Welcome to our dedicated page for Tradeweb Markets SEC filings (Ticker: TW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission (SEC) filings for Tradeweb Markets Inc. (Nasdaq: TW), a global operator of electronic marketplaces for rates, credit, equities and money markets. As a public company in the investment banking and securities dealing industry, Tradeweb files periodic and current reports that give detailed insight into its operations, financial condition and material events.
Among the most important documents for TW are the annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically include segment information for rates, credit, equities, money markets, market data and other revenue categories, as well as discussions of trading volumes, expenses and risk factors. These filings help investors understand how Tradeweb’s electronic marketplaces and data services contribute to its overall results.
Tradeweb also files current reports on Form 8-K to disclose specific material events. Recent 8-K filings referenced in company materials include announcements of quarterly financial results and an agreement-in-principle to renew data schedules under a master data license agreement with Refinitiv/LSEG affiliates. Such filings can highlight developments in market data arrangements, ownership relationships and other significant corporate matters.
In addition to these core reports, investors may review proxy statements on Schedule 14A for information on governance and ownership, as well as any registration statements and other disclosures that may be filed from time to time. Together, these documents form the regulatory record for TW and provide context on its role in electronic trading across rates, credit, equities and money markets.
On Stock Titan, Tradeweb’s SEC filings are updated as new documents are posted to the SEC’s EDGAR system. AI-powered summaries can help explain the key points in lengthy filings, highlight segment trends and clarify technical language, making it easier to analyze TW’s regulatory disclosures, from 10-K and 10-Q reports to 8-K current reports and other submissions.
Tradeweb Markets Inc. Chief Executive Officer William Hult reported routine equity compensation activity in Class A common stock. On the RSU settlement date, 5,656 shares were withheld by the issuer at $126.17 per share to cover tax obligations, and 17 shares were acquired via settlement of dividend equivalent rights. Following these entries, Hult directly holds 144,302 shares of Class A common stock, a figure that includes unvested RSUs scheduled to vest between March 2027 and March 2029, subject to continued employment.
Justin Peterson reported selling shares and a proposed RSU sale. The filing shows a past 02/10/2026 10b5-1 sale of 11,254 Common shares for $1,299,483.62. It also lists 3,212 Restricted Stock Units designated to be sold with an effective date of 03/15/2026.
Tradeweb Markets Inc. MD and Co-Head of Global Markets Enrico Bruni reported routine equity compensation activity in Class A common stock. He received awards totaling 11,752 restricted stock units (RSUs) that will vest in three equal installments on each of the first, second and third anniversaries of March 15, 2026, subject to continued employment.
The filing also shows 4,376 shares withheld by the company at $124.42 per share to cover tax obligations tied to RSU settlement, and 44 shares acquired from dividend equivalent rights. After these transactions, Bruni directly holds 109,739 shares, including 3,371 unvested RSUs scheduled to vest on March 15, 2027, 9,638 unvested RSUs vesting in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, and 11,752 unvested RSUs vesting on March 15, 2027, March 15, 2028 and March 15, 2029.
Tradeweb Markets Inc. Chief Technology Officer Justin Peterson reported routine equity compensation and related tax withholding in Class A common stock. He received an award of 8,037 restricted stock units scheduled to vest in three equal installments on the first, second and third anniversaries of March 15, 2026, subject to continued employment. The company withheld 3,940 shares at $124.42 per share to cover tax obligations tied to RSU settlements, which is not an open-market sale. He also acquired 29 shares through dividend equivalent rights linked to earlier RSU grants. Following these transactions, Peterson directly holds 62,967 shares, including multiple unvested RSU tranches with scheduled vesting dates through March 15, 2029.
