Welcome to our dedicated page for TCW Strategic Income SEC filings (Ticker: TSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TCW Strategic Income Fund, Inc. (NYSE: TSI) files a range of documents with the U.S. Securities and Exchange Commission that explain its operations, governance and shareholder policies. As a closed-end management investment company, TSI uses SEC filings to describe its investment objective of seeking total return through current income and capital appreciation, its diversified industry exposure and its role within the broader TCW fund complex.
Among the most informative documents are proxy statements filed on Schedule 14A. The fund’s definitive proxy statement outlines the agenda for its annual meeting of shareholders, including proposals to elect directors and to ratify the selection of the independent registered public accounting firm. These filings detail the structure of the Board of Directors, distinguishing between Independent Directors and the Interested Director as defined under the Investment Company Act of 1940, and describe how shareholders can vote by mail, telephone, internet or in person.
Other periodic reports and shareholder communications referenced in the proxy materials provide additional context about the fund’s portfolio, its investment adviser and its relationship to related entities such as TCW Metropolitan West Funds, TCW ETF Trust, TCW Funds, Inc. and TCW Private Asset Income Fund. Together, these documents help investors understand how the fund is managed, how it fits within the TCW organization and how oversight responsibilities are allocated.
On this SEC filings page, users can access TSI’s regulatory documents as they are made available through EDGAR. AI-powered summaries highlight the key points of lengthy filings, helping readers quickly identify proposals, governance changes and other material information without having to parse every page. This allows investors to review the fund’s official disclosures, including proxy statements and other reports, with greater efficiency and clarity.
TCW Strategic Income Fund Inc. (TSI) reported an initial statement of beneficial ownership on Form 3 for David Vick, identified as a Director. The filing states that no securities are beneficially owned. The date of the event requiring the statement is 09/29/2025, and the form indicates it was filed by one reporting person.
Sit Investment Associates, Inc. and its subsidiary Sit Fixed Income Advisors II, LLC report shared voting and dispositive power over 9,441,989 shares of TCW Strategic Income Fund, Inc. common stock, representing 19.8% of the class based on 47,785,440 shares outstanding as disclosed in the filing. The filing states that all reported shares are owned by client accounts managed by the advisers and that the advisers disclaim beneficial ownership of the shares under Rule 13d-4. The cover pages show 0 shares of sole voting or sole dispositive power and 9,441,989 shares of shared voting and shared dispositive power. A Joint Filing Agreement is attached as Exhibit A.
Meeting: TCW Strategic Income Fund, Inc. annual meeting on September 16, 2025 (record date July 31, 2025).
Agenda: Elect eight directors (one retiring: Patrick Moore), ratify Deloitte & Touche LLP as independent auditor for fiscal year ending Dec 31, 2025, and transact other business. Audit fees reported: $62,000 for fiscal year 2024; tax fees $4,740 for 2024. The Company had 47,785,440 shares outstanding as of July 31, 2025; Cede & Co beneficially owned 46,609,253 shares (97.54%).
Governance: Board composed of nine directors (seven independent), Independent Chair, standing Audit and Nominating & Governance Committees, and Audit Committee financial experts. Director pay structure updated effective March 1, 2024 (annual fee reduced to $12,500). The Company maintains an unfunded Deferred Compensation Plan for Independent Directors.