Top Wealth changes independent auditor with no disputes

Top Wealth Group Holding Limited reported a change in its independent auditor.

Rhea-AI Filing Summary

Top Wealth Group Holding Limited reported a change in its independent auditor. On April 25, 2026, the audit committee released Assentsure PAC as the company’s independent registered public accounting firm and, on the same date, engaged CHI-LLTC to audit the consolidated financial statements for the year ended December 31, 2025.

The company states that during the two most recent fiscal years and through the release date, Assentsure issued no adverse opinions or qualifications and had no disagreements over accounting principles, financial statement disclosure, or audit scope or procedures. It also reports no “reportable event” as defined in Item 304(a)(1)(v) of Regulation S-K.

Insights

Audit & Governance Analyst

Top Wealth switches auditors with no reported disputes or issues.

Top Wealth Group Holding Limited replaced Assentsure PAC with CHI-LLTC as its independent registered public accounting firm, effective April 25, 2026. The new firm will audit the consolidated financial statements for the year ended December 31, 2025, as approved by the audit committee.

The company states that Assentsure had issued no adverse opinions or qualifications, and there were no disagreements on accounting principles, disclosures, or audit scope during the two most recent fiscal years. It also reports no “reportable event” under Item 304(a)(1)(v) of Regulation S-K, which helps frame this as an administrative change rather than a disclosed accounting problem.

Key Figures

Effective auditor change date: April 25, 2026 Audit year end: December 31, 2025 Form type: Form 6-K +2 more

5 metrics

Effective auditor change date April 25, 2026 Date audit committee released Assentsure and engaged CHI-LLTC

Audit year end December 31, 2025 Fiscal year CHI-LLTC is engaged to audit

Form type Form 6-K Report of foreign private issuer under Exchange Act

Commission File Number 001-42014 Top Wealth Group Holding Limited SEC file reference

Report signature date May 15, 2026 Date CEO signed the report on behalf of the company

Key Terms

independent registered public accounting firm, reportable event, Regulation S-K, Form 20-F, +1 more

5 terms

independent registered public accounting firm financial

"resolved to release Assentsure PAC as the Company’s independent registered public accounting firm"

An independent registered public accounting firm is an outside accounting company officially registered with the government regulator to examine and report on a public company's financial records and controls. Investors treat its reports like an impartial inspector’s certificate — they add credibility to financial statements, help spot errors or misleading claims, and reduce the risk that shareholders are relying on unchecked or biased numbers.

reportable event regulatory

"there was no “reportable event” as that term is described in Item 304(a)(1)(v)"

Regulation S-K regulatory

"no “reportable event” as that term is described in Item 304(a)(1)(v) Regulation S-K"

A set of U.S. Securities and Exchange Commission rules that tell public companies which narrative and qualitative details must be disclosed in filings, such as risk factors, management discussion, executive pay, legal proceedings and business description. Think of it as a standardized checklist or blueprint that ensures investors get the same types of background information from every company so they can compare risks, management quality and strategy before making investment decisions.

Form 20-F regulatory

"whether the registrant files or will file annual reports under cover of Form 20-F"

Form 20-F is the standardized annual disclosure that non-U.S. companies must file with the U.S. securities regulator when their shares are traded in the U.S.; it contains audited financial statements, a plain-language description of the business, management discussion, governance details and key risk factors. It matters to investors because it provides a consistent, comparable company “report card” and rulebook, helping buyers assess financial health, governance and risks before investing.

foreign private issuer regulatory

"REPORT OF FOREIGN PRIVATE ISSUER PURSUANT RULE 13a-16 OR 15d-16"

A foreign private issuer is a company organized outside the United States that meets tests showing it is primarily foreign-controlled and therefore qualifies for a different set of U.S. reporting rules. For investors, that means the company files less frequent or differently formatted disclosures with U.S. regulators and may follow home-country accounting and governance practices, so buying its stock is like dining at a well-reviewed restaurant that follows its home kitchen’s rules instead of the local menu — you get access but should check what standards apply.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Top Wealth Group Holding Limited (TWG) announce in this Form 6-K?

Top Wealth Group Holding Limited announced a change in its independent auditor. The audit committee released Assentsure PAC and engaged CHI-LLTC to audit the company’s consolidated financial statements for the fiscal year ended December 31, 2025, effective April 25, 2026.

Were there any disagreements between TWG and its former auditor Assentsure PAC?

