Unity Software (NYSE: U) director awarded 13,201 RSUs, reports fund stakes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
BOTHA ROELOF reported acquisition or exercise transactions in this Form 4 filing.
Unity Software Inc. director Roelof Botha received a grant of 13,201 restricted stock units of common stock at no cost as director compensation. These RSUs vest in full on the earlier of the first anniversary of the grant date or Unity’s next annual stockholder meeting, contingent on his continued service.
After this grant, Botha holds 26,407 Unity shares directly, with additional indirect interests reported through Sequoia Capital Fund, LP, Sequoia Capital Fund Parallel, LLC and an estate-planning vehicle. He may be deemed to share voting and dispositive power over those indirect holdings but disclaims beneficial ownership beyond his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
BOTHA ROELOF
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 13,201 | $0.00 | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 26,407 shares (Direct, null);
Common Stock — 621,902 shares (Indirect, By estate planning vehicle)
Footnotes (1)
- Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP (SCF) and the managing member of Sequoia Capital Fund Parallel, LLC (SCFP). As a result, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares held by SCF and SCFP. The Reporting Person disclaims beneficial ownership of the securities included in the report except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Key Figures
RSU grant size: 13,201 shares
Direct holdings after grant: 26,407 shares
Sequoia Capital Fund LP holdings: 28,651,368 shares
+3 more
6 metrics
RSU grant size
13,201 shares
Restricted stock units granted to director on May 13, 2026
Direct holdings after grant
26,407 shares
Unity common stock directly owned by Roelof Botha after award
Sequoia Capital Fund LP holdings
28,651,368 shares
Unity common stock held indirectly through Sequoia Capital Fund, LP
Sequoia Capital Fund Parallel LLC holdings
3,173,556 shares
Unity common stock held indirectly through Sequoia Capital Fund Parallel, LLC
Estate-planning vehicle holdings
621,902 shares
Unity common stock held indirectly by estate planning vehicle
RSU grant price
$0.0000 per share
Equity award granted at no cash cost to the director
Key Terms
restricted stock units, pecuniary interest, disclaims beneficial ownership, voting and dispositive power, +1 more
5 terms
restricted stock units financial
"Represents restricted stock units granted to the Reporting Person."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
pecuniary interest financial
"except to the extent of his pecuniary interest therein, and the inclusion"
disclaims beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of the securities included"
voting and dispositive power financial
"may be deemed to share voting and dispositive power with respect to the shares"
Section 16 regulatory
"shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
FAQ
What did Unity Software (U) director Roelof Botha receive in this Form 4?
Roelof Botha received a grant of 13,201 restricted stock units of Unity common stock at no cost. This type of award is standard equity compensation for directors and does not represent an open-market purchase or sale of shares.
How do the new RSUs for Unity Software (U) director vest?
The 13,201 restricted stock units vest in full on the earlier of the first anniversary of the grant date or Unity’s next annual stockholder meeting. Vesting is conditioned on Roelof Botha continuing to serve through the applicable vesting date.
What indirect Unity Software (U) holdings are associated with Sequoia entities?
The filing reports 28,651,368 Unity shares held by Sequoia Capital Fund, LP and 3,173,556 shares held by Sequoia Capital Fund Parallel, LLC. Roelof Botha is linked to these entities and may share voting and dispositive power over their positions.
Is this Unity Software (U) Form 4 a buy or sell signal?
The key transaction is a compensation-related grant of 13,201 restricted stock units, not a market trade. No open-market purchases or sales are reported, so the filing mainly updates Botha’s equity-based compensation and reported indirect fund holdings.