Tradeweb Markets SEC Filings

Tradeweb Markets Inc. executive Troy Dixon, MD and Co-Head of Global Markets, reported routine equity compensation activity involving the company’s Class A common stock. He received an award of 10,850 restricted stock units (RSUs) that will vest in three equal installments on the first, second and third anniversaries of March 15, 2026, subject to continued employment.

On the same date, 5,364 shares were withheld by Tradeweb at a price of 124.42 per share to cover tax obligations tied to RSU settlements, rather than an open-market sale, and he acquired 25 additional shares from the settlement of dividend equivalent rights. Following these transactions, Dixon directly holds 37,577 shares and RSUs of Class A common stock, including 21,013 unvested RSUs scheduled to vest on March 15, 2027 and March 15, 2028, and 10,850 unvested RSUs scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029.

Clack Amy reported acquisition or exercise transactions in this Form 4 filing.

Tradeweb Markets Inc. Chief Administrative Officer Amy Clack received an equity compensation award of 6,429 restricted stock units (RSUs) tied to Class A common stock. These RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of March 15, 2026, subject to her continued employment. Following this grant, she holds 22,953 shares and RSUs in total, including earlier unvested RSU awards scheduled to vest on January 1, 2027 and 2028, March 17, 2026, 2027 and 2028, and March 15, 2027, 2028 and 2029.

Tradeweb Markets Inc. Chief Financial Officer Sara Furber reported routine equity compensation activity in Class A common stock. She received a grant of 11,975 restricted stock units (RSUs), which are scheduled to vest in three equal installments on the first, second and third anniversaries of March 15, 2026, subject to her continued employment. The company also withheld 5,077 shares at $124.42 per share to satisfy tax obligations tied to RSU settlement, a non-market disposition. In addition, she acquired 44 shares through settlement of dividend equivalent rights linked to prior RSU awards. After these transactions, she directly holds 30,462 shares of Class A common stock, and the filing notes additional unvested RSUs of 3,716, 9,860 and 11,975 scheduled to vest on specified dates through March 15, 2029, assuming continued employment.

Tradeweb Markets Inc. director and Chief Executive Officer William Hult reported compensation-related equity activity in Class A common stock. He received an award of 37,507 restricted stock units (RSUs) scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2026, subject to continued employment. The filing also shows 14,408 shares withheld by the company at $124.42 per share to cover tax obligations tied to RSU settlement, and an additional 104 shares acquired through the settlement of dividend equivalent rights. Following these transactions, Hult directly holds 149,941 shares of Class A common stock. Footnotes note unvested RSUs totaling 11,678 scheduled to vest on March 15, 2027, 30,682 scheduled to vest in equal installments on March 17, 2026, 2027 and 2028, and the new 37,507 RSUs scheduled to vest in equal installments on March 15, 2027, 2028 and 2029.

Tradeweb Markets Inc. is soliciting proxies for a virtual Annual Meeting to be held at May 19, 2026 with a record date of March 20, 2026. The Board seeks votes on five proposals: election of three Class I directors, ratification of Deloitte as auditor, an advisory vote on executive compensation, an Exculpation Amendment, and a Federal Forum Selection Amendment.

Reported company metrics include FY25 Revenues $2.1B, FY25 Adjusted EBITDA margin 54.0%, FY25 Adjusted Net Income $825 (+18.7% YoY) and FY25 Free Cash Flow $1.1B. The Company describes LSEG (through Refinitiv entities) as its controlling stockholder and states LSEG intends to vote its designated shares in favor of the Board’s recommendations.

Tradeweb Markets Inc. Chief Executive Officer William Hult exercised stock options for 72,450 shares of Class A common stock at an exercise price of $20.5900 per share and sold 72,450 shares in open-market transactions at a weighted average price of $125.6199, pursuant to a Rule 10b5-1 trading plan adopted on November 3, 2025. After these transactions, he held 126,738 shares of Class A common stock, plus unvested restricted stock units totaling 68,414 shares scheduled to vest between March 15, 2026 and March 17, 2028, subject to continued employment.

TW: Affiliate notice of proposed sale of common stock.

An affiliate used a Form 144 notice to report a proposed sale of 72,450 shares of common stock via Morgan Stanley Smith Barney LLC, arising from an exercise of stock options and to be settled for cash. The filing also lists 10b5-1 sales including 121,218 shares sold on 02/10/2026.

Tradeweb Markets Inc. executive Enrico Bruni, MD and Co-Head of Global Markets, sold 17,380 shares of Class A common stock in an open-market transaction on February 20, 2026, at a weighted average price of $119.27 per share.

After this sale, Bruni held 102,319 shares, a figure that includes multiple tranches of unvested restricted stock units scheduled to vest between March 2026 and March 2028, subject to his continued employment through the applicable vesting dates.

TW submitted a Form 144 notice reporting proposed sales of Class A Common shares under registered plans and restricted stock vesting arrangements. The filing lists multiple vesting dates and shows Morgan Stanley Smith Barney LLC as a listed broker-dealer; timing and exact sale mechanics are described in the notice.