Welcome to our dedicated page for Tradeweb Markets SEC filings (Ticker: TW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Tradeweb Markets's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Tradeweb Markets's regulatory disclosures and financial reporting.
Yared Rana reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Rana Yared received an equity award of 1,645 shares of Class A common stock in the form of restricted stock units. These RSUs were granted as director compensation at a stated price of $0.00 per share.
Subject to her continued service on the board, the 1,645 RSUs are scheduled to vest on May 19, 2027 and then settle in Class A common stock within 30 days, unless she elects to defer settlement or the award is pro-rated under the company’s Non-Employee Director Compensation Policy. Following this grant, she holds 4,239 shares and RSUs in total.
AIGRAIN JACQUES reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Jacques Aigrain reported receiving an equity award tied to the company’s Class A common stock. He was granted 2,668 restricted stock units (RSUs), bringing his reported direct holdings to 12,222 shares, including these unvested RSUs scheduled to vest on May 19, 2027 under the company’s non‑employee director compensation programs.
Madoff Paula reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Paula Madoff reported an equity compensation grant rather than an open-market trade. She received 1,912 restricted stock units (RSUs) tied to the company’s Class A common stock at no purchase price. These RSUs are scheduled to vest on May 19, 2027, provided she continues serving as a director or as otherwise pro-rated under the company’s Non-Employee Director Compensation Policy. Following this award, her reported direct holdings total 16,845 Class A-related shares, including the unvested RSUs.
BERNS STEVEN reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Steven Berns reported an equity award rather than a market purchase. He received 1,645 shares of Class A common stock in the form of restricted stock units (RSUs), increasing his directly held position to 5,309 shares.
The RSUs are scheduled to vest on May 19, 2027, subject to his continued service as a director or potential pro‑rating under the company’s Non-Employee Director Compensation Policy. Under the company’s Deferred Compensation Plan, he has elected to defer settlement and will receive an equal number of phantom shares that will ultimately settle in Class A common stock under his deferral election.
Ganeles Scott reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Scott Ganeles reported an equity compensation grant in the form of 1,645 restricted stock units (RSUs) tied to the company’s Class A common stock. The RSUs were awarded at no cash cost and are scheduled to vest on May 19, 2027, provided he continues serving as a director, with potential proration under the Non-Employee Director Compensation Policy. Upon this award, his direct holdings in Class A common stock and related RSUs total 15,330 shares.
Opoku Lisa reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Lisa Opoku received an award of 1,645 restricted stock units (RSUs) tied to the company’s Class A common stock at no cash cost, as part of director compensation. These RSUs are scheduled to vest on May 19, 2027, assuming she continues serving as a director, and will then settle in Class A shares within 30 days unless she elects to defer. Following this grant, her direct interest, including 1,645 unvested RSUs, totals 4,469 Class A-related units/shares.
Repetto Richard H reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. director Richard H. Repetto received an equity award of 1,645 restricted stock units (RSUs) tied to the company’s Class A common stock. The award was granted at no cash cost to him as director compensation.
The RSUs are scheduled to vest on May 19, 2027, if he continues serving as a director through that date, and are then expected to settle in Class A common stock within 30 days, unless he elects to defer settlement. After this grant, he holds a total of 3,178 Class A common stock shares and RSUs directly.
Tradeweb Markets Inc. held its 2026 Annual Meeting of Stockholders on May 19, 2026, where stockholders approved several corporate governance items and routine proposals. They elected three Class I directors to terms ending at the 2029 annual meeting and ratified Deloitte & Touche LLP as independent auditor for the fiscal year ending December 31, 2026.
Stockholders also approved an amendment to the Amended and Restated Certificate of Incorporation to limit the monetary liability of certain officers in limited circumstances and make technical clarifications, and approved adding a federal forum selection provision designating U.S. federal district courts as the exclusive forum for Securities Act of 1933 claims, to the fullest extent permitted by law. An advisory vote approved executive compensation. The company filed a Certificate of Amendment and then a Restated Certificate of Incorporation in Delaware, each effective upon filing.
Wellington Management Group LLP and affiliated entities report beneficial ownership of Tradeweb Markets Inc. common stock totaling 7,504,175 shares, representing 6.47% of the class as disclosed on the Schedule 13G/A amendment. The filing lists shared voting power of 6,812,307 and shared dispositive power of 7,504,175 across the reporting entities.
The filing identifies four reporting entities and states the shares are owned of record by clients of the Wellington investment advisers; no single client is reported to hold more than 5% of the class.
Tradeweb Markets Inc — Vanguard Capital Management reports beneficial ownership of 6,053,962 shares of Common Stock, representing 5.21% of the class as reported for the period ending 03/31/2026. The filing shows sole voting power for 863,167 shares and sole dispositive power over all 6,053,962 shares.
The disclosure states these holdings include securities held by Vanguard funds and managed accounts for which Vanguard exercises dispositive authority.