Welcome to our dedicated page for Two Hbrs Invt SEC filings (Ticker: TWO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Two Harbors Investment Corp. (NYSE: TWO) SEC filings page brings together the company’s regulatory disclosures, giving investors access to its real estate investment trust reporting record. As a Maryland corporation and MSR-focused REIT, Two Harbors files annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K with the U.S. Securities and Exchange Commission under Commission File Number 001-34506.
In these filings, Two Harbors provides detailed information on its mortgage servicing rights and residential mortgage-backed securities portfolio, including unpaid principal balances, coupon characteristics, delinquency metrics, prepayment speeds and hedging positions. The company also discloses financing arrangements such as repurchase agreements, revolving credit facilities, warehouse lines of credit, senior notes and convertible senior notes, along with related borrowing rates and maturities. Investors can review these documents to understand how the REIT structures its leverage, manages interest rate risk and reports earnings available for distribution and economic return on book value.
Current reports on Form 8-K highlight material events, including the settlement of litigation with its former external manager, updates to at-the-market equity offering programs, and the Agreement and Plan of Merger with UWM Holdings Corporation. Separate 8-K items describe the merger terms, exchange ratios for common and preferred stock, and the conditions required for the all-stock acquisition to close. Other 8-K filings furnish earnings press releases and earnings call presentations for specific quarters.
On this page, AI-powered tools can help summarize lengthy filings such as 10-Ks, 10-Qs and 8-Ks, explain key terms in plain language and highlight items that may matter most to investors, such as changes in portfolio composition, financing metrics, dividend-related disclosures and merger-related conditions. Users can also review insider ownership changes and other information referenced in proxy statements and Form 4 filings by consulting the underlying SEC documents linked from this feed.
Two Harbors Investment Corp. executive reports small share sales to cover taxes. EVP and General Counsel RoundPoint Nathan Boucher reported selling 601 shares of Two Harbors common stock on January 9, 2026 at $12.37 per share and 666 shares on January 12, 2026 at $12.25 per share. These transactions were made to satisfy income tax liabilities arising from the vesting of previously granted restricted stock units and were carried out under pre-established trading instructions pursuant to Rule 10b5-1. Following these sales, Boucher directly beneficially owns 27,249 shares of Two Harbors common stock.
Two Harbors Investment Corp. reported an equity grant to its Chief Legal Officer, Rebecca B. Sandberg. On January 7, 2026, she received 81,699 shares of common stock in the form of restricted stock units under the company’s 2021 Equity Incentive Plan, at a grant price of $0 per share as compensation rather than a cash purchase. Following this grant, she beneficially owns 238,417 shares of common stock.
The RSUs will convert into common shares in three equal installments that are scheduled to vest on January 7, 2027, 2028 and 2029, subject to certain exceptions. This filing reflects a routine equity award to a senior executive and not an open-market stock sale or purchase.
Two Harbors Investment Corp. reported an equity award to its Chief Risk Officer, Robert Rush. He received 44,351 restricted stock units (RSUs) of common stock, par value $0.01 per share, as a grant for no cash consideration under the company’s 2021 Equity Incentive Plan.
The common shares underlying these RSUs will vest in three equal installments on January 7, 2027, 2028 and 2029, subject to certain exceptions. Following this grant, Rush beneficially owns 142,558 shares of the company’s common stock in direct ownership.
Two Harbors Investment Corp. reported an equity compensation grant to its Chief Investment Officer, Nicholas Letica. On January 7, 2026, he was awarded 151,727 shares of common stock in the form of restricted stock units under the company’s 2021 Equity Incentive Plan, received as a grant for no cash consideration. The RSUs are scheduled to vest in three equal installments on January 7, 2027, 2028 and 2029, if the applicable conditions are met. Following this award, Letica beneficially owns 318,234 shares of Two Harbors common stock directly.
Two Harbors Investment Corp. Chief Administrative Officer Alecia Hanson received a grant of 32,679 shares of common stock in the form of restricted stock units under the company’s 2021 Equity Incentive Plan. The grant was awarded for no cash consideration and increased her beneficial ownership to 77,967 shares held directly.
The RSUs are scheduled to vest in three equal installments on January 7, 2027, January 7, 2028 and January 7, 2029, subject to certain exceptions. This structure ties a portion of the executive’s compensation to the company’s long-term performance and ongoing service over the multi-year vesting period.
Two Harbors Investment Corp. reported an equity grant to its Chief Accounting Officer, Jillian Halm. On January 7, 2026, she was awarded 9,337 shares of common stock in the form of restricted stock units (RSUs) at a price of $0 per share under the company’s 2021 Equity Incentive Plan. After this grant, she beneficially owns 19,109 shares of common stock.
The RSUs were granted for no cash consideration and are designed to vest over time. The underlying common stock will vest in three equal installments on January 7, 2027, 2028 and 2029, subject to certain exceptions. This structure ties a portion of the officer’s compensation to the company’s long-term performance and continued service.
Two Harbors Investment Corp.'s Chief Financial Officer, William Dellal, reported an equity award of common stock on a Form 4. On January 7, 2026, he was granted 46,685 restricted stock units (RSUs) of Two Harbors common stock at a price of $0 per share, reflecting a stock-based compensation grant rather than an open-market purchase.
The RSUs were granted under the Two Harbors Investment Corp. 2021 Equity Incentive Plan and will vest, subject to certain exceptions, in three equal installments on January 7, 2027, 2028 and 2029. Following this grant, Dellal is reported to beneficially own 83,388 shares of Two Harbors common stock in direct ownership form.
Two Harbors Investment Corp. executive James D. Campbell received an equity grant of 24,089 restricted stock units (RSUs). The RSUs were awarded for no cash consideration under the Two Harbors Investment Corp. 2021 Equity Incentive Plan and relate to the company’s common stock.
The underlying common shares will vest in three equal annual installments on January 7, 2027, 2028, and 2029, subject to certain exceptions. Following this grant, Campbell beneficially owns 38,748 shares of common stock in total on a direct basis.
Two Harbors Investment Corp. reported an equity grant to a senior executive. EVP and General Counsel RoundPoint, Nathan Boucher, received 14,705 shares of common stock on January 7, 2026, recorded at a price of $0 per share because they are restricted stock units granted as compensation rather than a market purchase. After this grant, Boucher beneficially owned 28,516 shares of Two Harbors common stock.
According to the footnote, these shares represent restricted stock units granted under the company’s 2021 Equity Incentive Plan. The common stock underlying the RSUs is scheduled to vest in three equal installments on January 7, 2027, January 7, 2028, and January 7, 2029, subject to specified conditions. This filing reflects ongoing equity-based compensation for a key officer rather than an open-market trade.
Two Harbors Investment Corp. has a planned sale of 2,895 shares of common stock under a Form 144 notice. The shares are expected to be sold on or about 01/08/2026 on the NYSE through broker Raymond James at an aggregate market value of $30,136.95, based on the value reported in the filing.
The securities to be sold were recently acquired from the issuer through equity compensation vesting. This includes 924 shares from a vesting performance share unit award on 01/07/2026, 1,456 shares from a vesting restricted stock unit award on 01/07/2026, and 515 shares from a vesting restricted stock unit award on 01/13/2026. The filing also notes total common shares outstanding of 104,155,818 for the issuer.