TYGO CMO Dillon James Granted 77,255 RSUs; Total 200,536 Shares

Rhea-AI Filing Summary

Reporting person: Dillon James, Issuer: Tigo Energy, Inc. (TYGO), Relation: Officer (Chief Marketing Officer).

On 08/01/2025 the reporting person was granted 77,255 restricted stock units (RSUs) under the Issuer's 2023 Incentive Plan at a $0.00 price. The RSUs vest one-third on each of the first three anniversaries of the August 2025 grant date, subject to continued service.

Following the reported transaction the reporting person beneficially owns 200,536 shares (reported as indirect). This total includes 28,985 RSU shares from an 08/11/2023 grant and 71,396 RSU shares from a 09/16/2024 grant, each subject to similar three-year, one-third annual vesting. Form 4 was signed via attorney-in-fact and dated 08/05/2025.

Positive

• 77,255 RSUs granted on 08/01/2025 under the Issuer's 2023 Incentive Plan
• Post-transaction beneficial ownership: 200,536 shares (reported as indirect)
• Vesting schedule disclosed: one-third of each RSU grant vests on each of the first three anniversaries

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine executive equity grant: 77,255 RSUs granted 08/01/2025; total beneficial ownership 200,536 shares; vesting over three years.

The Form 4 discloses a customary equity compensation grant to the issuer's Chief Marketing Officer: 77,255 RSUs granted on 08/01/2025 under the 2023 Incentive Plan at no cash price. The RSUs vest in three equal annual tranches, aligning deliverable shares to continued service dates. Beneficial ownership reported post-transaction is 200,536 shares (indirect), which aggregates prior RSU grants from 2023 and 2024. Disclosure and filing (signed 08/05/2025) comply with Section 16 reporting requirements.

Corporate Governance Expert

TL;DR: Compensation disclosure is clear and standard; vesting schedule and aggregate holdings are fully reported.

The filing provides explicit grant terms and vesting mechanics: one-third annual vesting for the August 2025, August 2023, and September 2024 RSU grants. The report states the issuer plan used (2023 Incentive Plan) and the post-grant beneficial ownership (200,536 shares). The filer also includes the undertaking to provide sale-price details on request. This is a routine, well-documented insider compensation disclosure with no governance exceptions noted in the document.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dillon James JD

(Last) (First) (Middle)

655 CAMPBELL TECHNOLOGY PARKWAY,

STE 150

(Street)

CAMPBELL CA 95008

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TIGO ENERGY, INC. [ TYGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Marketing Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/01/2025		A		77,255(1)	A	$0.00	200,536(2)(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 1, 2025 (the "August 2025 Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the August 2025 Grant Date, subject to continued service through each such vesting date.

2. Includes 28,985 shares of Common Stock underlying RSUs granted to the reporting person on August 11, 2023 (the "August 2023 Grant Date") and 71,396 shares of Common Stock underlying RSUs granted to the reporting person on September 16, 2024 (the "September 2024 Grant Date"), in each case, pursuant to the Issuer's 2023 Incentive Plan.

3. (Continued from Footnote 2) One-Third (1/3) of the RSUs initially granted to the reporting person on August 11, 2023 vested and were delivered to the reporting person on August 11, 2024, the first anniversary of the August 2023 Grant Date, and one-third of the RSUs subject to the grant shall vest and be deliverable to the reporting person on each of the second and third anniversaries of the August 2023 Grant Date, subject to continued service through each such vesting date. One-Third (1/3) of the RSUs granted to the reporting person on September 16, 2024 shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the September 2024 Grant Date, subject to continued service through each such vesting date.

Remarks:

The reporting person undertakes to provide to Tigo Energy, Inc., any security holder of Tigo Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price, with respect to all transactions reported on this Form 4.

	/s/ Bill Roeschlein, as attorney-in-fact	08/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did Dillon James acquire according to the TYGO Form 4?

The Form 4 reports a grant of 77,255 restricted stock units (RSUs) dated 08/01/2025 under the 2023 Incentive Plan.

How many shares does the reporting person beneficially own after the transaction?

The filing reports 200,536 shares beneficially owned following the reported transaction, indicated as indirect ownership.

What is the vesting schedule for the RSUs disclosed on the TYGO Form 4?

Each RSU grant vests in thirds: one-third on each of the first three anniversaries of the applicable grant date, subject to continued service.

Are prior RSU grants included in the beneficial ownership total?

Yes. The 200,536 total includes 28,985 RSUs from 08/11/2023 and 71,396 RSUs from 09/16/2024, per the footnotes.

When was the Form 4 filed and who signed it?

The Form 4 is dated and signed by attorney-in-fact Bill Roeschlein on 08/05/2025.