Welcome to our dedicated page for Tradeweb Markets SEC filings (Ticker: TW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for Tradeweb Markets Inc. (Nasdaq: TW), a global operator of electronic marketplaces for rates, credit, equities and money markets. As a public company in the investment banking and securities dealing industry, Tradeweb files periodic and current reports that give detailed insight into its operations, financial condition and material events.
Among the most important documents for TW are the annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically include segment information for rates, credit, equities, money markets, market data and other revenue categories, as well as discussions of trading volumes, expenses and risk factors. These filings help investors understand how Tradeweb’s electronic marketplaces and data services contribute to its overall results.
Tradeweb also files current reports on Form 8-K to disclose specific material events. Recent 8-K filings referenced in company materials include announcements of quarterly financial results and an agreement-in-principle to renew data schedules under a master data license agreement with Refinitiv/LSEG affiliates. Such filings can highlight developments in market data arrangements, ownership relationships and other significant corporate matters.
In addition to these core reports, investors may review proxy statements on Schedule 14A for information on governance and ownership, as well as any registration statements and other disclosures that may be filed from time to time. Together, these documents form the regulatory record for TW and provide context on its role in electronic trading across rates, credit, equities and money markets.
On Stock Titan, Tradeweb’s SEC filings are updated as new documents are posted to the SEC’s EDGAR system. AI-powered summaries can help explain the key points in lengthy filings, highlight segment trends and clarify technical language, making it easier to analyze TW’s regulatory disclosures, from 10-K and 10-Q reports to 8-K current reports and other submissions.
Douglas L. Friedman reported proposed sales under Rule 144. The filing lists Restricted Stock Units of 2,811 and discloses prior 10b5-1 sales of 30,549 shares on 02/10/2026 for $3,527,230.62. The notice is on a Form 144 dated 03/20/2026 and names Morgan Stanley Smith Barney LLC Executive Financial Services as the issuer/intermediary, with trading on NASDAQ.
Morgan Stanley Smith Barney LLC Executive Financial Services filed a notice to sell 6,525 shares of Common Stock as Restricted Stock Units with an intended sale date of 03/15/2026.
The filing also discloses prior 10b5-1 sales by Sara Furber of 63,128 shares on 02/10/2026 for $7,266,241.12.
TW insider files Form 144 reporting planned dispositions of Common Stock by Justin Peterson. The filing lists Rule 10b5-1 sales: 02/10/2026 sale of 11,254 shares for $1,299,483.62 and 03/18/2026 sale of 3,212 shares for $400,715.63. The transactions are identified as 10b5-1 sales.
Issuer Form 144 shows a planned sale by Amy Clack via a 10b5-1 plan. The filing lists a sale of 1,677 shares of Common Stock on 02/10/2026 for $192,318.36. The filing also lists 271 Restricted Stock Units tied to 03/17/2026.
Tradeweb Markets Inc. Chief Technology Officer Justin Peterson reported several Class A common stock transactions. On March 18, 2026, he sold 3,212 shares in an open‑market trade at a weighted average price of $124.7558 per share pursuant to a pre‑arranged Rule 10b5‑1 trading plan. After this sale, he directly held 58,517 shares.
On March 17, 2026, 1,241 shares were withheld by the company at $126.17 per share to cover tax obligations tied to restricted stock unit (RSU) settlement, and 3 shares were acquired through dividend equivalent rights. His holdings also include unvested RSUs scheduled to vest between March 2027 and March 2029, contingent on continued employment.
Tradeweb Markets Inc. Chief Administrative Officer Amy Clack reported routine equity compensation activity in Class A common stock. On March 17, 2026, 1,128 shares were withheld by the company to cover tax obligations tied to restricted stock unit (RSU) settlement, and 3 shares were acquired through dividend equivalent rights settling in stock. Following these transactions, she directly holds 21,828 shares of Class A common stock. Footnotes also note several blocks of unvested RSUs scheduled to vest between 2027 and 2029, subject to continued employment.
Tradeweb Markets Inc. Chief Legal Officer Douglas Friedman reported routine share movements tied to equity compensation, not open-market trading. On the RSU settlement date, 619 shares of Class A common stock were withheld by the company at a price of $126.17 per share to cover tax obligations.
On the same day, Friedman also acquired 1 share of Class A common stock at no cost through the settlement of dividend equivalent rights linked to previously granted RSUs. After these transactions, he directly holds 16,732 shares, in addition to unvested RSUs that are scheduled to vest between March 2027 and March 2029, subject to continued employment.
Tradeweb Markets Inc. executive Enrico Bruni, MD and Co-Head of Global Markets, reported routine equity compensation-related activity in Class A common stock. On March 17, 2026, 1,511 shares were disposed of at $126.17 per share to cover tax withholding tied to the settlement of restricted stock units (RSUs). He also acquired 6 shares at no cost through the settlement of dividend equivalent rights connected to previously granted RSUs. Following these transactions, Bruni directly holds 108,234 Class A shares, a figure that includes multiple tranches of unvested RSUs scheduled to vest between March 2027 and March 2029, subject to continued employment. The filing reflects compensation and tax mechanics rather than open-market buying or selling.
Tradeweb Markets Inc. Chief Financial Officer Sara Furber reported routine equity compensation activity involving the company’s Class A common stock. On March 17, 2026, she had 1,679 shares withheld at $126.17 per share to cover tax obligations tied to the settlement of restricted stock units (RSUs). She also acquired 6 shares at no cost from dividend equivalent rights linked to previously granted RSUs. Following these transactions, she directly holds 28,789 shares, plus unvested RSUs scheduled to vest in stages through 2029, subject to her continued employment.