The company states there were no disagreements with Assentsure PAC. Over the two most recent fiscal years and through the release date, there were no disputes on accounting principles, financial statement disclosure, or audit scope and procedures that required reference in Assentsure’s audit reports.

Did TWG report any ‘reportable event’ under Regulation S-K with this auditor change?

The company reports no “reportable event” as defined in Item 304(a)(1)(v) of Regulation S-K. This means it did not disclose issues such as internal control problems or other matters that would require special reporting in connection with the auditor change.

Who is the new independent auditor for Top Wealth Group Holding Limited (TWG)?

Top Wealth Group Holding Limited engaged CHI-LLTC as its new independent registered public accounting firm. CHI-LLTC was appointed by the audit committee on April 25, 2026, to audit the company’s consolidated financial statements for the fiscal year ended December 31, 2025.

Did Assentsure PAC issue any adverse opinions on TWG’s financial statements?

According to the company, Assentsure PAC issued no adverse opinions or qualifications on Top Wealth’s financial statements during the two most recent fiscal years. This indicates Assentsure’s audit reports did not contain negative conclusions about those financial statements.

How did TWG coordinate this auditor change with the SEC?

The company states it provided Assentsure PAC with a copy of the disclosure before filing it with the SEC. Assentsure furnished a letter to the SEC indicating whether it agreed with the company’s statements, which is filed as Exhibit 16.1 to this report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/15/2026 - 04:59 PM Learn about SEC filing dates

UNITED STATES

 SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of May 2026

Commission File Number: 001-42014

TOP WEALTH GROUP HOLDING LIMITED

(Translation of registrant’s name into English)

Units 714 & 715

7F, Hong Kong Plaza

Connaught Road West

Hong Kong

Tel: +852 36158567

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒              Form 40-F ☐

Change in Registrant’s Certifying Accountant

(a) Release of independent registered public accounting firm

On April 25, 2026, the audit committee of the board of directors of Top Wealth Group Holding Limited (the “Company”) resolved to release Assentsure PAC (“Assentsure”) as the Company’s independent registered public accounting firm, effective April 25, 2026.

During the two recent fiscal years and through the subsequent period preceding the release, Assentsure has neither provided any adverse opinion or qualifications on the Company’s financial statements nor had a disagreement with the Company since their engagement on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements that, if not resolved to Assentsure’s satisfaction, would have caused Assentsure to make reference to the subject matter of the disagreement in connection with its reports on the Company’s financial statements for such periods.

During the two most recent fiscal years and through the subsequent period preceding the release, there was no “reportable event” as that term is described in Item 304(a)(1)(v) Regulation S-K.

The Company has provided Assentsure with a copy of the disclosure contained herein, prior to its filing with the U.S. Securities and Exchange Commission (the “SEC”). Assetnsure has furnished the Company a letter addressed to the SEC stating whether or not it agreed with the statements herein. The letter is attached hereto as Exhibit 16.1.

(b) New independent registered public accounting firm

On April 25, 2026, the Company has engaged CHI-LLTC as its independent registered public accounting firm to audit the Company’s consolidated financial statements as of and for the fiscal year ended December 31, 2025. The decision to engage CHI-LLTC as the Company’s independent registered public accounting firm was approved by the audit committee of the board of directors of the Company.

During the two most recent fiscal years and through the date of the engagement, the Company has not consulted with CHI-LLTC regarding any of the following:

1. The application of accounting principles to any specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on the Company’s financial statements.

2. The type of audit opinion that might be rendered on the Company’s financial statements by CHI-LLTC, in either case where written or oral advice provided by CHI-LLTC would be an important factor considered by the Company in reaching a decision as to any accounting, auditing or financial reporting issues.

3. Any matter that was either the subject of a disagreement (as defined in Item 304(a)(1)(iv) Regulation S-K and the related instructions thereto) or a “reportable event” (as described in Item 304(a)(1)(v) Regulation S-K).

1

EXHIBIT INDEX

Exhibit No.		Description
16.1		Letter of CHI-LLTC

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: May 15, 2026	Top Wealth Group Holding Limited
	By:	/s/ Kim Kwan Kings, WONG
	Name:	Kim Kwan Kings, WONG
	Title:	Chief Executive Officer and Chairman

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Filing Exhibits & Attachments

1 document

Other Documents

• EX-16.1 LETTER OF CCTH-LLTC 3.5 KB