, 2025 as the denominator. The filers state these shares are held in client accounts they advise and, pursuant to Rule 13d-4, disclaim beneficial ownership of the reported securities.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC reported shared beneficial ownership of 16,905,086 shares of TCW Strategic Income Fund Inc. Common Stock. The filing states this represents 35.4% of the class based on 47,785,440 shares outstanding as of December 31, 2025. The filing notes that, "pursuant to Rule 13d-4... SIA and SFI disclaim beneficial ownership of such securities."