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Twin Disc (TWIN) CEO John Batten awarded 5,040 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TWIN DISC INC President and CEO John H. Batten reported an indirect acquisition of 5,040 shares of common stock on March 4, 2026. The award, coded as a grant or other acquisition, was recorded at a price of $18.0044 per share and is held indirectly as trustee.

After this transaction, one trustee-held position showed 160,019 shares. The filing also lists 475,434 shares held directly, 2,457.2354 shares held indirectly through a 401(k), and several additional indirect holdings as trustee of various Batten family trusts.

Positive

  • None.

Negative

  • None.
Insider BATTEN JOHN H
Role President and CEO
Type Security Shares Price Value
Grant/Award COMMON STOCK 5,040 $18.0044 $91K
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
Holdings After Transaction: COMMON STOCK — 160,019 shares (Indirect, As Trustee); COMMON STOCK — 475,434 shares (Direct)
Footnotes (1)
  1. As trustee of Michael E. Batten Marital Trust. As trustee of Michael E. Batten Family Trust. As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Louise Vemet Batten Grantor Trust.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BATTEN JOHN H
(Last) (First) (Middle)
TWIN DISC, INC.
222 EAST ERIE ST., SUITE 400
(Street)
MILWAUKEE WI 53202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TWIN DISC INC [ TWIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 475,434 D
COMMON STOCK 2,457.2354 I 401(k)
COMMON STOCK 03/04/2026 A 5,040 D $18.0044 160,019 I As Trustee(1)
COMMON STOCK 201,156 I As Trustee(2)
COMMON STOCK 115,456 I As Trustee(3)
COMMON STOCK 114,976 I As Trustee(4)
COMMON STOCK 106,744 I As Trustee(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As trustee of Michael E. Batten Marital Trust.
2. As trustee of Michael E. Batten Family Trust.
3. As trustee of Elizabeth Batten Stribney Trust.
4. As trustee of Timothy Michael Batten Trust.
5. As trustee of Louise Vemet Batten Grantor Trust.
/s/ John H. Batten 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did TWIN DISC INC (TWIN) report for John H. Batten?

John H. Batten reported an indirect acquisition of 5,040 common shares of TWIN DISC INC on March 4, 2026. The shares were recorded as a grant or other award at $18.0044 per share and are held in a trustee capacity.

How many TWIN DISC INC shares were granted to John H. Batten on March 4, 2026?

The filing shows an award of 5,040 common shares on March 4, 2026. These shares are classified as an indirect holding as trustee and were valued in the report at $18.0044 per share for Form 4 disclosure purposes.

What are John H. Batten’s direct TWIN DISC INC share holdings after this Form 4?

After the reported transactions, John H. Batten directly holds 475,434 shares of TWIN DISC INC common stock. This figure represents his direct ownership and is separate from shares held indirectly as trustee or through retirement plans.

What indirect TWIN DISC INC holdings does John H. Batten report through a 401(k)?

The Form 4 shows an indirect 401(k) position of 2,457.2354 shares of TWIN DISC INC common stock. This holding is labeled as indirect ownership with the nature of ownership specified as a 401(k) account as of March 4, 2026.

How many TWIN DISC INC shares are reported in the trustee-held position updated by the grant?

Following the grant of 5,040 shares, one trustee-held position associated with John H. Batten shows 160,019 shares of TWIN DISC INC common stock. This amount is reported as indirect ownership as trustee on the Form 4 dated March 4, 2026.

Which trusts are associated with John H. Batten’s indirect TWIN DISC INC holdings?

Footnotes state that John H. Batten is trustee for several Batten family trusts, including the Michael E. Batten Marital Trust and Michael E. Batten Family Trust, plus trusts for Elizabeth Batten Stribney, Timothy Michael Batten, and Louise Vemet Batten.