TCW Strategic Income Fund director reports common stock purchases

TCW Strategic Income Fund Inc. director reported a series of open-market common stock purchases.

Accepted by SEC EDGAR 12/03/2025 - 12:39 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

TCW Strategic Income Fund Inc. director reported a series of open-market common stock purchases. Between 11/25/2025 and 12/01/2025, the insider bought multiple small blocks of shares at prices between $4.91 and $4.93 per share. After these transactions, the reporting person beneficially owned 20,500 shares of the fund’s common stock, held directly. The filing shows no derivative securities activity.

Insider Trade Summary

Net Buyer: 20,500 shares

Net Buy 6 txns

Insider ROONEY ROBERT GERALD

Role Director

Bought 20,500 shs ($101K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	7,400	$4.93	$36K
Purchase	Common Stock	500	$4.92	$2K
Purchase	Common Stock	2,000	$4.93	$10K
Purchase	Common Stock	2,174	$4.92	$11K
Purchase	Common Stock	4	$4.91	$19.64
Purchase	Common Stock	8,422	$4.93	$42K

Holdings After Transaction: Common Stock — 20,500 shares (Direct)

Holdings Before and After: Common Stock, 0 to 20,500 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does TCW Strategic Income Fund Inc. (TSI) disclose in this Form 4?

The filing reports that a director of TCW Strategic Income Fund Inc. bought shares of the company’s common stock in several open-market transactions and now holds 20,500 shares directly.

How many TSI shares did the insider own after the reported transactions?

Following the reported purchases, the insider beneficially owned 20,500 shares of TCW Strategic Income Fund Inc. common stock in direct ownership.

Over what period did the TSI director purchase shares in this Form 4?

The purchases occurred from 11/25/2025 through 12/01/2025, as shown in the non-derivative securities table.

What prices did the TCW Strategic Income Fund (TSI) director pay for the shares?

The reported common stock purchases were made at prices between $4.91 and $4.93 per share.

Does this TSI Form 4 include any derivative securities like options or warrants?

No. The section for derivative securities shows no entries, indicating no derivative securities were acquired or disposed of in these transactions.

What is the reporting person’s relationship to TCW Strategic Income Fund Inc. (TSI)?

The reporting person is identified as a Director of TCW Strategic Income Fund Inc., as indicated in the relationship section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROONEY ROBERT GERALD

(Last) (First) (Middle)

515 SOUTH FLOWER STREET

(Street)

LOS ANGELES CA 90071

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TCW STRATEGIC INCOME FUND INC [ TSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/25/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/25/2025		P		8,422	A	$4.93	8,422	D
Common Stock	11/26/2025		P		4	A	$4.91	8,426	D
Common Stock	11/28/2025		P		2,000	A	$4.93	10,426	D
Common Stock	11/28/2025		P		2,174	A	$4.92	12,600	D
Common Stock	12/01/2025		P		7,400	A	$4.93	20,000	D
Common Stock	12/01/2025		P		500	A	$4.92	20,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Peter Davidson pursuant to POA dated 12/9/24, Attorney-in-Fact	12/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.