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Tigo Energy (NASDAQ: TYGO) CFO gains 87,442 shares; 45,642 withheld for taxes

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Tigo Energy, Inc. Chief Financial Officer Bill Roeschlein reported equity compensation activity tied to prior awards. He acquired 87,442 shares of Common Stock at no cost upon vesting of performance stock units granted on September 16, 2024, after the company achieved revenue and adjusted EBITDA goals for the year ended December 31, 2025. To cover tax withholding obligations on this PSU settlement, 45,642 shares were withheld at a price of $4.14 per share. After these transactions, he directly holds 467,429 shares of Common Stock. Footnotes describe additional unvested RSUs from grants in 2023, 2024, and 2025 that continue to vest over three-year schedules, contingent on continued service.

Positive

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Negative

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROESCHLEIN BILL

(Last)(First)(Middle)
983 UNIVERSITY AVENUE
SUITE B

(Street)
LOS GATOS CALIFORNIA 95032

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
TIGO ENERGY, INC. [ TYGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/17/2026A87,442(1)A$0.00513,071(2)(3)D
Common Stock03/17/2026F45,642(4)D$4.14467,429(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares of Common Stock were acquired upon a determination by the Company's Compensation Committee that the performance conditions had been met for the issuance of such shares pursuant to performance stock units ("PSUs") that were granted to the reporting person on September 16, 2024. The PSUs vest over a three-year period, with one-third of the PSUs eligible to vest each calendar year based on the achievement of performance goals for each of the calendar year periods ended December 31, 2025, 2026 and 2027 (each a "Performance Period"), subject to continued service through and including the first calendar day after the end of each such Performance Period. This amount represents the portion of the PSUs that vested following the first Performance Period, based upon the Company's achievement of the revenue and adjusted EBITDA performance goals for the year ended December 31, 2025.
2. Includes 25,362 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "August 2023 Grant Date"), 118,517 shares of Common Stock underlying RSUs granted to the reporting person on September 16, 2024 (the "September 2024 Grant Date"), and 192,366 shares of Common Stock underlying RSU's granted to the reporting person on August 1, 2025 (the "August 2025 Grant Date") in each case, pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs initially granted to the reporting person on August 11, 2023 vested and were delivered to the reporting person on August 11, 2024, the first anniversary of the August 2023 Grant Date, and one-third of the RSUs subject to the grant shall vest and be deliverable to the reporting person on each of the second and third anniversaries of the August 2023 Grant Date, subject to continued service through each such vesting date.
3. (Continuation of the Footnote (2)) One-Third (1/3) of the RSUs granted to the reporting person on September 16, 2024 shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the September 2024 Grant Date, subject to continued service through each such vesting date. One-Third (1/3) of the RSUs granted to the reporting person on August 1, 2025 shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the August 2025 Grant Date, subject to continued service through each such vesting date.
4. Represents shares of Common Stock withheld to cover the tax withholding obligations in connection with the settlement of the PSUs described in Footnote 1.
/s/ Bill Roeschlein, as attorney-in-fact03/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Tigo Energy (TYGO) report in Bill Roeschlein’s latest Form 4?

Tigo Energy’s CFO Bill Roeschlein reported equity compensation activity, not an open-market trade. Performance stock units vested into 87,442 common shares, and a portion was withheld to satisfy tax obligations, leaving him with 467,429 directly held shares after the transactions.

How many Tigo Energy (TYGO) shares did the CFO acquire and at what price?

The CFO acquired 87,442 shares of Tigo Energy common stock at a price of $0.00 per share. These shares came from vested performance stock units granted in 2024 after the company met revenue and adjusted EBITDA performance goals for the 2025 calendar year.

Were any Tigo Energy (TYGO) shares sold by the CFO in this Form 4 filing?

No open-market sale occurred. Instead, 45,642 Tigo Energy shares were withheld at $4.14 per share to cover tax withholding obligations related to the settlement of vested performance stock units, a standard non-market tax payment mechanism for equity compensation.

What is Bill Roeschlein’s Tigo Energy (TYGO) share ownership after these transactions?

Following the vesting and tax withholding transactions, Tigo Energy’s CFO directly owns 467,429 shares of common stock. This figure reflects both the newly delivered performance-based shares and the shares withheld to cover taxes associated with the PSU settlement.

What performance conditions triggered the Tigo Energy (TYGO) PSU vesting for the CFO?

The performance stock units vested after Tigo Energy met specified revenue and adjusted EBITDA goals for the year ended December 31, 2025. These PSUs were originally granted on September 16, 2024 and are structured to vest over three calendar-year performance periods, subject to continued service.

What additional RSU awards does the Tigo Energy (TYGO) CFO have outstanding?

Footnotes indicate additional RSUs from grants on August 11, 2023, September 16, 2024, and August 1, 2025. These RSUs vest in equal one-third installments on each of the first three anniversaries of their respective grant dates, conditioned on the CFO’s continued service.
Tigo Energy Inc.

NASDAQ:TYGO

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