Welcome to our dedicated page for Tri-Continental Corporation SEC filings (Ticker: TY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Tri-Continental Corporation filings document the regulatory disclosures of a Maryland closed-end management investment company with NYSE-listed common stock under TY and preferred stock under TYPR. The filing record includes Form 8-K reports furnished under Regulation FD for distribution announcements, annual meeting communications and related press release exhibits.
Proxy materials describe stockholder meeting procedures, director elections, board recommendations and auditor ratification. The filings also identify the Corporation’s registered securities and provide formal records of governance matters, capital-structure disclosures and recurring fund distribution activity.
A director of Tri-Continental Corporation reported beneficial ownership of 100 shares of Tri-Continental Corporation common stock as of an event dated 01/01/2026. The shares are listed as held in direct ownership form. The report is filed for one reporting person in connection with the company’s shares trading under the symbol TY.
Tri-Continental Corporation filed a current report to make a company press release publicly available under Regulation FD, which is a rule designed to ensure fair disclosure of important information. The report states that the press release, dated November 18, 2025, is provided as Exhibit 99.1. The company’s common stock (trading symbol TY) and preferred stock (trading symbol TYPR) are listed on the New York Stock Exchange.
Christopher O. Petersen, a director and SVP & Assistant Secretary of Tri-Continental Corporation (TY), reported a sale of 151.282 shares of the issuer's common stock on 09/04/2025 at a price of $33.56 per share. Following the reported transaction the filing shows 0 shares beneficially owned by the reporting person.
Tri-Continental Corporation filed a current report to furnish a press release dated September 5, 2025. The company used this report to provide information under Regulation FD, which is intended to ensure fair disclosure of material information to all investors at the same time.
The press release is attached as Exhibit 99.1, but its detailed contents are not included in this excerpt. Tri-Continental’s common stock, trading under symbol TY, and preferred stock, trading under TYPR, are listed on the New York Stock Exchange.
Ryan C. Larrenaga, SVP, Chief Legal Officer and Secretary of Tri-Continental Corporation (TY), reported a purchase of 100 shares of the company's common stock on 08/20/2025 at a price of $33.04 per share. The Form 4 shows the shares are directly owned and that 100 shares were beneficially owned following the transaction. The filing is signed and dated 08/21/2025.
Tri-Continental Corporation filed a Form 8-K on June 28, 2025, disclosing a material event under Regulation FD (Fair Disclosure). The company, listed on the New York Stock Exchange under symbols TY (Common Stock) and TYPR (Preferred Stock), is headquartered in Boston, Massachusetts.
The filing indicates that the company has issued a press release dated June 24, 2025, which is furnished as Exhibit 99.1. However, the specific content of the press release is not included in the main filing. The report was signed by Joseph D'Alessandro, Assistant Secretary of the corporation.
Key filing details:
- Commission File Number: 811-00266
- IRS Employer ID: 13-5441850
- The company confirms it is not an emerging growth company
- The filing includes a Cover Page Interactive Data File embedded within the Inline XBRL document