[144] TTM Technologies Inc SEC Filing

Rhea-AI Filing Summary

TTM Technologies (TTMI) Form 144 — The filing notifies a proposed sale of 25,000 common shares through Merrill Lynch on the NASDAQ with an aggregate market value of $1,011,401.28 and total outstanding shares reported as 103,313,274. The filing lists the securities being sold as acquired mainly through restricted stock unit awards (656 on 06/22/2021; 1,838 on 06/22/2023; 12,671 on 06/22/2024) and a performance award (9,835 on 02/22/2024). It also discloses a sale on 06/23/2025 of 13,669 shares for gross proceeds of $496,868.53. The signer certifies they are not aware of any undisclosed material adverse information about the issuer.

Positive

• Detailed acquisition history is disclosed (RSUs and performance awards with dates and quantities)
• Broker and market details provided (Merrill Lynch; NASDAQ; approximate sale date 08/19/2025), supporting transparency
• Signer certifies no undisclosed material adverse information, consistent with Form 144 attestations

Negative

• Significant proposed insider sale of 25,000 shares valued at $1,011,401.28 could represent material insider liquidity
• Recent prior sale on 06/23/2025 of 13,669 shares for $496,868.53 indicates multiple near-term insider dispositions

Insights

Securities Analyst

TL;DR: Routine insider liquidity event: proposed sale of 25,000 shares (~$1.01M) after prior June sale of 13,669 shares.

The Form 144 documents a proposed sale by an insider or related person of 25,000 common shares via Merrill Lynch on NASDAQ, valued at roughly $1.01 million. The filing also itemizes the original acquisition sources — restricted stock units and a performance award — with specific grant dates and quantities, which provides clear provenance of the shares being sold. A recent sale on 06/23/2025 of 13,669 shares for $496,868.53 is disclosed, indicating recent insider liquidity. This filing is procedural and informational; it does not assert any change in company operations or financial condition.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 144 requirements; no allegations of undisclosed material information are made.

The submission includes required details: broker, sale date, share counts, outstanding shares, aggregate market value, and acquisition history (RSUs and performance awards). The signer affirms lack of undisclosed material adverse information and cites Rule 10b5-1 trading-plan language. From a governance perspective, the form shows standardized compliance with transfer and reporting obligations but does reflect meaningful insider selling activity totaling the proposed 25,000 shares and a recent June sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	MERRILL LYNCH 520 NEWPORT CENTER DRIVE 20TH FLOOR NEWPORT BEACH CA 92660	25000	1011401.28	103313274	08/19/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	06/22/2021	RESTRICTED STOCK UNIT AWARD	TTM TECHNOLOGIES INC			656	06/22/2021	N/A
COMMON	06/22/2023	RESTRICTED STOCK UNIT AWARD	TTM TECHNOLOGIES INC			1838	06/22/2023	N/A
COMMON	06/22/2024	RESTRICTED STOCK UNIT AWARD	TTM TECHNOLGIES INC			12671	06/22/2024	N/A
COMMON	02/22/2024	PERFORMANCE AWARD	TTM TECHNOLOGIES INC			9835	02/22/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CATHERINE A GRIDLEY 200 EAST SANDPOINTE SUITE 400 SANTA ANA CA 92707	COMMON	06/23/2025	13669	496868.53

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for TTMI disclose about the proposed sale?

The filing discloses a proposed sale of 25,000 common shares via Merrill Lynch on NASDAQ with aggregate market value of $1,011,401.28 and approximate sale date 08/19/2025.

How were the shares being sold originally acquired according to the filing?

The shares were acquired through restricted stock unit awards (dates: 06/22/2021, 06/22/2023, 06/22/2024) and a performance award (02/22/2024) with listed quantities.

Did the filer sell any TTMI shares recently prior to this Form 144?

Yes. The filing reports a sale on 06/23/2025 of 13,669 common shares for gross proceeds of $496,868.53.

What broker and market are identified for the proposed sale?

The broker is listed as Merrill Lynch (520 Newport Center Drive, Newport Beach, CA) and the securities exchange is NASDAQ.

Does the filing state whether any undisclosed material information exists?

The person for whose account the securities are to be sold represents by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed.