Welcome to our dedicated page for Tradeweb Markets SEC filings (Ticker: TW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tradeweb Markets Inc. filings document formal disclosures for an electronic trading marketplace with Class A common stock listed on Nasdaq. Form 8-K reports furnish operating results for quarterly and annual periods, capital-return actions such as share repurchase authorizations, and material agreement disclosures involving Tradeweb Markets LLC, data-license arrangements and LSEG/Refinitiv affiliates.
Proxy materials describe board and shareholder voting matters, executive compensation, equity awards, pay-versus-performance tables and governance topics. They also provide disclosure on related-party relationships, including LSEG's role as indirect controlling stockholder, and other matters tied to Tradeweb's public-company structure.
Tradeweb Markets Inc. Chief Technology Officer Justin Peterson reported an open-market sale of 21,221 shares of Class A common stock at $102.00 per share. After the transaction, he reported 15,070 shares, which the filing notes include unvested restricted stock units scheduled to vest between March 2027 and March 2029. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 3, 2025, indicating it was planned in advance.
TW reported director/officer sales under a pre-arranged 10b5-1 plan by Justin Peterson. The notice lists sales of 21,221 shares on 04/15/2026 for $2,560,496.15, 1,005 shares on 03/20/2026 for $125,760.57, and 3,212 shares on 03/18/2026 for $400,715.63.
The filing also references Performance Stock Units dated 01/01/2026 tied to 21,221 units. These entries are presented as sales effected pursuant to a trading plan rather than open-market discretionary trades.
Tradeweb Markets Inc. director Steven Berns reported an open-market sale of 425 shares of the company’s Class A common stock on May 26, 2026, at a price of $105.26 per share. The transaction was effected under a Rule 10b5-1 trading plan adopted on November 3, 2025.
Following this sale, Berns directly holds 4,884 shares of Class A common stock. This amount includes 1,645 unvested restricted stock units that are scheduled to vest on March 19, 2027, subject to his continued service as a director or prorating under the company’s non-employee director compensation policy.
Yared Rana reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Rana Yared received an equity award of 1,645 shares of Class A common stock in the form of restricted stock units. These RSUs were granted as director compensation at a stated price of $0.00 per share.
Subject to her continued service on the board, the 1,645 RSUs are scheduled to vest on May 19, 2027 and then settle in Class A common stock within 30 days, unless she elects to defer settlement or the award is pro-rated under the company’s Non-Employee Director Compensation Policy. Following this grant, she holds 4,239 shares and RSUs in total.
AIGRAIN JACQUES reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Jacques Aigrain reported receiving an equity award tied to the company’s Class A common stock. He was granted 2,668 restricted stock units (RSUs), bringing his reported direct holdings to 12,222 shares, including these unvested RSUs scheduled to vest on May 19, 2027 under the company’s non‑employee director compensation programs.
Madoff Paula reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Paula Madoff reported an equity compensation grant rather than an open-market trade. She received 1,912 restricted stock units (RSUs) tied to the company’s Class A common stock at no purchase price. These RSUs are scheduled to vest on May 19, 2027, provided she continues serving as a director or as otherwise pro-rated under the company’s Non-Employee Director Compensation Policy. Following this award, her reported direct holdings total 16,845 Class A-related shares, including the unvested RSUs.
BERNS STEVEN reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Steven Berns reported an equity award rather than a market purchase. He received 1,645 shares of Class A common stock in the form of restricted stock units (RSUs), increasing his directly held position to 5,309 shares.
The RSUs are scheduled to vest on May 19, 2027, subject to his continued service as a director or potential pro‑rating under the company’s Non-Employee Director Compensation Policy. Under the company’s Deferred Compensation Plan, he has elected to defer settlement and will receive an equal number of phantom shares that will ultimately settle in Class A common stock under his deferral election.
Ganeles Scott reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Scott Ganeles reported an equity compensation grant in the form of 1,645 restricted stock units (RSUs) tied to the company’s Class A common stock. The RSUs were awarded at no cash cost and are scheduled to vest on May 19, 2027, provided he continues serving as a director, with potential proration under the Non-Employee Director Compensation Policy. Upon this award, his direct holdings in Class A common stock and related RSUs total 15,330 shares.
Opoku Lisa reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Lisa Opoku received an award of 1,645 restricted stock units (RSUs) tied to the company’s Class A common stock at no cash cost, as part of director compensation. These RSUs are scheduled to vest on May 19, 2027, assuming she continues serving as a director, and will then settle in Class A shares within 30 days unless she elects to defer. Following this grant, her direct interest, including 1,645 unvested RSUs, totals 4,469 Class A-related units/shares.