STOCK TITAN

Insider Sale: Steven Spoto Disposes 456 TTMI Shares Under 10b5-1 Plan

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Steven Spoto, an officer of TTM Technologies, reported a sale of common stock on 08/11/2025. The Form 4 shows a disposition of 456 shares at a single-print price of $45.45, leaving 32,133 shares beneficially owned directly after the transaction.

The filing states the sale was executed under a 10b5-1 sales plan to cover the tax liability arising from the vesting of restricted stock units (RSUs). The Form 4 was signed by an attorney-in-fact, Daniel J. Weber, on 08/12/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Small, routine insider sale under a 10b5-1 plan to satisfy RSU tax obligations; does not materially change ownership.

This Form 4 documents a controlled disposition of 456 shares at $45.45 on 08/11/2025, executed pursuant to a 10b5-1 plan to pay taxes tied to RSU vesting. The post-transaction direct holding of 32,133 shares indicates the sale is a minor percentage of the insider's stake and consistent with standard tax-withholding mechanics rather than an opportunistic trade. The single-print price disclosure suggests a single execution print was used to report the trade.

TL;DR: Transaction reflects compliance with pre-established trading plan and proper disclosure procedures.

The filing identifies the reporting person as an officer and notes the sale occurred under a 10b5-1 plan, which provides an affirmative defense to insider trading allegations when properly adopted. The explanatory item clarifies the sale's purpose: to satisfy RSU-related tax liabilities. The form bears an attorney-in-fact signature dated 08/12/2025, showing delegated execution of the filing. Overall, the disclosure aligns with routine governance practices for executive equity settlements.

Insider Spoto Steven
Role PresA&D Integrated Electronics
Type Security Shares Price Value
Tax Withholding Common Stock 456 $45.45 $21K
Holdings After Transaction: Common Stock — 32,133 shares (Direct)
Footnotes (1)
  1. Represents the sale of shares, pursuant to a 10b5-1 Sales Plan, to pay the tax liability incident to the vesting of RSUs. The price reported in Column 4 is single print.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Spoto Steven

(Last) (First) (Middle)
200 EAST SANDPOINTE, SUITE 400

(Street)
SANTA ANA CA 92707

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TTM TECHNOLOGIES INC [ TTMI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
PresA&D Integrated Electronics
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/11/2025 F 456(1) D $45.45(2) 32,133 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the sale of shares, pursuant to a 10b5-1 Sales Plan, to pay the tax liability incident to the vesting of RSUs.
2. The price reported in Column 4 is single print.
/s/ Daniel J. Weber, Attorney-in-Fact 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Steven Spoto report on the TTMI Form 4?

The Form 4 reports a sale of 456 shares of TTMI common stock on 08/11/2025 at a reported price of $45.45.

Why were the TTMI shares sold according to the Form 4?

The filing states the sale was made pursuant to a 10b5-1 sales plan to pay the tax liability resulting from the vesting of RSUs.

How many TTMI shares did Steven Spoto own after the reported transaction?

After the transaction, the Form 4 shows 32,133 shares beneficially owned directly.

When was the Form 4 for the TTMI transaction signed and by whom?

The Form 4 was signed by attorney-in-fact Daniel J. Weber on 08/12/2025.

Was the TTMI sale part of a pre‑arranged trading plan?

Yes. The explanation explicitly states the sale was executed under a 10b5-1 sales plan.