STOCK TITAN

[Form 4] TETRA Technologies, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Tetra Technologies insider report: Sr. Vice President & CFO Elijio V. Serrano reported several restricted stock unit (RSU) vesting and related share-withholding transactions on 08/25/2025. A total of 41,421 RSUs vested (21,256 from a 2023 award and 20,165 from a 2024 award), of which 16,300 shares were surrendered to the issuer to satisfy tax-withholding obligations at a price of $4.49 per share. The net effect was an increase of 25,121 shares beneficially owned, leaving the reporting person with 1,492,208 shares reported as beneficially owned after the transactions. The filing notes remaining unvested portions of the awards that vest semiannually through February 2026 and February 2027.

Segnalazione interna di Tetra Technologies: Il Vice Presidente Senior e CFO Elijio V. Serrano ha riportato il vesting di diverse unità azionarie vincolate (RSU) e le operazioni correlate di ritenuta azionaria in data 08/25/2025. Sono maturate complessivamente 41.421 RSU (21.256 relative a un premio del 2023 e 20.165 a uno del 2024); di queste, 16.300 azioni sono state consegnate all'emittente per soddisfare gli obblighi fiscali, al prezzo di $4,49 per azione. Il risultato netto è stato un aumento di 25.121 azioni nella proprietà beneficiaria, portando il totale delle azioni possedute dichiarate dopo le operazioni a 1.492.208. La comunicazione indica che le porzioni non ancora maturate dei premi continueranno a maturare semestralmente fino a febbraio 2026 e febbraio 2027.

Informe interno de Tetra Technologies: El Vicepresidente Senior y CFO Elijio V. Serrano informó el 25/08/2025 sobre el vencimiento de varias unidades de acciones restringidas (RSU) y las transacciones relacionadas de retención de acciones. Un total de 41.421 RSU vencieron (21.256 correspondientes a una adjudicación de 2023 y 20.165 a una de 2024); de ellas, 16.300 acciones fueron entregadas al emisor para cubrir obligaciones fiscales, a un precio de $4,49 por acción. El efecto neto fue un aumento de 25.121 acciones de propiedad beneficiaria, dejando a la persona informante con 1.492.208 acciones declaradas como propiedad beneficiaria tras las operaciones. El informe señala que las porciones no vencidas de las adjudicaciones seguirán venciendo semestralmente hasta febrero de 2026 y febrero de 2027.

테트라 테크놀로지스 내부 보고: 수석 부사장이자 최고재무책임자(CFO)인 Elijio V. Serrano는 2025년 08월 25일에 여러 제한주식단위(RSU)의 성숙(베스팅)과 이에 따른 주식 원천징수 거래를 신고했습니다. 총 41,421 RSU가 베스팅되었으며(2023년 수여분 21,256주, 2024년 수여분 20,165주), 이 중 16,300주는 세금 원천징수 의무를 이행하기 위해 발행사에 반환되었고 주당 가격은 $4.49였습니다. 순효과로는 보유 유리 주식이 25,121주 증가하여 거래 후 신고자는 1,492,208주를 실질 보유한 것으로 보고되었습니다. 제출서류에는 수여분 중 아직 베스트되지 않은 부분이 2026년 2월과 2027년 2월까지 반기마다 베스팅된다는 내용이 기재되어 있습니다.

Rapport interne de Tetra Technologies : Le vice‑président principal et directeur financier (CFO) Elijio V. Serrano a déclaré, le 25/08/2025, le vesting de plusieurs unités d'actions restreintes (RSU) ainsi que les opérations de remise d'actions visant à couvrir les retenues fiscales. Au total, 41 421 RSU ont été acquises (21 256 d'une attribution 2023 et 20 165 d'une attribution 2024) ; parmi elles, 16 300 actions ont été remises à l'émetteur pour satisfaire les obligations fiscales, au prix de 4,49 $ par action. L'effet net a été une augmentation de 25 121 actions détenues à titre bénéficiaire, portant le total déclaré après les opérations à 1 492 208 actions. Le dépôt précise que les portions non encore acquises des attributions continueront à acquérir semestriellement jusqu'en février 2026 et février 2027.

Interner Bericht von Tetra Technologies: Senior Vice President und CFO Elijio V. Serrano meldete am 25.08.2025 mehrere Vestings von Restricted Stock Units (RSU) und damit verbundene aktienbezogene Steuerabzüge. Insgesamt sind 41.421 RSUs vested (21.256 aus einer Zuteilung 2023 und 20.165 aus einer 2024-Zuteilung); davon wurden 16.300 Aktien an den Emittenten abgegeben, um die steuerlichen Abzugsverpflichtungen zu erfüllen, zum Preis von $4,49 je Aktie. Netto führte dies zu einem Anstieg um 25.121 im wirtschaftlichen Aktienbesitz, wodurch die meldende Person nach den Transaktionen 1.492.208 als wirtschaftlich besessen meldete. Die Meldung weist darauf hin, dass noch nicht vested Teile der Zuteilungen weiterhin halbjährlich bis Februar 2026 bzw. Februar 2027 vesten.

Positive
  • Net insider ownership increased by 25,121 shares due to RSU vesting, bringing beneficial ownership to 1,492,208 shares
  • Vesting reflects alignment between executive compensation and shareholder interests through time-based RSUs
  • Remaining RSUs vest semiannually through February 2026 and February 2027, supporting retention
Negative
  • None.

Insights

TL;DR: Insider saw a net increase of 25,121 TTI shares from RSU vesting after tax-withholding surrender, a routine compensation-related ownership change.

The transactions reflect scheduled vesting of equity compensation rather than open-market buys or sells. Vesting converted 41,421 RSUs into common shares, with 16,300 surrendered to cover tax withholding at $4.49 per share. The net addition of 25,121 shares modestly increases insider ownership to 1,492,208 shares, which may slightly strengthen alignment with shareholders but is not a material change relative to typical outstanding share counts. No option exercises or cash purchases were reported.

TL;DR: This Form 4 documents expected RSU vesting and tax withholding; it indicates routine executive compensation and continued retention incentives.

The filing documents standard equity-compensation mechanics: time-based RSU vesting from awards granted in 2023 and 2024 and automatic share surrender to satisfy tax obligations. The explanations state remaining unvested tranches that vest semiannually through February 2026 and February 2027, indicating ongoing retention incentives. There are no departures, discretionary sales, or unusual transactions disclosed here.

Segnalazione interna di Tetra Technologies: Il Vice Presidente Senior e CFO Elijio V. Serrano ha riportato il vesting di diverse unità azionarie vincolate (RSU) e le operazioni correlate di ritenuta azionaria in data 08/25/2025. Sono maturate complessivamente 41.421 RSU (21.256 relative a un premio del 2023 e 20.165 a uno del 2024); di queste, 16.300 azioni sono state consegnate all'emittente per soddisfare gli obblighi fiscali, al prezzo di $4,49 per azione. Il risultato netto è stato un aumento di 25.121 azioni nella proprietà beneficiaria, portando il totale delle azioni possedute dichiarate dopo le operazioni a 1.492.208. La comunicazione indica che le porzioni non ancora maturate dei premi continueranno a maturare semestralmente fino a febbraio 2026 e febbraio 2027.

Informe interno de Tetra Technologies: El Vicepresidente Senior y CFO Elijio V. Serrano informó el 25/08/2025 sobre el vencimiento de varias unidades de acciones restringidas (RSU) y las transacciones relacionadas de retención de acciones. Un total de 41.421 RSU vencieron (21.256 correspondientes a una adjudicación de 2023 y 20.165 a una de 2024); de ellas, 16.300 acciones fueron entregadas al emisor para cubrir obligaciones fiscales, a un precio de $4,49 por acción. El efecto neto fue un aumento de 25.121 acciones de propiedad beneficiaria, dejando a la persona informante con 1.492.208 acciones declaradas como propiedad beneficiaria tras las operaciones. El informe señala que las porciones no vencidas de las adjudicaciones seguirán venciendo semestralmente hasta febrero de 2026 y febrero de 2027.

테트라 테크놀로지스 내부 보고: 수석 부사장이자 최고재무책임자(CFO)인 Elijio V. Serrano는 2025년 08월 25일에 여러 제한주식단위(RSU)의 성숙(베스팅)과 이에 따른 주식 원천징수 거래를 신고했습니다. 총 41,421 RSU가 베스팅되었으며(2023년 수여분 21,256주, 2024년 수여분 20,165주), 이 중 16,300주는 세금 원천징수 의무를 이행하기 위해 발행사에 반환되었고 주당 가격은 $4.49였습니다. 순효과로는 보유 유리 주식이 25,121주 증가하여 거래 후 신고자는 1,492,208주를 실질 보유한 것으로 보고되었습니다. 제출서류에는 수여분 중 아직 베스트되지 않은 부분이 2026년 2월과 2027년 2월까지 반기마다 베스팅된다는 내용이 기재되어 있습니다.

