Twin Disc (TWIN) CEO Batten details major stock awards and trust holdings

Rhea-AI Filing Summary

Twin Disc, Inc. President and CEO John H. Batten, who is also a director and 10% owner, reported stock awards and updated holdings. On February 13, 2016, he acquired 2,900 common shares directly at $18.0758 per share, bringing his direct holding to 481,034 shares.

On the same date, he also acquired 2,481 common shares at $18.065 per share and 2,500 shares at $18.1127 per share in capacities disclosed as trustee, with post‑transaction holdings of 181,038 and 207,156 shares, respectively. As of a later Form 4 date, he is also shown with 2,457.2354 common shares held indirectly through a 401(k), plus additional indirect holdings as trustee of several Batten family trusts, including positions of 115,456, 114,976, and 106,744 common shares.

Insider Trade Summary

7 transactions reported

Mixed 7 txns

Insider BATTEN JOHN H

Role President and CEO

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
Grant/Award	Common Stock	2,900	$18.0758	$52K
Grant/Award	Common Stock	2,481	$18.065	$45K
Grant/Award	Common Stock	2,500	$18.1127	$45K

Holdings After Transaction: Common Stock — 2,457.235 shares (Indirect, 401(k)); Common Stock — 481,034 shares (Direct)

Footnotes (1)

1. As trustee of Michael E. Batten Marital Trust. As trustee of Michael E. Batten Family Trust. As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Louise Vemet Batten Grantor Trust.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BATTEN JOHN H

(Last) (First) (Middle)

TWIN DISC, INC.

222 EAST ERIE ST., SUITE 400

(Street)

MILWAUKEE WI 53202

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TWIN DISC INC [ TWIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/13/2016		A		2,900	D	$18.0758	481,034	D
Common Stock								2,457.2354	I	401(k)
Common Stock	02/13/2016		A		2,481	D	$18.065	181,038	I	As Trustee(1)
Common Stock	02/13/2016		A		2,500	D	$18.1127	207,156	I	As Trustee(2)
Common Stock								115,456	I	As Trustee(3)
Common Stock								114,976	I	As Trustee(4)
Common Stock								106,744	I	As Trustee(5)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. As trustee of Michael E. Batten Marital Trust.

2. As trustee of Michael E. Batten Family Trust.

3. As trustee of Elizabeth Batten Stribney Trust.

4. As trustee of Timothy Michael Batten Trust.

5. As trustee of Louise Vemet Batten Grantor Trust.

	/s/ John H. Batten	02/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider activity did John H. Batten report for Twin Disc (TWIN)?

John H. Batten reported stock awards and updated holdings in Twin Disc common stock. On February 13, 2016, he acquired multiple share blocks via grants and trustee accounts, and later disclosed significant direct and indirect ownership positions, including 401(k) and family trust holdings.

How many Twin Disc shares does John H. Batten hold directly after the reported grant?

After the February 13, 2016 stock award, John H. Batten held 481,034 Twin Disc common shares directly. This figure reflects his direct ownership position following the 2,900-share award at a price of $18.0758 per share, as disclosed in the Form 4 filing.

What indirect Twin Disc (TWIN) holdings does John H. Batten report as trustee?

John H. Batten reports several indirect Twin Disc holdings as trustee of Batten family trusts. Disclosed post-transaction positions include 181,038 and 207,156 shares in two trusts, along with additional trust holdings of 115,456, 114,976, and 106,744 shares, all classified as indirect beneficial ownership.

Does John H. Batten hold Twin Disc stock through a 401(k) plan?

Yes. The filing shows John H. Batten indirectly holding 2,457.2354 Twin Disc common shares through a 401(k) plan. This position is reported as indirect beneficial ownership, separate from his direct holdings and trustee-managed family trust positions disclosed in the same Form 4.

What prices were used for the Twin Disc stock awards granted to John H. Batten?

On February 13, 2016, John H. Batten received stock awards at per-share prices of $18.0758, $18.065, and $18.1127. These prices apply respectively to grants of 2,900 shares directly, 2,481 shares as trustee of one trust, and 2,500 shares as trustee of another trust.

In what roles is John H. Batten related to Twin Disc (TWIN)?

John H. Batten is disclosed as President and CEO of Twin Disc, as well as a director and a 10% owner. These roles highlight his executive leadership position and substantial ownership stake, alongside his trustee roles over multiple Batten family trusts holding Twin Disc common stock.