STOCK TITAN
  1. Home
  2. Sec-filings
  3. TWIN
  4. [Form 4] TWIN DISC INC Insider Trading Activity

TWIN DISC (TWIN) CEO John H. Batten reports new 535-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TWIN DISC INC President and CEO John H. Batten reported an insider acquisition of common stock connected to his trustee holdings. On February 26, 2026, an account reported as held indirectly as trustee acquired 535 shares of common stock as a grant or award at $18.0524 per share, bringing that account’s reported total to 171,059 shares.

The filing also updates Batten’s other ownership positions in TWIN DISC INC common stock, including direct holdings of 475,434 shares, 401(k) plan holdings of 2,457.2354 shares, and several additional trust accounts where he is listed as trustee with reported balances of 201,156, 115,456, 114,976, and 106,744 shares.

Positive

  • None.

Negative

  • None.
Insider BATTEN JOHN H
Role President and CEO
Type Security Shares Price Value
Grant/Award COMMON STOCK 535 $18.0524 $10K
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
holding COMMON STOCK -- -- --
Holdings After Transaction: COMMON STOCK — 171,059 shares (Indirect, As Trustee); COMMON STOCK — 475,434 shares (Direct)
Footnotes (1)
  1. As trustee of Michael E. Batten Marital Trust. As trustee of Michael E. Batten Family Trust. As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Louise Vemet Batten Grantor Trust.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BATTEN JOHN H
(Last) (First) (Middle)
TWIN DISC, INC.
222 EAST ERIE ST., SUITE 400
(Street)
MILWAUKEE WI 53202
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TWIN DISC INC [ TWIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 475,434 D
COMMON STOCK 2,457.2354 I 401(k)
COMMON STOCK 02/26/2026 A 535 D $18.0524 171,059 I As Trustee(1)
COMMON STOCK 201,156 I As Trustee(2)
COMMON STOCK 115,456 I As Trustee(3)
COMMON STOCK 114,976 I As Trustee(4)
COMMON STOCK 106,744 I As Trustee(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. As trustee of Michael E. Batten Marital Trust.
2. As trustee of Michael E. Batten Family Trust.
3. As trustee of Elizabeth Batten Stribney Trust.
4. As trustee of Timothy Michael Batten Trust.
5. As trustee of Louise Vemet Batten Grantor Trust.
/s/ John H. Batten 02/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did John H. Batten report for TWIN (TWIN DISC INC)?

John H. Batten reported an acquisition of 535 shares of TWIN DISC INC common stock. The shares were received as a grant or award in an account he holds indirectly as trustee, at a reported price of $18.0524 per share.

How many TWIN DISC INC shares were acquired in the latest Form 4 filing?

The Form 4 shows an acquisition of 535 TWIN DISC INC common shares. This grant or award increased one trustee account’s reported holdings to 171,059 shares, reflecting an additional indirect ownership position associated with John H. Batten.

What is John H. Batten’s reported direct ownership of TWIN DISC INC stock?

The filing reports that John H. Batten directly owns 475,434 shares of TWIN DISC INC common stock. This figure reflects his direct holdings only and is separate from the various indirect trustee and 401(k) positions disclosed in the same report.

What indirect trustee holdings does John H. Batten report in TWIN stock?

John H. Batten reports several indirect trustee holdings in TWIN DISC INC stock. These include trust accounts with 171,059, 201,156, 115,456, 114,976, and 106,744 shares, each tied to different trusts where he serves as trustee, according to the filing footnotes.

Does the Form 4 show TWIN DISC INC shares held in a 401(k) for John H. Batten?

Yes. The Form 4 reports that John H. Batten has 2,457.2354 TWIN DISC INC shares held indirectly through a 401(k) plan. This is in addition to his direct holdings and multiple trust-related positions disclosed on the same date.

What role does John H. Batten hold at TWIN DISC INC in this Form 4?

John H. Batten is identified as President and CEO of TWIN DISC INC and also as a more than 10% owner. The filing links his executive role to detailed direct, trustee, and 401(k) holdings of the company’s common stock.