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Twin Disc (TWIN) CEO-linked trusts receive grant of 6,000 shares

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Twin Disc Inc. President and CEO John H. Batten reported an acquisition of 6,000 shares of common stock on February 27, 2026. The transaction is coded as a grant, award, or other acquisition at a reported price of $18.0054 per share.

The 6,000 shares are held indirectly in a trustee capacity, bringing that indirect trustee holding to 165,059 shares of common stock following the transaction. As of the same date, Batten also reports 475,434 shares held directly and additional indirect holdings through a 401(k) account and multiple family trusts.

Positive

  • None.

Negative

  • None.
Insider BATTEN JOHN H
Role President and CEO
Type Security Shares Price Value
Grant/Award COMMON STOCK 6,000 $18.0054 $108K
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
Holdings After Transaction: COMMON STOCK — 165,059 shares (Indirect, As Trustee); COMMON STOCK — 475,434 shares (Direct)
Footnotes (1)
  1. As trustee of Michael E. Batten Marital Trust. As trustee of Michael E. Batten Family Trust. As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Louise Vemet Batten Grantor Trust.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BATTEN JOHN H
(Last) (First) (Middle)
TWIN DISC, INC.
222 EAST ERIE ST., SUITE 400
(Street)
MILWAUKEE WI 53202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TWIN DISC INC [ TWIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 475,434 D
COMMON STOCK 2,457.2354 I 401(k)
COMMON STOCK 02/27/2026 A 6,000 D $18.0054 165,059 I As Trustee(1)
COMMON STOCK 201,156 I As Trustee(2)
COMMON STOCK 115,456 I As Trustee(3)
COMMON STOCK 114,976 I As Trustee(4)
COMMON STOCK 106,744 I As Trustee(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As trustee of Michael E. Batten Marital Trust.
2. As trustee of Michael E. Batten Family Trust.
3. As trustee of Elizabeth Batten Stribney Trust.
4. As trustee of Timothy Michael Batten Trust.
5. As trustee of Louise Vemet Batten Grantor Trust.
/s/ John H. Batten 02/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did John H. Batten report at Twin Disc (TWIN)?

John H. Batten reported an acquisition of 6,000 Twin Disc common shares on February 27, 2026. The Form 4 classifies this as a grant, award, or other acquisition of stock, rather than an open-market purchase or sale transaction.

How many Twin Disc (TWIN) shares were involved and at what price?

The filing shows 6,000 common shares acquired at a reported price of $18.0054 per share. This price reflects the transaction value used in the Form 4 disclosure and applies specifically to this grant or award on February 27, 2026.

Is the 6,000-share Twin Disc (TWIN) grant held directly by John H. Batten?

The 6,000 shares are held indirectly, with John H. Batten acting as trustee for related trusts. The filing notes trustee status for several family trusts, meaning the shares are associated with these entities rather than as a direct personal holding.

What are John H. Batten’s Twin Disc (TWIN) holdings after this transaction?

After the grant, one trustee account shows 165,059 shares of Twin Disc common stock. The Form 4 also reports 475,434 shares held directly, plus additional indirect holdings through a 401(k) account and multiple family trusts as of February 27, 2026.

What role does John H. Batten hold at Twin Disc (TWIN)?

John H. Batten is reported as President and CEO, as well as a director and 10% owner of Twin Disc Inc. This combination of roles highlights both his executive responsibilities and his significant ownership position in the company.

Do the Twin Disc (TWIN) Form 4 transactions involve any insider selling?

The summarized data show one acquisition transaction and no reported sales. The 6,000-share event is categorized as a grant or award, and there are no Form 4 entries indicating a disposition or sale of Twin Disc shares in this filing.