Welcome to our dedicated page for TCW STRATEGIC INCOME FUND SEC filings (Ticker: TSI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
TCW Strategic Income Fund, Inc. filings document the regulatory record of a diversified closed-end management investment company with common stock listed on the New York Stock Exchange. The fund’s disclosures cover its investment objective, closed-end fund structure, common-stock capital structure, distribution framework, and NAV-related matters.
Recent filings include 8-K reports on material events such as transferable rights offerings, dealer manager agreements, subscription rights, shelf registration materials on Form N-2, and related exhibits. Proxy statements document shareholder voting matters, Board elections, auditor ratification, governance procedures, and other annual meeting disclosures.
TCW Strategic Income Fund Inc. director Peter McMillan reported an open-market purchase of common stock. He bought 32,610 shares at a price of $4.7000 per share on February 18, 2026. After this transaction, his directly held ownership increased to 250,000 shares of the fund’s common stock.
TCW Strategic Income Fund director Peter McMillan bought additional shares of the fund. On 02/13/2026, he made an open-market purchase of 17,390 shares of common stock at a price of $4.71 per share. After this transaction, he directly owned 217,390 common shares.
1607 Capital Partners, LLC has filed an amended ownership report on TCW Strategic Income Fund, Inc. common stock. The firm reports beneficial ownership of 1,956,788 shares, representing 4.09% of the outstanding common stock as of 12/31/2025. 1607 Capital has sole power to vote and dispose of these shares, with no shared voting or dispositive power. The filing states that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the fund.
TCW Strategic Income Fund director Peter McMillan bought additional shares of the company’s common stock in two open-market transactions. On February 11, 2026, he purchased 10,478 shares at $4.738 per share. On February 12, 2026, he purchased 179,522 shares at $4.73 per share, bringing his directly owned stake to 200,000 shares.
TCW Strategic Income Fund, Inc. registers up to 70,000,000 shares of common stock, plus subscription rights, for future offerings under a shelf prospectus. Shares will generally be sold at or above net asset value, with any specific pricing and terms set in later supplements.
Effective January 5, 2026, the Fund shifts to a net investment income-based monthly distribution policy, paying from accumulated undistributed net investment income and/or other sources, including capital gains and potential return of capital, subject to tax and 1940 Act requirements. The Fund may use derivatives and other income- and gain-generating strategies to support distributions even when net asset value declines, so payout levels are not a reliable guide to performance.
As of December 8, 2025, the Fund had net assets of $249,908,696.82 with 47,785,440.273 shares outstanding, a NAV of $5.23 and a market price of $4.91, reflecting a discount. It maintains a credit facility allowing borrowings up to $70 million and reports total annual expenses of 1.03% of net assets after fee waivers.
TCW Strategic Income Fund, Inc. is registering up to 70,000,000 new shares of common stock, plus rights to purchase common shares, under a shelf registration. The diversified closed-end fund seeks total return from current income and capital appreciation through a flexible portfolio of government, corporate, high-yield, structured credit, equities, private funds and derivatives.
Shares trade on the NYSE under the symbol TSI. As of December 8, 2025, the fund had net assets of about $249.9 million, total assets of about $310.3 million and 47,785,440.273 shares outstanding, with NAV of $5.23 versus a market price of $4.91. Net annual expenses are estimated at 1.03% of net assets after fee waivers. The fund may use leverage via a credit facility of up to $70 million, though no borrowings were outstanding in June or December 2025, and it highlights extensive risks including leverage, credit, liquidity and derivatives risk.
TCW Strategic Income Fund Inc. director reported a series of open-market common stock purchases. Between 11/25/2025 and 12/01/2025, the insider bought multiple small blocks of shares at prices between $4.91 and $4.93 per share. After these transactions, the reporting person beneficially owned 20,500 shares of the fund’s common stock, held directly. The filing shows no derivative securities activity.
TCW Strategic Income Fund Inc. (TSI) reported an insider ownership update. Chief Compliance Officer Alenoush Terzian filed a Form 3 as of 08/01/2025, indicating initial beneficial ownership status. The filing states that no securities are beneficially owned. The submission was made by one reporting person and identifies the role as Officer — Chief Compliance Officer.
TCW Strategic Income Fund Inc. (TSI) reported an initial statement of beneficial ownership on Form 3 for David Vick, identified as a Director. The filing states that no securities are beneficially owned. The date of the event requiring the statement is 09/29/2025, and the form indicates it was filed by one reporting person.