Welcome to our dedicated page for TCW STRATEGIC INCOME FUND SEC filings (Ticker: TSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TCW Strategic Income Fund, Inc. filings document the regulatory record of a diversified closed-end management investment company with common stock listed on the New York Stock Exchange. The fund’s disclosures cover its investment objective, closed-end fund structure, common-stock capital structure, distribution framework, and NAV-related matters.
Recent filings include 8-K reports on material events such as transferable rights offerings, dealer manager agreements, subscription rights, shelf registration materials on Form N-2, and related exhibits. Proxy statements document shareholder voting matters, Board elections, auditor ratification, governance procedures, and other annual meeting disclosures.
Sit Investment Associates, Inc. and its subsidiary Sit Fixed Income Advisors II, LLC report shared voting and dispositive power over 9,441,989 shares of TCW Strategic Income Fund, Inc. common stock, representing 19.8% of the class based on 47,785,440 shares outstanding as disclosed in the filing. The filing states that all reported shares are owned by client accounts managed by the advisers and that the advisers disclaim beneficial ownership of the shares under Rule 13d-4. The cover pages show 0 shares of sole voting or sole dispositive power and 9,441,989 shares of shared voting and shared dispositive power. A Joint Filing Agreement is attached as Exhibit A.
Meeting: TCW Strategic Income Fund, Inc. annual meeting on September 16, 2025 (record date July 31, 2025).
Agenda: Elect eight directors (one retiring: Patrick Moore), ratify Deloitte & Touche LLP as independent auditor for fiscal year ending Dec 31, 2025, and transact other business. Audit fees reported: $62,000 for fiscal year 2024; tax fees $4,740 for 2024. The Company had 47,785,440 shares outstanding as of July 31, 2025; Cede & Co beneficially owned 46,609,253 shares (97.54%).
Governance: Board composed of nine directors (seven independent), Independent Chair, standing Audit and Nominating & Governance Committees, and Audit Committee financial experts. Director pay structure updated effective March 1, 2024 (annual fee reduced to $12,500). The Company maintains an unfunded Deferred Compensation Plan for Independent Directors.