STOCK TITAN

TCW STRATEGIC INCOME FUND INC SEC Filings

TSI NYSE

Welcome to our dedicated page for TCW STRATEGIC INCOME FUND SEC filings (Ticker: TSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on TCW STRATEGIC INCOME FUND's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into TCW STRATEGIC INCOME FUND's regulatory disclosures and financial reporting.

Rhea-AI Summary

1607 Capital Partners, LLC has filed an amended ownership report on TCW Strategic Income Fund, Inc. common stock. The firm reports beneficial ownership of 1,956,788 shares, representing 4.09% of the outstanding common stock as of 12/31/2025. 1607 Capital has sole power to vote and dispose of these shares, with no shared voting or dispositive power. The filing states that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
ownership
-
Rhea-AI Summary

TCW Strategic Income Fund director Peter McMillan bought additional shares of the company’s common stock in two open-market transactions. On February 11, 2026, he purchased 10,478 shares at $4.738 per share. On February 12, 2026, he purchased 179,522 shares at $4.73 per share, bringing his directly owned stake to 200,000 shares.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

TCW Strategic Income Fund, Inc. registers up to 70,000,000 shares of common stock, plus subscription rights, for future offerings under a shelf prospectus. Shares will generally be sold at or above net asset value, with any specific pricing and terms set in later supplements.

Effective January 5, 2026, the Fund shifts to a net investment income-based monthly distribution policy, paying from accumulated undistributed net investment income and/or other sources, including capital gains and potential return of capital, subject to tax and 1940 Act requirements. The Fund may use derivatives and other income- and gain-generating strategies to support distributions even when net asset value declines, so payout levels are not a reliable guide to performance.

As of December 8, 2025, the Fund had net assets of $249,908,696.82 with 47,785,440.273 shares outstanding, a NAV of $5.23 and a market price of $4.91, reflecting a discount. It maintains a credit facility allowing borrowings up to $70 million and reports total annual expenses of 1.03% of net assets after fee waivers.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
0.1%
Tags
prospectus
Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
-
Rhea-AI Summary

TCW Strategic Income Fund, Inc. is registering up to 70,000,000 new shares of common stock, plus rights to purchase common shares, under a shelf registration. The diversified closed-end fund seeks total return from current income and capital appreciation through a flexible portfolio of government, corporate, high-yield, structured credit, equities, private funds and derivatives.

Shares trade on the NYSE under the symbol TSI. As of December 8, 2025, the fund had net assets of about $249.9 million, total assets of about $310.3 million and 47,785,440.273 shares outstanding, with NAV of $5.23 versus a market price of $4.91. Net annual expenses are estimated at 1.03% of net assets after fee waivers. The fund may use leverage via a credit facility of up to $70 million, though no borrowings were outstanding in June or December 2025, and it highlights extensive risks including leverage, credit, liquidity and derivatives risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
-
Rhea-AI Summary

TCW Strategic Income Fund Inc. director reported a series of open-market common stock purchases. Between 11/25/2025 and 12/01/2025, the insider bought multiple small blocks of shares at prices between $4.91 and $4.93 per share. After these transactions, the reporting person beneficially owned 20,500 shares of the fund’s common stock, held directly. The filing shows no derivative securities activity.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
Rhea-AI Summary

TCW Strategic Income Fund Inc. (TSI) reported an insider ownership update. Chief Compliance Officer Alenoush Terzian filed a Form 3 as of 08/01/2025, indicating initial beneficial ownership status. The filing states that no securities are beneficially owned. The submission was made by one reporting person and identifies the role as Officer — Chief Compliance Officer.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

TCW Strategic Income Fund Inc. (TSI) reported an initial statement of beneficial ownership on Form 3 for David Vick, identified as a Director. The filing states that no securities are beneficially owned. The date of the event requiring the statement is 09/29/2025, and the form indicates it was filed by one reporting person.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
insider
-
Rhea-AI Summary

Sit Investment Associates, Inc. and its subsidiary Sit Fixed Income Advisors II, LLC report shared voting and dispositive power over 9,441,989 shares of TCW Strategic Income Fund, Inc. common stock, representing 19.8% of the class based on 47,785,440 shares outstanding as disclosed in the filing. The filing states that all reported shares are owned by client accounts managed by the advisers and that the advisers disclaim beneficial ownership of the shares under Rule 13d-4. The cover pages show 0 shares of sole voting or sole dispositive power and 9,441,989 shares of shared voting and shared dispositive power. A Joint Filing Agreement is attached as Exhibit A.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
other
Rhea-AI Summary

Meeting: TCW Strategic Income Fund, Inc. annual meeting on September 16, 2025 (record date July 31, 2025).

Agenda: Elect eight directors (one retiring: Patrick Moore), ratify Deloitte & Touche LLP as independent auditor for fiscal year ending Dec 31, 2025, and transact other business. Audit fees reported: $62,000 for fiscal year 2024; tax fees $4,740 for 2024. The Company had 47,785,440 shares outstanding as of July 31, 2025; Cede & Co beneficially owned 46,609,253 shares (97.54%).

Governance: Board composed of nine directors (seven independent), Independent Chair, standing Audit and Nominating & Governance Committees, and Audit Committee financial experts. Director pay structure updated effective March 1, 2024 (annual fee reduced to $12,500). The Company maintains an unfunded Deferred Compensation Plan for Independent Directors.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
proxy

FAQ

How many TCW STRATEGIC INCOME FUND (TSI) SEC filings are available on StockTitan?

StockTitan tracks 30 SEC filings for TCW STRATEGIC INCOME FUND (TSI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for TCW STRATEGIC INCOME FUND (TSI)?

The most recent SEC filing for TCW STRATEGIC INCOME FUND (TSI) was filed on February 13, 2026.