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Twin Disc (TWIN) CEO reports stock awards and large share holdings

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Twin Disc, Inc. President and CEO John H. Batten, who is also a director and 10% owner, reported stock awards in common shares on February 17, 2026. Three separate acquisitions of 5,000 common shares each were reported, at prices of $18.0251, $18.0191, and $18.0165 per share.

Following these grants, Batten directly owned 476,034 common shares, and also held additional indirect positions through a 401(k) plan and several family trusts where he serves as trustee, including the Michael E. Batten Marital and Family Trusts.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BATTEN JOHN H

(Last) (First) (Middle)
TWIN DISC, INC.
222 EAST ERIE ST., SUITE 400

(Street)
MILWAUKEE WI 53202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TWIN DISC INC [ TWIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/17/2026 A 5,000 D $18.0251 476,034 D
Common Stock 2,457.2354 I 401(k)
Common Stock 02/17/2026 A 5,000 D $18.0191 176,038 I As Trustee(1)
Common Stock 02/17/2026 A 5,000 D $18.0165 202,156 I As Trustee(2)
Common Stock 115,456 I As Trustee(3)
Common Stock 114,976 I As Trustee(4)
Common Stock 106,744 I As Trustee(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As trustee of Michael E. Batten Marital Trust.
2. As trustee of Michael E. Batten Family Trust.
3. As trustee of Elizabeth Batten Stribney Trust.
4. As trustee of Timothy Michael Batten Trust.
5. As trustee of Louise Vemet Batten Grantor Trust.
/s/ John H. Batten 02/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Twin Disc (TWIN) report for John H. Batten?

Twin Disc reported that John H. Batten received three stock awards of 5,000 common shares each on February 17, 2026. These were reported as acquisitions, not open-market purchases, under transaction code A for grants or other awards.

At what prices were John H. Batten’s Twin Disc (TWIN) stock awards recorded?

The reported stock awards were recorded at prices of $18.0251, $18.0191, and $18.0165 per Twin Disc common share. Each price corresponds to a separate 5,000‑share acquisition reported in the Form 4 filing.

How many Twin Disc (TWIN) shares does John H. Batten now own directly?

After the reported transactions, John H. Batten directly owned 476,034 shares of Twin Disc common stock. This figure reflects his direct holdings following the February 17, 2026 stock awards reported in the Form 4.

What indirect Twin Disc (TWIN) holdings are reported for John H. Batten?

The filing shows indirect holdings through a 401(k) plan and multiple family trusts where Batten serves as trustee. These include the Michael E. Batten Marital Trust, Family Trust, and several trusts for family members, each holding Twin Disc common shares.

What does transaction code A mean in the Twin Disc (TWIN) Form 4?

Transaction code A in the Form 4 indicates a grant, award, or other acquisition of securities rather than an open-market purchase. For Twin Disc, it reflects three 5,000‑share common stock awards reported for John H. Batten on February 17, 2026.

What roles does John H. Batten hold at Twin Disc (TWIN)?

John H. Batten is reported as President and CEO of Twin Disc, and also serves as a director and 10% owner. These roles are disclosed in the Form 4 alongside his direct and indirect beneficial ownership of Twin Disc common stock.
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