Tri-Continental Corporation filings document the regulatory disclosures of a Maryland closed-end management investment company with NYSE-listed common stock under TY and preferred stock under TYPR. The filing record includes Form 8-K reports furnished under Regulation FD for distribution announcements, annual meeting communications and related press release exhibits.
Proxy materials describe stockholder meeting procedures, director elections, board recommendations and auditor ratification. The filings also identify the Corporation’s registered securities and provide formal records of governance matters, capital-structure disclosures and recurring fund distribution activity.
Tri-Continental Corporation is calling its 96th Annual Meeting of Stockholders for June 16, 2026 at 9:00 a.m. in Minneapolis. Stockholders will vote to elect four directors to terms ending in 2029 and to ratify PricewaterhouseCoopers LLP as independent registered public accounting firm for 2026. The record date is April 21, 2026, when 752,740 preferred shares (two votes each) and 53,233,385.6570 common shares (one vote each) were outstanding. The Board, led by an independent chair, uses multiple committees for oversight and unanimously recommends voting FOR all director nominees and auditor ratification. Independent directors received an aggregate $63,377 in fees from the Corporation in 2025 and may defer compensation into Columbia funds under a deferred plan.
TRI-CONTINENTAL Corp filed an initial Form 3 for Vice President Wiley Christie M. This filing serves as the first statement of the officer’s beneficial ownership status in the company’s securities and does not report any purchases, sales, or other transactions.
Tri-Continental Corporation is informing investors about its upcoming 96th Annual Meeting of Stockholders. The meeting will be held on June 16, 2026 in Minneapolis, Minnesota.
The Board set April 21, 2026 as the record date to determine which stockholders are entitled to receive notice of, and vote at, the meeting. Stockholders will be asked to elect four directors—Brian J. Gallagher, Ryan C. Larrenaga, Nancy T. Lukitsh, and Catherine James Paglia—to serve until the 2029 annual meeting, and to vote on ratifying the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the 2026 fiscal year. Additional details, including how to access the meeting, will be provided in a notice and proxy statement that the company plans to file with the SEC.
TY filed an N-CEN annual report providing its registrant template responses for a fund's annual reporting requirements. The filing lists aggregate brokerage commissions of 255,644.07 and itemized broker commissions and principal transaction values for multiple counterparties, with principal trades showing values such as 117,015,024.49, 100,518,202.88, and other line items.
The report is presented as the standard N-CEN form with many fields left as template placeholders (registrant name, CIK, addresses, directors, and several itemized disclosures). Where numeric detail is provided, it is limited to brokerage commissions and principal transaction totals; other items remain blank in the provided excerpt.
Tri-Continental Corporation filed its certified annual stockholder report for the period ended December 31, 2025, reporting net assets of $1,982,803,354 and a closing market price of $32.66 versus an NAV of $36.35 on December 31, 2025. The Fund lists asset mix as 67.8% common stocks, 18.7% corporate bonds & notes, 6.6% convertible bonds and 5.3% convertible preferred stocks.
The report discloses 1‑year market price return of 16.14 and NAV return of 15.45, top equity holdings including NVIDIA, Alphabet, Apple, and leverage via 752,740 preferred shares with a $2.50 annual dividend. Portfolio concentration, derivatives use, and extensive principal risk disclosures are included.
Tri-Continental Corporation filed an 8-K to share a press release announcing its first quarter 2026 distributions. The company declared an ordinary income distribution of $0.2848 per share for its Common Stock and $0.6250 per share for its Preferred Stock.
Distributions on Common Stock will be paid on March 25, 2026 to stockholders of record on March 17, 2026, while Preferred Stock dividends will be paid on April 1, 2026 to stockholders of record on March 17, 2026. The ex-dividend date for both classes is March 17, 2026. The common stock distribution follows the company’s distribution policy, and the company notes it has paid dividends on its common stock for 82 consecutive years.
Tri-Continental Corporation filed an initial ownership report for executive Victoria K. Bender, who serves as a Vice President. The Form 3 states that she has no securities of Tri-Continental Corp beneficially owned as of the event date of 02/01/2026.
Tri-Continental Corp (TY) officer files an initial insider ownership report. Vice President and Assistant Secretary Joseph D'Alessandro submitted a Form 3 reflecting his relationship to the company as an officer.
The filing states that as of the event date of 02/01/2026, no securities of Tri-Continental Corp are beneficially owned, and both the non-derivative and derivative securities tables report no holdings.
A director of Tri-Continental Corporation reported beneficial ownership of 100 shares of Tri-Continental Corporation common stock as of an event dated 01/01/2026. The shares are listed as held in direct ownership form. The report is filed for one reporting person in connection with the company’s shares trading under the symbol TY.
Tri-Continental Corporation filed a current report to make a company press release publicly available under Regulation FD, which is a rule designed to ensure fair disclosure of important information. The report states that the press release, dated November 18, 2025, is provided as Exhibit 99.1. The company’s common stock (trading symbol TY) and preferred stock (trading symbol TYPR) are listed on the New York Stock Exchange.