[Form 4] TRI-Continental Corporation Insider Trading Activity

Rhea-AI Filing Summary

Ryan C. Larrenaga, SVP, Chief Legal Officer and Secretary of Tri-Continental Corporation (TY), reported a purchase of 100 shares of the company's common stock on 08/20/2025 at a price of $33.04 per share. The Form 4 shows the shares are directly owned and that 100 shares were beneficially owned following the transaction. The filing is signed and dated 08/21/2025.

Insights

Corporate Governance Expert

TL;DR: A routine small insider purchase by a senior officer, recorded on Form 4, with no material disclosure beyond the trade.

The reported purchase of 100 shares at $33.04 by the company's SVP and Chief Legal Officer is a standard Section 16 disclosure of insider activity. The transaction is direct ownership and the filing indicates the officer holds 100 shares following the trade. The size and nature of the transaction do not, by themselves, convey material company developments or changes to governance.

Securities Analyst

TL;DR: Small insider buy disclosed; informative for monitoring insider behavior but not material to valuation on its own.

The Form 4 documents a personal purchase of 100 common shares at $33.04 on 08/20/2025, increasing direct beneficial ownership to 100 shares. This is a factual disclosure required under Section 16 and does not include other financial metrics or transaction programs. No additional financial impact or strategic information is included.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Larrenaga Ryan Collins

(Last) (First) (Middle)

290 CONGRESS STREET

(Street)

BOSTON MA 02210

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TRI-CONTINENTAL Corp [ TY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Tri-Continental Corporation Common Stock	08/20/2025		P		100	A	$33.04	100	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

SVP, Chief Legal Officer and Secretary

	/s/ Ryan C. Larrenaga	08/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction is reported for TY in this Form 4?

The filing reports that Ryan C. Larrenaga purchased 100 shares of Tri-Continental Corporation common stock on 08/20/2025 at $33.04 per share.

What position does the reporting person hold at Tri-Continental (TY)?

The Form 4 lists the reporting person as SVP, Chief Legal Officer and Secretary.

How many shares did the reporting person own after the transaction?

The filing shows 100 shares beneficially owned following the reported transaction.

Is the reported ownership direct or indirect?

The Form 4 indicates direct (D) ownership for the reported shares.

When was the Form 4 signed and filed?

The signature on the Form 4 is dated 08/21/2025.