Twin Disc (NASDAQ: TWIN) investor files Rule 144 to resell 11,765 shares

Rhea-AI Filing Summary

Twin Disc shareholder files notice to sell restricted shares under Rule 144. A holder of Twin Disc, Incorporated common stock plans to sell up to 11,765 shares through Fidelity Brokerage Services LLC on the NASDAQ market, with an aggregate market value of $213,887.00 at the time of the notice.

The shares come from stock awards granted by the issuer on 10/31/2017, 10/26/2023, and 10/31/2024, all received as compensation. The filer represents that they are not aware of any undisclosed material adverse information about Twin Disc’s current or future operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	FIDELITY BROKERAGE SERVICES LLC 245 Summer Street BOSTON MA 02110	11765	213887.00	14421658	02/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/31/2017	Stock Award	ISSUER			6048	10/31/2017	Comepensation
Common	10/26/2023	Stock Award	ISSUER			2860	10/26/2023	Compensation
Common	10/26/2023	Stock Award	ISSUER			2537	10/26/2023	Compensation
Common	10/31/2024	Stock Award	ISSUER			320	10/31/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for TWIN disclose?

The Form 144 shows a planned sale of Twin Disc shares. A shareholder intends to sell up to 11,765 shares of Twin Disc common stock under Rule 144, with an indicated aggregate market value of $213,887.00 at the time of the notice.

How many Twin Disc (TWIN) shares are planned to be sold and on which exchange?

The notice covers up to 11,765 Twin Disc shares. The filing states these common shares may be sold through Fidelity Brokerage Services LLC on the NASDAQ exchange, under the resale conditions of SEC Rule 144.

How were the Twin Disc (TWIN) shares in the Form 144 acquired?

The shares were acquired through stock awards from the issuer. The Form 144 lists stock awards dated 10/31/2017, 10/26/2023, and 10/31/2024, all described as compensation from Twin Disc rather than open-market purchases.

What is the aggregate market value of the TWIN shares in this Form 144?

The filing indicates an aggregate market value of $213,887.00. This value corresponds to the 11,765 Twin Disc common shares covered by the notice at the time it was prepared, based on prevailing market prices then.

Does the Form 144 filer for TWIN claim to know any undisclosed negative information?

The filer represents they know no undisclosed adverse information. By signing, the person states they are not aware of any material adverse information about Twin Disc’s current or prospective operations that has not already been publicly disclosed.

What broker is named in the Twin Disc (TWIN) Form 144 filing?

Fidelity Brokerage Services LLC is listed as broker. The notice identifies Fidelity Brokerage Services LLC, based at 245 Summer Street in Boston, Massachusetts, as the broker handling potential sales of the Twin Disc common shares on NASDAQ.