Tri-Continental VP files Form 3 with no holdings

Tri-Continental Corporation filed an initial ownership report for executive Victoria K. Bender, who serves as a Vice President.

Rhea-AI Filing Summary

Tri-Continental Corporation filed an initial ownership report for executive Victoria K. Bender, who serves as a Vice President. The Form 3 states that she has no securities of Tri-Continental Corp beneficially owned as of the event date of 02/01/2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Tri-Continental (TY) disclose about Victoria K. Bender’s share ownership?

The filing states that Vice President Victoria K. Bender currently has no securities beneficially owned in Tri-Continental Corp. This means she reports no direct or indirect ownership of the company’s stock or derivative securities as of the stated event date.

What is the purpose of this Form 3 for Tri-Continental (TY)?

This Form 3 records initial beneficial ownership for Vice President Victoria K. Bender. It shows that, at the time she became a reporting person, she held no Tri-Continental securities, providing a baseline for any future ownership changes that may later be reported.

What role does Victoria K. Bender hold at Tri-Continental (TY)?

Victoria K. Bender is identified as an officer of Tri-Continental Corp with the title Vice President. As an officer, she must report her beneficial ownership of company securities, even when that ownership is zero, as disclosed in this Form 3 filing.

Does the Tri-Continental (TY) Form 3 show any stock or options owned by Victoria K. Bender?

No. The Form 3 explicitly states in the explanation section that no securities are beneficially owned. Both the non-derivative and derivative security tables contain no reported holdings for Vice President Victoria K. Bender at the time of the event.

Who signed the Tri-Continental (TY) Form 3 on behalf of Victoria K. Bender?

The Form 3 is signed by Joseph D'Alessandro under a Power of Attorney. This indicates he is authorized to sign SEC ownership reports on behalf of Victoria K. Bender, ensuring the filing is properly executed and compliant with reporting rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/04/2026 - 11:28 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Bender Victoria K

(Last) (First) (Middle)

290 CONGRESS STREET

(Street)

BOSTON MA 02210

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2026

3. Issuer Name and Ticker or Trading Symbol
TRI-CONTINENTAL Corp [ TY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Joseph D'Alessandro, Power of Attorney	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.