Tradeweb Markets Inc. Chief Legal Officer Douglas Friedman reported equity compensation and related tax withholding in Class A common stock. He received an award of 6,510 restricted stock units (RSUs) that will vest in three equal installments on the first, second and third anniversaries of March 15, 2026, subject to continued employment. The filing also shows 2,306 shares withheld by the company at $124.42 per share to cover tax obligations from RSU settlements, and 18 shares acquired through dividend equivalent rights tied to earlier RSU awards. Following these transactions, Friedman directly holds 17,350 shares of Class A common stock, alongside multiple blocks of unvested RSUs scheduled to vest between March 2026 and March 2029.
Tradeweb Markets Inc. executive Troy Dixon, MD and Co-Head of Global Markets, reported routine equity compensation activity involving the company’s Class A common stock. He received an award of 10,850 restricted stock units (RSUs) that will vest in three equal installments on the first, second and third anniversaries of March 15, 2026, subject to continued employment.
On the same date, 5,364 shares were withheld by Tradeweb at a price of 124.42 per share to cover tax obligations tied to RSU settlements, rather than an open-market sale, and he acquired 25 additional shares from the settlement of dividend equivalent rights. Following these transactions, Dixon directly holds 37,577 shares and RSUs of Class A common stock, including 21,013 unvested RSUs scheduled to vest on March 15, 2027 and March 15, 2028, and 10,850 unvested RSUs scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029.
Clack Amy reported acquisition or exercise transactions in this Form 4 filing.
Tradeweb Markets Inc. Chief Administrative Officer Amy Clack received an equity compensation award of 6,429 restricted stock units (RSUs) tied to Class A common stock. These RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of March 15, 2026, subject to her continued employment. Following this grant, she holds 22,953 shares and RSUs in total, including earlier unvested RSU awards scheduled to vest on January 1, 2027 and 2028, March 17, 2026, 2027 and 2028, and March 15, 2027, 2028 and 2029.
Tradeweb Markets Inc. Chief Financial Officer Sara Furber reported routine equity compensation activity in Class A common stock. She received a grant of 11,975 restricted stock units (RSUs), which are scheduled to vest in three equal installments on the first, second and third anniversaries of March 15, 2026, subject to her continued employment. The company also withheld 5,077 shares at $124.42 per share to satisfy tax obligations tied to RSU settlement, a non-market disposition. In addition, she acquired 44 shares through settlement of dividend equivalent rights linked to prior RSU awards. After these transactions, she directly holds 30,462 shares of Class A common stock, and the filing notes additional unvested RSUs of 3,716, 9,860 and 11,975 scheduled to vest on specified dates through March 15, 2029, assuming continued employment.
Tradeweb Markets Inc. director and Chief Executive Officer William Hult reported compensation-related equity activity in Class A common stock. He received an award of 37,507 restricted stock units (RSUs) scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2026, subject to continued employment. The filing also shows 14,408 shares withheld by the company at $124.42 per share to cover tax obligations tied to RSU settlement, and an additional 104 shares acquired through the settlement of dividend equivalent rights. Following these transactions, Hult directly holds 149,941 shares of Class A common stock. Footnotes note unvested RSUs totaling 11,678 scheduled to vest on March 15, 2027, 30,682 scheduled to vest in equal installments on March 17, 2026, 2027 and 2028, and the new 37,507 RSUs scheduled to vest in equal installments on March 15, 2027, 2028 and 2029.
Tradeweb Markets Inc. is soliciting proxies for a virtual Annual Meeting to be held at May 19, 2026 with a record date of March 20, 2026. The Board seeks votes on five proposals: election of three Class I directors, ratification of Deloitte as auditor, an advisory vote on executive compensation, an Exculpation Amendment, and a Federal Forum Selection Amendment.
Reported company metrics include FY25 Revenues $2.1B, FY25 Adjusted EBITDA margin 54.0%, FY25 Adjusted Net Income $825 (+18.7% YoY) and FY25 Free Cash Flow $1.1B. The Company describes LSEG (through Refinitiv entities) as its controlling stockholder and states LSEG intends to vote its designated shares in favor of the Board’s recommendations.