Tri-Continental Corp director reports holding 100 common shares

A director of Tri-Continental Corporation reported beneficial ownership of 100 shares of Tri-Continental Corporation common stock as of an event dated 01/01/2026.

Rhea-AI Filing Summary

A director of Tri-Continental Corporation reported beneficial ownership of 100 shares of Tri-Continental Corporation common stock as of an event dated 01/01/2026. The shares are listed as held in direct ownership form. The report is filed for one reporting person in connection with the company’s shares trading under the symbol TY.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lukitsh Nancy Therese

Role Director

Type	Security	Shares	Price	Value
holding	Tri-Continental Corporation Common Stock	--	--	--

Holdings After Transaction: Tri-Continental Corporation Common Stock — 100 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider position is disclosed for Tri-Continental Corp (TY)?

The filing shows a director of Tri-Continental Corporation as the reporting person in relation to the company’s stock.

How many Tri-Continental Corp (TY) shares does the director beneficially own?

The director reports beneficial ownership of 100 shares of Tri-Continental Corporation common stock.

Is the Tri-Continental Corp (TY) stock ownership direct or indirect?

The 100 shares of Tri-Continental Corporation common stock are reported as held in direct (D) ownership form.

What is the event date for this Tri-Continental Corp (TY) ownership report?

The date of the event requiring the statement is listed as 01/01/2026.

Does this Tri-Continental Corp (TY) filing report any derivative securities?

The table for derivative securities is included but does not list any specific derivative holdings for the reporting person.

Who signed the Tri-Continental Corp (TY) insider ownership report?

The report is signed by Joseph D'Alessandro as Power of Attorney, dated 01/02/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/02/2026 - 08:02 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lukitsh Nancy Therese

(Last) (First) (Middle)

290 CONGRESS STREET

(Street)

BOSTON MA 02210

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026

3. Issuer Name and Ticker or Trading Symbol
TRI-CONTINENTAL Corp [ TY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Tri-Continental Corporation Common Stock	100	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Joseph D'Alessandro, Power of Attorney	01/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.