STOCK TITAN

Director buys 50,000 TCW Strategic Income Fund (TSI) shares in open market

Filing Impact
(Moderate)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TCW Strategic Income Fund Inc. director Peter McMillan purchased additional shares of the company’s common stock. He bought 50,000 shares in an open-market transaction at a price of $4.64 per share. Following this purchase, his directly held position increased to 300,000 common shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McMillan Peter

(Last) (First) (Middle)
TCW STRATEGIC INCOME FUND, INC.
515 SOUTH FLOWER STREET

(Street)
LOS ANGELES CA 90071

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TCW STRATEGIC INCOME FUND INC [ TSI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/20/2026 P 50,000 A $4.64 300,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Peter Davidson, Attorney-in-Fact 02/20/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did TSI director Peter McMillan report on this Form 4?

Director Peter McMillan reported an open-market purchase of 50,000 shares of TCW Strategic Income Fund Inc. common stock. The transaction reflects a direct increase in his holdings and is classified as a routine insider buy under SEC reporting rules.

At what price did Peter McMillan buy TCW Strategic Income Fund (TSI) shares?

Peter McMillan bought the TCW Strategic Income Fund common shares at a price of $4.64 per share. This reported price represents the cost per share for the 50,000-share open-market purchase disclosed in the Form 4 insider filing.

How many TCW Strategic Income Fund (TSI) shares does Peter McMillan own after this transaction?

After the reported transaction, Peter McMillan directly owns 300,000 shares of TCW Strategic Income Fund common stock. This total includes the newly purchased 50,000 shares and reflects his direct ownership position following the open-market acquisition.

Was the TCW Strategic Income Fund (TSI) Form 4 transaction a purchase or a sale?

The Form 4 filing shows a purchase transaction. Peter McMillan executed an open-market buy of 50,000 TCW Strategic Income Fund common shares, classified under transaction code “P” for a purchase in the SEC’s non-derivative reporting framework.

Does the TSI Form 4 show direct or indirect ownership for Peter McMillan’s shares?

The Form 4 identifies Peter McMillan’s ownership as direct, coded as “D.” This means the 300,000 TCW Strategic Income Fund common shares, including the 50,000 recently purchased, are held in his own name rather than through an intermediary entity.
TCW Strategic Income

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