Tri-Continental (NYSE: TY) manager logs 2,500-share open-market sale

Rhea-AI Filing Summary

TRI-CONTINENTAL Corp portfolio manager Jin Yan reported an open-market sale of 2,500 shares of Tri-Continental Corporation Common Stock at $34.87 per share. After this transaction, Yan directly holds 12,919 shares of the company’s common stock.

Insider Trade Summary

Net Seller: 2,500 shares ($87,175)

Net Sell 1 txn

Insider Jin Yan

Role null

Sold 2,500 shs ($87K)

Type	Security	Shares	Price	Value
Sale	Tri-Continental Corporation Common Stock	2,500	$34.87	$87K

Holdings After Transaction: Tri-Continental Corporation Common Stock — 12,919 shares (Direct, null)

Footnotes (1)

Key Figures

Shares sold: 2,500 shares Sale price: $34.87 per share Shares held after transaction: 12,919 shares

3 metrics

Shares sold 2,500 shares Open-market sale of common stock

Sale price $34.87 per share Price for the 2,500 shares sold

Shares held after transaction 12,919 shares Direct ownership following sale

Key Terms

open-market sale, Tri-Continental Corporation Common Stock, Form 4

3 terms

open-market sale financial

"reported an open-market sale of 2,500 shares"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Tri-Continental Corporation Common Stock financial

"2,500 shares of Tri-Continental Corporation Common Stock"

Form 4 regulatory

"reported on Form 4, documenting the exact per-share sale price"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jin Yan

(Last) (First) (Middle)

290 CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02210

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TRI-CONTINENTAL Corp [ TY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager of Issuer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Tri-Continental Corporation Common Stock	05/27/2026		S		2,500	D	$34.87	12,919	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Joseph D'Alessandro, Power of Attorney	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Jin Yan report for TRI-CONTINENTAL Corp (TY)?

Jin Yan reported an open-market sale of 2,500 shares of Tri-Continental Corporation Common Stock. The shares were sold at a price of $34.87 each, as disclosed in a Form 4 insider trading report filed for TRI-CONTINENTAL Corp (ticker TY).

At what price were the TRI-CONTINENTAL Corp (TY) shares sold by Jin Yan?

The 2,500 TRI-CONTINENTAL Corp shares were sold at $34.87 per share. This reflects an open-market sale transaction reported on Form 4, documenting the exact per-share sale price for this insider trade in the company’s common stock.

How many TRI-CONTINENTAL Corp (TY) shares does Jin Yan hold after the sale?

Following the sale, Jin Yan directly holds 12,919 shares of Tri-Continental Corporation Common Stock. This remaining position is disclosed in the Form 4 and represents Jin Yan’s direct ownership after the 2,500-share open-market sale transaction.

What type of transaction did Jin Yan execute in TRI-CONTINENTAL Corp (TY) stock?

Jin Yan executed an open-market sale of TRI-CONTINENTAL Corp common stock. The Form 4 identifies the transaction code as “S,” indicating a sale in the open market or a private transaction rather than an acquisition or option exercise event.

What does the Form 4 filing reveal about Jin Yan’s role at TRI-CONTINENTAL Corp (TY)?

The Form 4 notes that Jin Yan is a Portfolio Manager of TRI-CONTINENTAL Corp. While not listed as a director or officer, this role still requires reporting certain transactions in company stock, giving investors transparency into insider trading activity in TY shares.