TRI-CONTINENTAL Corp (TY) VP Wiley Christie files initial Form 3

Rhea-AI Filing Summary

TRI-CONTINENTAL Corp filed an initial Form 3 for Vice President Wiley Christie M. This filing serves as the first statement of the officer’s beneficial ownership status in the company’s securities and does not report any purchases, sales, or other transactions.

Key Terms

Form 3, Vice President, beneficial ownership

3 terms

Form 3 regulatory

"TRI-CONTINENTAL Corp filed an initial Form 3 for Vice President Wiley Christie M."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Vice President financial

"The reporting person is Wiley Christie M, listed as a Vice President of TRI-CONTINENTAL Corp."

beneficial ownership financial

"This filing serves as the first statement of the officer’s beneficial ownership status in the company’s securities."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Wiley Christie M

(Last) (First) (Middle)

290 CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02210

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
TRI-CONTINENTAL Corp [ TY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	Joseph D'Alessandro, Power of Attorney	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does TRI-CONTINENTAL Corp (TY) disclose in this Form 3?

The Form 3 identifies Vice President Wiley Christie M as a reporting person for TRI-CONTINENTAL Corp. It functions as an initial statement of beneficial ownership and, in this case, shows no reported transactions or derivative positions in the company’s securities.

Does the TRI-CONTINENTAL Corp (TY) Form 3 show any insider buying or selling?

No, this Form 3 reports no insider buying or selling. The transaction summary shows zero buy, sell, acquire, dispose, gift, tax withholding, or restructuring transactions, indicating that only reporting status is being established without any trades disclosed.

Who is the reporting person in TRI-CONTINENTAL Corp (TY)’s Form 3?

The reporting person is Wiley Christie M, listed as a Vice President of TRI-CONTINENTAL Corp. This establishes the officer as subject to insider reporting rules, even though no specific security holdings or transactions are detailed in the provided data.

Does the TRI-CONTINENTAL Corp (TY) Form 3 include derivative securities?

No derivative securities are listed for Wiley Christie M in this Form 3 excerpt. The derivative summary is empty, and derivativeTransactionCount is zero, indicating no options, warrants, or other derivative positions are reported in the data provided here.

What is the net buy/sell direction in this TRI-CONTINENTAL Corp (TY) Form 3?

The net buy/sell direction is recorded as neutral. Transaction counts and share amounts for buys, sells, exercises, gifts, tax withholding, and restructurings are all zero, so there is no net change in ownership reported in this initial statement.