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Two Harbors submits registration termination notice

Two Harbors Investment Corp. submitted a Form 15 notice concerning termination of registration or suspension of reporting duties for its 9.375% Senior Notes due 2030, common stock, and Series A, B and C preferred stock.

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Form Type
15-12G

Rhea-AI Filing Summary

Two Harbors Investment Corp. submitted a Form 15 notice concerning termination of registration or suspension of reporting duties for its 9.375% Senior Notes due 2030, common stock, and Series A, B and C preferred stock. The listed holder counts are 40 for the notes, 1 for common stock, and 0 for each preferred series. Chief Financial Officer Madhur Agarwal signed the notice on October 8, 2026.

Filing Explained

The form lists “None” for any other class whose Exchange Act reporting duty remains; its stated scope therefore includes no additional security classes beyond the five already identified.

Senior note holders 40 holders 9.375% Senior Notes due 2030
Common stock holders 1 holder Common Stock, par value $0.01 per share
Series A preferred stock holders 0 holders 8.125% Series A Cumulative Redeemable Preferred Stock
Series B preferred stock holders 0 holders 7.625% Series B Cumulative Redeemable Preferred Stock
Series C preferred stock holders 0 holders 7.25% Series C Cumulative Redeemable Preferred Stock
termination of registration regulatory
"termination of registration under Section 12(g)"
suspension of duty to file reports regulatory
"suspension of duty to file reports under Sections 13 and 15(d)"
par value financial
"Common Stock, par value $0.01 per share"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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    OMB APPROVAL
  UNITED STATES OMB Number: 3235-0167
  SECURITIES AND EXCHANGE COMMISSION Expires: August 31, 2027
  Washington, D.C. 20549 Estimated average burden
    hours per response…………1.50

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER
SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION
OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number 001-34506

 

Two Harbors Investment Corp.
(Exact name of registrant as specified in its charter)

 

1601 Utica Avenue South, Suite 900, St. Louis Park, MN 55416 (612) 543-4100
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

9.375% Senior Notes due 2030; Common Stock, par value $0.01 per share; 8.125% Series A Cumulative Redeemable Preferred Stock; 7.625%
Series B Cumulative Redeemable Preferred Stock; 7.25% Series C Cumulative Redeemable Preferred Stock
(Title of each class of securities covered by this Form)

 

None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

  Rule 12g-4(a)(1)  x
  Rule 12g-4(a)(2)  ¨
  Rule 12h-3(b)(1)(i)  x
  Rule 12h-3(b)(1)(ii)  ¨
  Rule 15d-6  ¨
  Rule 15d-22(b)  ¨

 

Approximate number of holders of record as of the certification or notice date:

 

9.375% Senior Notes due 2030 - 40 holders
Common Stock, par value $0.01 per share - 1 holder

8.125% Series A Cumulative Redeemable Preferred Stock - 0 holders
7.625 Series B Cumulative Redeemable Preferred Stock - 0 holders
7.25% Series C Cumulative Redeemable Preferred Stock - 0 holders

 

 

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934 (Name of registrant as specified in charter) has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date: October 8, 2026 By: /s/ Madhur Agarwal
  Name: Madhur Agarwal
  Title: Chief Financial Officer

 

 

SEC 2069 (08-11) Potential persons who are to respond to the collection of information contained in this Form are not required to respond unless the Form displays a currently valid OMB control number.

 

Board of Governors of the Federal Reserve System  OMB Number 7100-0091  Approval expires February 28, 2027

 

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