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United Airlines (NASDAQ: UAL) CEO granted 71,347 shares; 28,076 withheld for tax

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Form Type
4

Rhea-AI Filing Summary

United Airlines Holdings Chief Executive Officer Scott Kirby received 71,347 shares of common stock on July 25, 2026 through the settlement of performance-based restricted stock units granted in 2024.

On the same date, 28,076 shares were withheld at $118.27 per share to satisfy tax obligations. The disclosure also notes indirect holdings in family trusts, for which Kirby disclaims full beneficial ownership except for any pecuniary interest.

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Insider KIRBY J SCOTT
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock F1 71,347 $0.00 $0.00
Tax Withholding Common Stock F2 28,076 $118.27 $3.32M
holding Common Stock F3 -- -- --
holding Common Stock F4 -- -- --
Holdings After Transaction: Common Stock — 841,122 shares (Direct); Common Stock — 13,000 shares (Indirect, See Footnote)
Footnotes (4)
  1. F1. Represents shares of UAL common stock acquired upon the settlement of performance-based restricted stock units ("PB RSUs") granted to the reporting person in 2024.
  2. F2. This transaction represents the withholding of shares to pay tax withholding obligations associated with the settlement of the PB RSU awards referenced in footnote 1, above.
  3. F3. Represents shares held in a trust for the benefit of Mr. Kirby's children and other relatives in which Mr. Kirby serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of all the reported shares for purposes of Section 16 or for any other purpose.
  4. F4. Represents shares held in a trust for the benefit of Mr. Kirby's children in which Mr. Kirby's brother serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Shares acquired via PB RSU settlement 71,347 shares Common stock acquired on 2026-07-25 from 2024 performance-based RSUs
Shares withheld for taxes 28,076 shares Common stock withheld on 2026-07-25 to satisfy tax withholding obligations
Tax withholding price per share $118.27 per share Per-share value applied to shares withheld to cover tax liabilities
performance-based restricted stock units financial
"acquired upon the settlement of performance-based restricted stock units"
Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.
PB RSUs financial
"settlement of the PB RSU awards referenced in footnote 1"
pecuniary interest financial
"except to the extent of his pecuniary interest therein"
beneficial ownership financial
"the reporting person is the beneficial owner of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"for purposes of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did United Airlines (UAL) CEO Scott Kirby report?

Scott Kirby reported receipt of 71,347 shares of United Airlines common stock on July 25, 2026 from settlement of 2024 performance-based RSUs, with a separate transaction in which 28,076 shares were withheld to cover associated tax obligations.

How many United Airlines (UAL) shares were granted to Scott Kirby from PB RSUs?

Scott Kirby received 71,347 shares of United Airlines common stock upon settlement of performance-based restricted stock units granted in 2024. These shares represent equity compensation rather than an open-market purchase and were delivered on July 25, 2026.

How many United Airlines (UAL) shares were withheld for Scott Kirby’s taxes and at what value?

United Airlines withheld 28,076 shares of common stock from Scott Kirby at $118.27 per share to satisfy tax withholding obligations tied to the PB RSU settlement that occurred on July 25, 2026.

Were Scott Kirby’s United Airlines (UAL) transactions executed under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirming a plan, indicating these transactions were not reported as made under a Rule 10b5-1 trading plan. They relate to equity award settlement and related tax withholding.

How are Scott Kirby’s indirect United Airlines (UAL) shareholdings structured?

The report references United Airlines shares held in family trusts for the benefit of Mr. Kirby’s children and other relatives. Kirby disclaims beneficial ownership of these securities except for any pecuniary interest, and inclusion does not admit beneficial ownership under Section 16.

What type of equity award generated Scott Kirby’s new United Airlines (UAL) shares?

The new shares came from settlement of performance-based restricted stock units (PB RSUs) granted in 2024. Upon settlement on July 25, 2026, 71,347 common shares were delivered, with part of the award used to cover related tax liabilities.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KIRBY J SCOTT

(Last)(First)(Middle)
P. O. BOX 66100 HDQLD

(Street)
CHICAGO ILLINOIS 60666

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
United Airlines Holdings, Inc. [ UAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/25/2026A(1)71,347A$0869,198D
Common Stock07/25/2026F(2)28,076D$118.27841,122D
Common Stock5,000ISee Footnote(3)
Common Stock8,000ISee Footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of UAL common stock acquired upon the settlement of performance-based restricted stock units ("PB RSUs") granted to the reporting person in 2024.
2. This transaction represents the withholding of shares to pay tax withholding obligations associated with the settlement of the PB RSU awards referenced in footnote 1, above.
3. Represents shares held in a trust for the benefit of Mr. Kirby's children and other relatives in which Mr. Kirby serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of all the reported shares for purposes of Section 16 or for any other purpose.
4. Represents shares held in a trust for the benefit of Mr. Kirby's children in which Mr. Kirby's brother serves as the trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Remarks:
/s/ James Cotton for J. Scott Kirby07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)