Twin Disc (TWIN) CEO John Batten awarded 5,040 common shares

Rhea-AI Filing Summary

TWIN DISC INC President and CEO John H. Batten reported an indirect acquisition of 5,040 shares of common stock on March 4, 2026. The award, coded as a grant or other acquisition, was recorded at a price of $18.0044 per share and is held indirectly as trustee.

After this transaction, one trustee-held position showed 160,019 shares. The filing also lists 475,434 shares held directly, 2,457.2354 shares held indirectly through a 401(k), and several additional indirect holdings as trustee of various Batten family trusts.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BATTEN JOHN H

(Last) (First) (Middle)

TWIN DISC, INC.

222 EAST ERIE ST., SUITE 400

(Street)

MILWAUKEE WI 53202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TWIN DISC INC [ TWIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
COMMON STOCK								475,434	D
COMMON STOCK								2,457.2354	I	401(k)
COMMON STOCK	03/04/2026		A		5,040	D	$18.0044	160,019	I	As Trustee(1)
COMMON STOCK								201,156	I	As Trustee(2)
COMMON STOCK								115,456	I	As Trustee(3)
COMMON STOCK								114,976	I	As Trustee(4)
COMMON STOCK								106,744	I	As Trustee(5)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. As trustee of Michael E. Batten Marital Trust.

2. As trustee of Michael E. Batten Family Trust.

3. As trustee of Elizabeth Batten Stribney Trust.

4. As trustee of Timothy Michael Batten Trust.

5. As trustee of Louise Vemet Batten Grantor Trust.

	/s/ John H. Batten	03/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did TWIN DISC INC (TWIN) report for John H. Batten?

John H. Batten reported an indirect acquisition of 5,040 common shares of TWIN DISC INC on March 4, 2026. The shares were recorded as a grant or other award at $18.0044 per share and are held in a trustee capacity.

How many TWIN DISC INC shares were granted to John H. Batten on March 4, 2026?

The filing shows an award of 5,040 common shares on March 4, 2026. These shares are classified as an indirect holding as trustee and were valued in the report at $18.0044 per share for Form 4 disclosure purposes.

What are John H. Batten’s direct TWIN DISC INC share holdings after this Form 4?

After the reported transactions, John H. Batten directly holds 475,434 shares of TWIN DISC INC common stock. This figure represents his direct ownership and is separate from shares held indirectly as trustee or through retirement plans.

What indirect TWIN DISC INC holdings does John H. Batten report through a 401(k)?

The Form 4 shows an indirect 401(k) position of 2,457.2354 shares of TWIN DISC INC common stock. This holding is labeled as indirect ownership with the nature of ownership specified as a 401(k) account as of March 4, 2026.

How many TWIN DISC INC shares are reported in the trustee-held position updated by the grant?

Following the grant of 5,040 shares, one trustee-held position associated with John H. Batten shows 160,019 shares of TWIN DISC INC common stock. This amount is reported as indirect ownership as trustee on the Form 4 dated March 4, 2026.

Which trusts are associated with John H. Batten’s indirect TWIN DISC INC holdings?

Footnotes state that John H. Batten is trustee for several Batten family trusts, including the Michael E. Batten Marital Trust and Michael E. Batten Family Trust, plus trusts for Elizabeth Batten Stribney, Timothy Michael Batten, and Louise Vemet Batten.