STOCK TITAN

United Airlines Holdings (UAL) chief Brett Hart sells and donates shares

(Very High)
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

United Airlines Holdings president Brett J. Hart reported multiple equity transactions. He received 46,375 shares upon settlement of 2024 performance-based restricted stock units, with 20,543 shares withheld for taxes. He exercised options for 21,521 shares at $77.56, with 17,245 shares withheld and 4,276 issued. He then sold 30,108 shares of common stock at a weighted average $120.72 and made a charitable donation of 7,461 shares.

Positive

  • None.

Negative

  • None.

Insights

Analyzing...

Insider Hart Brett J
Role President
Sold 30,108 shs ($3.63M)
Approx. gross sale proceeds $3.63M
Approx. exercise cost $1.67M
Type Security Shares Price Value
Sale Common Stock F5 30,108 $120.72 $3.63M
Gift Common Stock F6 7,461 $0.00 $0.00
Exercise Stock Option (Right to Buy) F3 21,521 $0.00 $0.00
Exercise Common Stock F3 21,521 $77.56 $1.67M
Exercise Price or Tax Liability Common Stock F4 17,245 $120.57 $2.08M
Grant/Award Common Stock F1 46,375 $0.00 $0.00
Tax Withholding Common Stock F2 20,543 $118.27 $2.43M
Holdings After Transaction: Stock Option (Right to Buy) — 0 shares (Direct); Common Stock — 364,122 shares (Direct)
Footnotes (6)
  1. F1. Represents shares of UAL common stock acquired upon the settlement of performance-based restricted stock units ("PB RSUs") granted to the reporting person in 2024.
  2. F2. This transaction represents the withholding of shares to pay tax withholding obligations associated with the settlement of the PB RSU awards referenced in footnote 1, above.
  3. F3. Stock options were granted on June 14, 2017 and vested in three installments of 7,173 options on June 14, 2020, 7,174 options on June 14, 2021 and 7,174 options on June 14, 2022.
  4. F4. Represents a net exercise of stock options referenced in footnote 3, above. The Issuer withheld 17,245 shares of UAL common stock to cover the exercise price and related withholding taxes, resulting in 4,276 shares issued.
  5. F5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.55 to $120.80, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  6. F6. Represents a charitable donation by the reporting person.
Open-market sale shares 30,108 shares Common stock sold on 2026-07-28 at weighted average $120.72
Sale price per share $120.72 Weighted average price for 30,108 common shares sold on 2026-07-28
RSU settlement shares 46,375 shares Shares acquired from settlement of 2024 performance-based RSUs on 2026-07-25
RSU tax withholding shares 20,543 shares Shares withheld to pay tax obligations on PB RSU settlement on 2026-07-25
Options exercised shares 21,521 shares Shares underlying stock options exercised on 2026-07-27 at $77.56
Shares withheld on net exercise 17,245 shares Shares withheld to cover option exercise price and related taxes, leaving 4,276 shares issued
Charitable donation shares 7,461 shares Common shares transferred as a charitable donation on 2026-07-28
performance-based restricted stock units financial
"acquired upon the settlement of performance-based restricted stock units granted in 2024"
Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.
net exercise financial
"Represents a net exercise of stock options referenced in footnote 3"
A net exercise is a way to convert stock options into shares without paying cash up front: instead of handing over money to buy the optioned shares, the holder receives only the number of shares equal to the option’s value after the company withholds a portion of shares to cover the exercise price and taxes. It matters to investors because it changes how many new shares are issued, affects dilution of existing shareholders, and alters company cash flow compared with a cash exercise.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
bona fide gift financial
"transaction code description: Bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What stock transactions did UAL president Brett J. Hart report?

Brett J. Hart reported settling 46,375 performance-based RSUs, exercising options on 21,521 shares, selling 30,108 shares at a weighted average $120.72, and donating 7,461 shares to charity, along with share withholdings to cover taxes and exercise costs.

How many United Airlines (UAL) shares did Brett J. Hart sell and at what price?

He sold 30,108 shares of United Airlines common stock at a weighted average price of about $120.72 per share. Footnotes state the trades occurred in multiple transactions, with prices ranging from $120.55 to $120.80 per share.

What stock options did Brett J. Hart exercise at United Airlines (UAL)?

He exercised stock options covering 21,521 shares of UAL common stock at an exercise price of $77.56 per share. The issuer withheld 17,245 shares to cover the exercise price and related taxes, resulting in 4,276 shares issued to him.

Did Brett J. Hart make any charitable stock donations of UAL shares?

Yes. He reported a bona fide charitable gift of 7,461 shares of United Airlines common stock. The donation was recorded with a transaction price of $0.00 per share and described in a footnote as a charitable donation by the reporting person.

Were any United Airlines (UAL) shares withheld for taxes or option costs?

Yes. 20,543 shares were withheld to satisfy tax obligations on RSU settlement, and 17,245 shares were withheld in a net option exercise to cover the exercise price and related taxes, rather than paying those amounts in cash.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hart Brett J

(Last)(First)(Middle)
P.O. BOX 66100 HDQLD

(Street)
CHICAGO ILLINOIS 60666

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
United Airlines Holdings, Inc. [ UAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/25/2026A(1)46,375A$0417,958D
Common Stock07/25/2026F(2)20,543D$118.27397,415D
Common Stock07/27/2026M(3)21,521A$77.56418,936D
Common Stock07/27/2026F(4)17,245D$120.57401,691D
Common Stock07/28/2026S30,108D$120.72(5)371,583D
Common Stock07/28/2026G(6)7,461D$0364,122D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$77.5607/27/2026M21,521 (3)06/14/2027Common Stock21,521$00D
Explanation of Responses:
1. Represents shares of UAL common stock acquired upon the settlement of performance-based restricted stock units ("PB RSUs") granted to the reporting person in 2024.
2. This transaction represents the withholding of shares to pay tax withholding obligations associated with the settlement of the PB RSU awards referenced in footnote 1, above.
3. Stock options were granted on June 14, 2017 and vested in three installments of 7,173 options on June 14, 2020, 7,174 options on June 14, 2021 and 7,174 options on June 14, 2022.
4. Represents a net exercise of stock options referenced in footnote 3, above. The Issuer withheld 17,245 shares of UAL common stock to cover the exercise price and related withholding taxes, resulting in 4,276 shares issued.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.55 to $120.80, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
6. Represents a charitable donation by the reporting person.
Remarks:
/s/ James Cotton for Brett J. Hart07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)