TSI director buys 190K+ shares in open market

TCW Strategic Income Fund director Peter McMillan bought additional shares of the company’s common stock in two open-market transactions.

Accepted by SEC EDGAR 02/12/2026 - 04:22 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

TCW Strategic Income Fund director Peter McMillan bought additional shares of the company’s common stock in two open-market transactions. On February 11, 2026, he purchased 10,478 shares at $4.738 per share. On February 12, 2026, he purchased 179,522 shares at $4.73 per share, bringing his directly owned stake to 200,000 shares.

Insider Trade Summary

Net Buyer: 190,000 shares

Net Buy 2 txns

Insider McMillan Peter

Role Director

Bought 190,000 shs ($899K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	179,522	$4.73	$849K
Purchase	Common Stock	10,478	$4.738	$50K

Holdings After Transaction: Common Stock — 200,000 shares (Direct)

Holdings Before and After: Common Stock, 10,000 to 200,000 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did TSI director Peter McMillan report on this Form 4?

TCW Strategic Income Fund (TSI) director Peter McMillan reported two open-market purchases of common stock. He bought 10,478 shares on February 11, 2026 and 179,522 shares on February 12, 2026, increasing his directly held ownership to a total of 200,000 shares.

How many TCW Strategic Income Fund (TSI) shares did Peter McMillan buy and at what prices?

Peter McMillan purchased 10,478 TSI common shares at $4.738 per share on February 11, 2026. He then bought 179,522 additional shares at $4.73 per share on February 12, 2026, with both transactions reported as open-market purchases on this Form 4 filing.

What is Peter McMillan’s total direct ownership in TSI after these transactions?

After the reported open-market purchases, Peter McMillan directly owns 200,000 shares of TCW Strategic Income Fund common stock. The Form 4 shows this as his beneficially owned amount following the February 12, 2026 transaction, with ownership coded as direct rather than indirect.

What transaction code is used in the TSI Form 4 for Peter McMillan’s trades?

The Form 4 uses transaction code “P” for Peter McMillan’s trades, indicating purchases in the open market or a private transaction. Both entries in Table I list code P, confirming these were acquisitions of TCW Strategic Income Fund common stock rather than sales or other dispositions.

Does Peter McMillan hold any derivative securities of TCW Strategic Income Fund (TSI)?

The Form 4’s Table II for derivative securities is blank, indicating no reported acquisitions or dispositions of derivative securities such as options, warrants, or convertible instruments. Only non-derivative common stock transactions are disclosed for Peter McMillan in this particular filing.

What is Peter McMillan’s relationship to TCW Strategic Income Fund (TSI)?

Peter McMillan is identified as a director of TCW Strategic Income Fund, Inc. The Form 4’s relationship section checks the box for director and leaves unchecked the boxes for officer, 10% owner, or other relationships, clarifying his role with the company in this filing.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McMillan Peter

(Last) (First) (Middle)

TCW STRATEGIC INCOME FUND, INC.

865 S. FIGUEROA STREET, STE., 1800

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TCW STRATEGIC INCOME FUND INC [ TSI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/11/2026		P		10,478	A	$4.738	20,478	D
Common Stock	02/12/2026		P		179,522	A	$4.73	200,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Peter Davidson by POA dated 12/9/24, Attorney-in-Fact	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.