Tri-Continental Corporation (NYSE: TY) files 8-K with Sept. 5, 2025 press release

Rhea-AI Filing Summary

Tri-Continental Corporation filed a current report to furnish a press release dated September 5, 2025. The company used this report to provide information under Regulation FD, which is intended to ensure fair disclosure of material information to all investors at the same time.

The press release is attached as Exhibit 99.1, but its detailed contents are not included in this excerpt. Tri-Continental’s common stock, trading under symbol TY, and preferred stock, trading under TYPR, are listed on the New York Stock Exchange.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

TRI-CONTINENTAL Corp MD false 0000099614 0000099614 2025-09-05 2025-09-05 0000099614 us-gaap:CommonStockMember 2025-09-05 2025-09-05 0000099614 us-gaap:PreferredStockMember 2025-09-05 2025-09-05

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 5, 2025

Tri-Continental Corporation

(Exact name of registrant as specified in its charter)

MARYLAND		811-00266		13-5441850
(State or other jurisdiction of incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

290 Congress Street, Boston, Massachusetts		02210
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: 800-345-6611

NOT APPLICABLE

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock		TY		The New York Stock Exchange
Preferred Stock		TYPR		The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

SECTION 7 — REGULATION FD

Item 7.01 Regulation FD Disclosure.

Registrant is furnishing as Exhibit 99.1 the attached Press Release dated September 5, 2025 for Tri-Continental Corporation.

SECTION 9 — FINANCIAL STATEMENTS AND EXHIBITS

Item 9.01 Financial Statements and Exhibits.

Registrant is furnishing as Exhibit 99.1 the attached Press Release dated September 5, 2025 for Tri-Continental Corporation.

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Exhibit Index

Exhibit No.
99.1		Press Release
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: September 5, 2025

TRI-CONTINENTAL CORPORATION
By:		/s/ Joseph D’Alessandro
		Joseph D’Alessandro
		Assistant Secretary

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FAQ

What did Tri-Continental Corporation (TY) report in this 8-K filing?

Tri-Continental Corporation furnished a press release dated September 5, 2025 under Regulation FD. The report primarily serves as a formal vehicle to distribute that press release to investors as Exhibit 99.1.

Which exhibit is included in Tri-Continental Corporation’s September 5, 2025 8-K?

The filing includes Exhibit 99.1, described as a press release dated September 5, 2025. It is attached to provide investors with the full text of the company’s announced information.

What is the purpose of the Regulation FD disclosure in Tri-Continental’s 8-K?

The Regulation FD disclosure indicates Tri-Continental is sharing information in a way that treats all investors equally. The company accomplishes this by publicly furnishing its September 5, 2025 press release as an exhibit.

On which exchange are Tri-Continental Corporation’s TY and TYPR shares listed?

Tri-Continental Corporation’s common stock with symbol TY and preferred stock with symbol TYPR are listed on the New York Stock Exchange, as stated in the securities registration section.

Who signed the September 5, 2025 8-K for Tri-Continental Corporation (TY)?

The report was signed on behalf of Tri-Continental Corporation by Joseph D’Alessandro, who is identified in the document as the company’s Assistant Secretary, fulfilling the signature requirement.