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Twin Disc (TWIN) CEO reports 2,901-share award held via family trusts

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Twin Disc Inc2,901 shares of common stock on February 25, 2026. The shares were acquired as a grant or award at $18.0218 per share and are held indirectly in a trustee capacity for family trusts.

Following this transaction, one of Batten’s indirect trustee accounts held 171,594 shares, while separate entries show additional direct and indirect holdings, including 475,434 shares held directly and other indirect positions through a 401(k) and several family trusts.

Positive

  • None.

Negative

  • None.
Insider BATTEN JOHN H
Role President and CEO
Type Security Shares Price Value
Grant/Award COMMON STOCK 2,901 $18.0218 $52K
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
Holdings After Transaction: COMMON STOCK — 171,594 shares (Indirect, As Trustee); COMMON STOCK — 475,434 shares (Direct)
Footnotes (1)
  1. As trustee of Michael E. Batten Marital Trust. As trustee of Michael E. Batten Family Trust. As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Louise Vemet Batten Grantor Trust.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BATTEN JOHN H
(Last) (First) (Middle)
TWIN DISC, INC.
222 EAST ERIE ST., SUITE 400
(Street)
MILWAUKEE WI 53202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TWIN DISC INC [ TWIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 475,434 D
COMMON STOCK 2,457.2354 I 401(k)
COMMON STOCK 02/25/2026 A 2,901 D $18.0218 171,594 I As Trustee(1)
COMMON STOCK 201,156 I As Trustee(2)
COMMON STOCK 115,456 I As Trustee(3)
COMMON STOCK 114,976 I As Trustee(4)
COMMON STOCK 106,744 I As Trustee(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As trustee of Michael E. Batten Marital Trust.
2. As trustee of Michael E. Batten Family Trust.
3. As trustee of Elizabeth Batten Stribney Trust.
4. As trustee of Timothy Michael Batten Trust.
5. As trustee of Louise Vemet Batten Grantor Trust.
/s/ John H. Batten 02/25/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did John H. Batten report for Twin Disc (TWIN)?

John H. Batten reported receiving an indirect grant of 2,901 Twin Disc common shares. The award occurred on February 25, 2026 at $18.0218 per share and is held in a trustee capacity for family-related trusts.

Was the Twin Disc (TWIN) Form 4 transaction a purchase or an award?

The Twin Disc Form 4 shows an award-type acquisition, not an open-market purchase. Code A designates a grant, award, or other acquisition of 2,901 shares at $18.0218 per share, held indirectly by John H. Batten as trustee.

How many Twin Disc (TWIN) shares does John H. Batten hold directly after this filing?

After the reported transactions, John H. Batten’s direct holding is listed as 475,434 Twin Disc common shares. This direct position is separate from his various indirect holdings as trustee and through a 401(k) account.

What indirect Twin Disc (TWIN) holdings are associated with John H. Batten as trustee?

The filing lists several indirect positions where John H. Batten is trustee, including trusts such as the Michael E. Batten Marital Trust and related family trusts, with individual trustee accounts showing holdings like 171,594 and other six-figure share balances.

Does the Twin Disc (TWIN) Form 4 show any share sales by John H. Batten?

The Form 4 data provided shows no reported sales by John H. Batten. It records one acquisition of 2,901 shares as a grant or award and several entries updating his direct and indirect holding balances on the same date.

What price per share is reported for the Twin Disc (TWIN) insider award?

The insider award to John H. Batten, held indirectly as trustee, is reported at $18.0218 per share. This price applies specifically to the 2,901-share grant recorded on February 25, 2026 in Twin Disc common stock.