Rapport interne de Tetra Technologies : Le vice‑président principal et directeur financier (CFO) Elijio V. Serrano a déclaré, le 25/08/2025, le vesting de plusieurs unités d'actions restreintes (RSU) ainsi que les opérations de remise d'actions visant à couvrir les retenues fiscales. Au total, 41 421 RSU ont été acquises (21 256 d'une attribution 2023 et 20 165 d'une attribution 2024) ; parmi elles, 16 300 actions ont été remises à l'émetteur pour satisfaire les obligations fiscales, au prix de 4,49 $ par action. L'effet net a été une augmentation de 25 121 actions détenues à titre bénéficiaire, portant le total déclaré après les opérations à 1 492 208 actions. Le dépôt précise que les portions non encore acquises des attributions continueront à acquérir semestriellement jusqu'en février 2026 et février 2027.

Interner Bericht von Tetra Technologies: Senior Vice President und CFO Elijio V. Serrano meldete am 25.08.2025 mehrere Vestings von Restricted Stock Units (RSU) und damit verbundene aktienbezogene Steuerabzüge. Insgesamt sind 41.421 RSUs vested (21.256 aus einer Zuteilung 2023 und 20.165 aus einer 2024-Zuteilung); davon wurden 16.300 Aktien an den Emittenten abgegeben, um die steuerlichen Abzugsverpflichtungen zu erfüllen, zum Preis von $4,49 je Aktie. Netto führte dies zu einem Anstieg um 25.121 im wirtschaftlichen Aktienbesitz, wodurch die meldende Person nach den Transaktionen 1.492.208 als wirtschaftlich besessen meldete. Die Meldung weist darauf hin, dass noch nicht vested Teile der Zuteilungen weiterhin halbjährlich bis Februar 2026 bzw. Februar 2027 vesten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SERRANO ELIJIO V

(Last) (First) (Middle)
24955 INTERSTATE 45 NORTH

(Street)
THE WOODLANDS TX 77380

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TETRA TECHNOLOGIES INC [ TTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Vice President & CFO
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/25/2025 M(1) 21,256 A $0.00 1,488,343 D
Common Stock 08/25/2025 F(2) 8,365 D $4.49 1,479,978 D
Common Stock 08/25/2025 M(3) 20,165 A $0.00 1,500,143 D
Common Stock 08/25/2025 F(4) 7,935 D $4.49 1,492,208 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0.00 08/25/2025 M(1) 21,256 (5) (5) Common Stock 21,256 $0.00 21,256 D
Restricted Stock Units $0.00 08/25/2025 M(3) 20,165 (6) (6) Common Stock 20,165 $0.00 60,497 D
Explanation of Responses:
1. Represents vested shares of restricted stock units granted on February 22, 2023. Restricted stock units convert into common stock on a one-for-one basis.
2. Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 22, 2023.
3. Represents vested shares of restricted stock units granted on February 19, 2024. Restricted stock units convert into common stock on a one-for-one basis.
4. Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 19, 2024.
5. The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.
6. The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 25, 2027. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit.
Remarks:
Kimberly M. O'Brien, attorney in fact 08/27/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Elijio V. Serrano report on the Form 4 for TTI?

The report discloses vesting of RSUs and related tax-withholding transactions on 08/25/2025, resulting in a net increase of 25,121 shares and reported beneficial ownership of 1,492,208 shares.

How many RSUs vested and how many shares were surrendered for taxes?

A total of 41,421 RSUs vested (21,256 from 2023 award and 20,165 from 2024 award); 16,300 shares were surrendered to satisfy tax-withholding at $4.49 per share.

Do any unvested RSUs remain and when do they vest?

Yes. The remaining unvested portion of the 2023 award vests semiannually until February 25, 2026, and the 2024 award vests semiannually until February 25, 2027.

Was this Form 4 filed jointly or by one reporting person?

The form was filed by one reporting person, Elijio V. Serrano.

Who signed the Form 4 filing for the reporting person?

The form was signed by Kimberly M. O'Brien, attorney in fact on 08/27/2025.
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