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Tevogen Bio Holdings Inc. insider Dr. Ryan H. Saadi reports beneficial ownership of 3,709,567 shares of common stock, representing 59.7% of the class. He holds sole voting power over 3,705,689 shares and sole dispositive power over 1,938,710 shares, with an additional 3,878 shares held with shared voting and dispositive power through his spouse.
On July 10, 2026, Dr. Saadi received a grant of 1,220,000 shares of Restricted Stock as compensation for his service as Chairman and Chief Executive Officer under the company’s 2024 plan. These shares carry voting rights but are non‑transferable and subject to forfeiture, vesting in four equal annual installments beginning on the seventh anniversary of the grant, with full acceleration upon death or disability. The ownership percentage is based on 6,215,107 shares of common stock outstanding as of July 14, 2026.
Sordillo Victor J. reported acquisition or exercise transactions in this Form 4 filing.
Tevogen Bio Holdings Inc. director Victor J. Sordillo received a grant of 40,000 shares of restricted common stock at no cost under the 2024 Omnibus Incentive Plan. The award vests in three equal installments tied both to service-based anniversaries and aggregate revenue milestones of $50 million, $100 million, and $150 million since the grant date, conditioned on his continued service. Following this grant, Sordillo directly holds 51,539 shares of Tevogen Bio common stock.
Saadi Ryan H. reported acquisition or exercise transactions in this Form 4 filing.
Tevogen Bio Holdings Inc. disclosed that Chief Executive Officer Ryan H. Saadi received a grant of 1,220,000 shares of restricted common stock at $0.0000 per share under the 2024 Omnibus Incentive Plan. The award will vest in four equal annual installments commencing on July 10, 2033, contingent on his continued service. Following the grant, he holds 3,705,689 shares directly, plus 3,878 shares indirectly through his wife.
PODLOGAR SUSAN M reported acquisition or exercise transactions in this Form 4 filing.
Tevogen Bio Holdings Inc. granted director Susan M. Podlogar 40,000 shares of restricted common stock at no cash cost under its 2024 Omnibus Incentive Plan. The award vests in three equal installments, each requiring both a service condition and company revenue milestones of $50 million, $100 million, and $150 million in aggregate revenue since the grant date. Following this grant, Podlogar directly holds 48,678 shares of common stock.
Patton Curtis L. reported acquisition or exercise transactions in this Form 4 filing.
Tevogen Bio Holdings Inc. director Curtis L. Patton received a grant of 40,000 shares of restricted common stock under the company’s 2024 Omnibus Incentive Plan. The award vests in three equal installments, each tied to both a service requirement and revenue milestones of $50 million, $100 million, and $150 million of aggregate revenue since the grant date. Following this grant, Patton directly holds 64,192 shares of common stock.
Goh Keow Lin reported acquisition or exercise transactions in this Form 4 filing.
Tevogen Bio Holdings Inc. director Goh Keow Lin received a grant of 40,000 shares of restricted common stock under the 2024 Omnibus Incentive Plan. The award vests in three equal installments upon the earlier of specified anniversaries of the grant date and the company reaching aggregate revenue milestones of $50 million, $100 million, and $150 million, subject to continued service. Following this grant, the director holds 48,678 common shares directly.
Feike Jeffrey L. reported acquisition or exercise transactions in this Form 4 filing.
Tevogen Bio Holdings Inc. director Jeffrey L. Feike received a grant of 40,000 shares of restricted common stock at $0.00 per share under the 2024 Omnibus Incentive Plan. The award vests in three equal installments tied to service-based anniversaries and aggregate revenue thresholds of $50 million, $100 million, and $150 million since the grant date. Following this grant, Feike directly holds 56,435 common shares.
Desai Kirti reported acquisition or exercise transactions in this Form 4 filing.
Tevogen Bio Holdings Inc. granted its Chief Financial Officer, Kirti Desai, 40,000 shares of restricted common stock at $0.00 per share under the 2024 Omnibus Incentive Plan. The award vests in three equal installments upon specified combinations of service anniversaries and aggregate revenue targets of $50 million, $100 million, and $150 million, subject to continued service. Following this grant, Desai directly holds 242,983 shares of common stock.
Tevogen Bio Holdings Inc. filed a shelf prospectus to register for resale up to 375,000 shares of common stock issuable upon exercise of pre-funded warrants held by The Patel Family, LLP. The company will not receive proceeds from secondary sales; it will receive proceeds only if the Pre-Funded Warrants are exercised for cash (aggregate exercise price $37.50 stated). Shares outstanding were 4,219,343 as of June 11, 2026. The Patel Family currently holds shares and certain convertible/preferred rights such that the 375,000-share registration represents a potential 11.25% beneficial interest based on the disclosed outstanding shares. The Pre-Funded Warrants include a Beneficial Ownership Limitation of 9.99%, adjustable up to 19.99% with written notice (effective after the 61st day). Sales may occur through various methods described in the "Plan of Distribution."
Tevogen Bio Holdings Inc. reported a Q1 2026 net loss of $5.4M, improved from $10.4M a year earlier, mainly due to sharply lower general and administrative stock-based compensation. Operating expenses fell to $5.4M from $10.4M, with research and development relatively stable around $3.1M.
The company had cash of $0.7M as of March 31, 2026 and used $2.7M in operating cash flow, funded by draws on a related-party loan facility and at-the-market stock sales. Management expects existing cash, a $14.0M undrawn loan capacity, a remaining $7.0M grant commitment, and $3.0M PIPE warrant proceeds in May 2026 to support operations for at least 12 months, but does not plan to start new clinical trials until further funding is raised.
The balance sheet shows a stockholders’ deficit of $9.8M and total liabilities of $14.8M, including $6.4M outstanding under the loan and $1.7M of notes payable that are in default but carry no additional default payments. During the quarter the company completed a 1-for-50 reverse stock split and ended with 4,168,705 common shares outstanding. Subsequent events include a private placement of prefunded warrants for 375,000 shares raising about $3.0M, and Nasdaq notices that its market value of listed and publicly held shares has fallen below continued listing thresholds, giving it until mid-October 2026 to regain compliance.