STOCK TITAN

Tortoise Energy Infrastructure (TYG) director John C. Maxwell III files Form 3

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Tortoise Energy Infrastructure Corp. has a new insider reporting entry for John C. Maxwell III, who is identified as a director of the company. This Form 3 does not list any transactions, share holdings, or derivative positions for him, indicating that no beneficial ownership details are reported in this filing.

Positive

  • None.

Negative

  • None.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the Form 3 filed for TYG by John C. Maxwell III show?

The Form 3 for Tortoise Energy Infrastructure Corp. (TYG) identifies John C. Maxwell III as a director. It reports no transactions, share holdings, or derivative positions for him in this initial beneficial ownership statement.

Are any share transactions reported for TYG director John C. Maxwell III?

No transactions are reported for John C. Maxwell III in this Form 3 for TYG. The transaction summary shows zero buys, zero sells, and no derivative exercises or gifts, indicating no trading activity in this filing.

Does the TYG Form 3 disclose any current share holdings for John C. Maxwell III?

The Form 3 for TYG does not disclose any share holdings or derivative positions for John C. Maxwell III. The holding entries and derivative summary are both reported as zero in the structured data.

What insider role does John C. Maxwell III have at Tortoise Energy Infrastructure Corp. (TYG)?

John C. Maxwell III is identified as a director of Tortoise Energy Infrastructure Corp. (TYG). He is not reported as an officer or a ten percent owner in this Form 3 submission.

Does the TYG Form 3 mention a Rule 10b5-1 trading plan for John C. Maxwell III?

The structured data for the TYG Form 3 shows the Rule 10b5-1 plan indicator as null, meaning no plan status is specified. There is no confirmation in this filing that trades, if any, were under a Rule 10b5-1 plan.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
MAXWELL JOHN C III

(Last)(First)(Middle)
100 LEGACY TRAIL
X-0847

(Street)
EDWARDS COLORADO 81632

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
TORTOISE ENERGY INFRASTRUCTURE CORP [ TYG ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
John C Maxwell III07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)