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Top Wealth Group regains Nasdaq bid-price compliance

Nasdaq closed the matter after TWG’s Class A shares met the US$1.00 threshold for 10 consecutive business days.

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Form Type
6-K

Rhea-AI Filing Summary

Top Wealth Group Holding Ltd. (TWG) regained compliance with Nasdaq’s minimum bid price requirement. The company effected a 1-for-100 share consolidation, and its Class A ordinary shares began trading on a post-consolidation basis on October 26, 2026. Nasdaq determined that the closing bid price was US$1.00 per share or greater for 10 consecutive business days, from October 26 through November 6, 2026, and said the matter is closed.

Share consolidation ratio 1-for-100 Class A ordinary shares began post-consolidation trading October 26, 2026
Prior closing bid price Below US$1.00 per share For the previous 30 consecutive business days
Compliance period 10 consecutive business days October 26 through November 6, 2026, at US$1.00 per share or greater
minimum bid price requirement regulatory
"minimum bid price requirement set forth in Nasdaq Listing Rule"
A minimum bid price requirement is a rule that a stock must trade above a set price for a specified period to stay listed on an exchange. It matters to investors because falling below that threshold can trigger warnings or removal from the exchange, which can cut liquidity, reduce visibility, and often lead to sharper declines in share value—think of it like a venue’s minimum dress code that, if not met, can bar a performer from the stage.
share consolidation technical
"effected a 1-for-100 share consolidation"
Share consolidation is a process where a company reduces the total number of its shares by combining multiple existing shares into a smaller number of higher-value shares. This can make each share more expensive and potentially improve the company’s image. For investors, it often means their ownership remains the same, but the value of each share increases, which can influence how the stock is perceived and traded.
closing bid price market
"closing bid price ... at US$1.00 per share or greater"
The closing bid price is the last price that a buyer was willing to pay for a security at the end of the trading day. It reflects the final visible demand for the stock — like the last offer someone makes for a used car before a yard closes — and helps investors gauge market interest, set valuations, and mark portfolios to market for that day.

FAQ

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How did TWG regain Nasdaq minimum bid-price compliance?

TWG effected a 1-for-100 share consolidation, and its Class A ordinary shares began trading on a post-consolidation basis on October 26, 2026. Nasdaq determined that their closing bid price was US$1.00 per share or greater for 10 consecutive business days through November 6, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of November 2026

 

Commission File Number: 001-42014

 

TOP WEALTH GROUP HOLDING LIMITED

(Translation of registrant’s name into English)

 

55 Rue de Luxembourg

59800 Lille

France

Tel: +33 362276008

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒            Form 40-F ☐

 

 

 

 

 

 

The following exhibit is being filed herewith:

 

Exhibit No.   Description
99.1   Press Release, dated November 10, 2026

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: November 10, 2026 Top Wealth Group Holding Limited
     
  By: /s/ Yuen Cheong Carp, LEE
  Name:  Yuen Cheong Carp, LEE
  Title: Chief Executive Officer and Director

 

2

 

Exhibit 99.1

 

TWG Announces Regaining Compliance with Nasdaq Minimum Bid Price Requirement

 

Lille, Nov. 10, 2026 (GLOBE NEWSWIRE) -- Top Wealth Group Holding Limited (NASDAQ: TWG) (“Top Wealth” or the “Company”), today announced that it received a letter dated November 9, 2026 from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it has regained compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on the Nasdaq Capital Market.

 

As previously announced, on October 2, 2026, Nasdaq notified the Company that the closing bid price of its Class A ordinary shares had been below US$1.00 per share for the previous 30 consecutive business days. To regain compliance, the Company effected a 1-for-100 share consolidation of its ordinary shares, and its Class A ordinary shares began trading on a post-share consolidation basis on the Nasdaq Capital Market on October 26, 2026.

 

According to the letter, Nasdaq has determined that for the 10 consecutive business days from October 26, 2026 through November 6, 2026, the closing bid price of the Company’s Class A ordinary shares has been at US$1.00 per share or greater. Accordingly, the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2), and Nasdaq has indicated that the matter is now closed.

 

About Top Wealth Group Holding Limited

 

Top Wealth Group Holding Limited is a holding company incorporated in the Cayman Islands, with all operations carried out through its operating subsidiary in Hong Kong, Top Wealth Group (International) Limited. The Company specializes in supplying premium-class sturgeon caviar, and its caviar and caviar products are endorsed with the Convention on International Trade in Endangered Species of Wild Fauna and Flora (“CITES”) permits. The Company supplies caviar to customers under customer brand labels (i.e. private labeling), and also sells under its own brand, “Imperial Cristal Caviar,” which has continuously achieved significant sales growth since its launch.

 

Safe Harbor Statement

 

This press release contains forward-looking statements. These statements are made under the “safe harbor” provisions of the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements can be identified by terminology such as “will,” “expects,” “anticipates,” “future,” “intends,” “plans,” “believes,” “estimates,” “confident” and similar statements. The Company may also make written or oral forward-looking statements in its periodic reports to the U.S. Securities and Exchange Commission, in its annual report to shareholders, in press releases and other written materials and in verbal statements made by its officers, directors or employees to third parties. Statements that are not historical facts, including but not limited to statements about the Company’s beliefs and expectations, are forward-looking statements. Forward looking statements involve inherent risks and uncertainties. A number of factors could cause actual results to differ materially from those contained in any forward-looking statement. Further information regarding these and other risks is included in the Company’s filings with the Securities and Exchange Commission. All information provided in this press release is as of the date of the press release, and the Company undertakes no duty to update such information, except as required under applicable law.

 

For more information, please contact:

 

Top Wealth Group Holding Limited

Investor Relations

Email: ir@topwealth.cc

Filing Exhibits & Attachments

1 document

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