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Travere (NASDAQ: TVTX) director exercises options, sells 10,000 shares under 10b5-1 plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Travere Therapeutics director Roy D. Baynes exercised and sold shares in a planned transaction. On April 6, 2026, he exercised stock options for 10,000 shares of Common Stock at an exercise price of $26.52 per share and received 10,000 shares.

That same day, he completed an open-market sale of 10,000 Common Stock shares at $33.00 per share under a pre-arranged Rule 10b5-1 trading plan adopted on November 17, 2025. Following these transactions, Baynes directly holds 37,500 Common Stock shares.

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Insider Baynes Roy D.
Role Director
Sold 10,000 shs ($330K)
Approx. gross sale proceeds $330K
Approx. exercise cost $265K
Approx. pre-tax spread $65K
Type Security Shares Price Value
Exercise Stock option (right to buy) 10,000 $0.00 $0.00
Exercise Common Stock 10,000 $26.52 $265K
Sale Common Stock 10,000 $33.00 $330K
Holdings After Transaction: Stock option (right to buy) — 0 shares (Direct); Common Stock — 37,500 shares (Direct)
Footnotes (2)
  1. F1. This sale was made pursuant to a written plan adopted on November 17, 2025, meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and consists of the sale of shares underlying a stock option grant to the Reporting Person on May 9, 2018.
  2. F2. The stock option is fully vested and exercisable.
Options exercised 10,000 shares Stock option exercise on April 6, 2026
Exercise price $26.52 per share Stock option exercise for 10,000 underlying shares
Shares sold 10,000 shares Open-market sale on April 6, 2026
Sale price $33.00 per share Price for 10,000 Common Stock shares sold
Shares owned after transactions 37,500 shares Direct Common Stock holdings following April 6, 2026 trades
Rule 10b5-1 plan adoption date November 17, 2025 Date written trading plan was adopted
Option grant date May 9, 2018 Grant date of fully vested stock option exercised
Rule 10b5-1(c) regulatory
"written plan adopted on November 17, 2025, meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act"
Rule 10b5-1(c) is an SEC guideline that lets company insiders set up a written, pre-planned schedule to buy or sell their company stock when they are not in possession of material, nonpublic information. For investors, it matters because such plans can reduce the appearance of insider trading by separating decisions from inside knowledge—like putting your trades on autopilot—while also requiring scrutiny since pre-planned trades can still affect market confidence and share value.
stock option financial
"consists of the sale of shares underlying a stock option grant to the Reporting Person on May 9, 2018"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Common Stock financial
"underlying security title: Common Stock and sale of 10,000 shares of Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open-market sale financial
"transaction_code_description: Sale in open market or private transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
fully vested and exercisable financial
"The stock option is fully vested and exercisable"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did TVTX director Roy D. Baynes report?

Roy D. Baynes reported exercising stock options for 10,000 Travere Therapeutics (TVTX) shares at $26.52 each, then selling 10,000 Common Stock shares at $33.00 per share. After these transactions, he directly holds 37,500 Travere Therapeutics Common Stock shares.

Was the Travere Therapeutics (TVTX) insider sale made under a Rule 10b5-1 plan?

Yes. The 10,000-share sale by Roy D. Baynes was executed under a written trading plan adopted on November 17, 2025 that meets Rule 10b5-1(c) requirements. Such pre-arranged plans are designed to systematize trades over time regardless of near-term market conditions.

What prices were involved in Roy D. Baynes’ Travere Therapeutics (TVTX) Form 4 transactions?

Roy D. Baynes exercised stock options at an exercise price of $26.52 per share for 10,000 underlying shares and then sold 10,000 Common Stock shares at $33.00 per share. These prices define the economic terms disclosed for his April 6, 2026 transactions.

How many Travere Therapeutics (TVTX) shares does Roy D. Baynes own after this Form 4?

Following the reported April 6, 2026 transactions, Roy D. Baynes directly owns 37,500 shares of Travere Therapeutics Common Stock. This figure reflects his holdings after exercising 10,000 stock options and selling 10,000 shares in an open-market transaction.

What derivative security did Roy D. Baynes exercise in the Travere Therapeutics (TVTX) filing?

He exercised a fully vested stock option covering 10,000 Travere Therapeutics Common Stock shares at an exercise price of $26.52 per share. The option, originally granted on May 9, 2018, was fully vested and exercisable at the time of the reported transaction.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baynes Roy D.

(Last)(First)(Middle)
C/O TRAVERE THERAPEUTICS, INC.
3611 VALLEY CENTRE DR., SUITE 300

(Street)
SAN DIEGO CALIFORNIA 92130

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Travere Therapeutics, Inc. [ TVTX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/06/2026M10,000A$26.5247,500D
Common Stock04/06/2026S(1)10,000D$3337,500D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock option (right to buy)$26.5204/06/2026M10,000 (2)05/09/2028Common Stock10,000$00D
Explanation of Responses:
1. This sale was made pursuant to a written plan adopted on November 17, 2025, meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and consists of the sale of shares underlying a stock option grant to the Reporting Person on May 9, 2018.
2. The stock option is fully vested and exercisable.
/s/ Elizabeth E. Reed, Attorney-in-Fact04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)