[144] Uber Technologies, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Uber Technologies, Inc. (UBER): The filer reports a proposed sale of 11,571 shares of common stock through Goldman Sachs & Co. LLC on the NYSE, with an approximate aggregate market value of $1,057,589.40 and an approximate sale date of 08/14/2025. The shares were acquired as restricted stock units issued by the company on 05/16/2025 (3,858 shares), 06/16/2025 (3,856 shares) and 07/16/2025 (3,857 shares), and payment is described as compensation. The form states there were no securities sold by the reporting person in the past three months and includes the standard representation about absence of undisclosed material adverse information.

Positive

• Full compliance disclosure of the proposed sale including broker, share count, aggregate market value and planned sale date
• Securities were acquired as RSUs with specific acquisition dates (05/16/2025, 06/16/2025, 07/16/2025) and payment noted as compensation
• No securities sold in the past three months by the reporting person, as stated in the filing

Negative

• None.

Insights

Financial Analyst

TL;DR: Routine insider sale notice for recently vested RSUs; non-material relative to company size.

The filing documents a proposed sale of 11,571 common shares acquired as restricted stock units on three vesting dates in May, June and July 2025. The transaction is being routed through Goldman Sachs & Co. LLC and is presented as compensation-related sales. This is a standard compliance disclosure under Rule 144 that informs the market of an insider-originating sale; the filing contains no additional operational or financial disclosures about the issuer.

Corporate Governance Expert

TL;DR: Disclosure aligns with Rule 144 requirements; includes representation regarding lack of undisclosed material information.

The notice provides required details on the class of security, broker, number of shares, acquisition dates and nature (RSUs), and the representation that the seller is unaware of undisclosed material adverse information. It also states there were no sales in the prior three months. From a governance perspective, the form meets procedural expectations for reporting an insider sale under Rule 144.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	11571	1057589.4	2085418676	08/14/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/16/2025	Acquired as compensation -- Restricted Stock Units	Issuer			3858	05/16/2025	Compensation
Common	06/16/2025	Acquired as compensation -- Restricted Stock Units	Issuer			3856	06/16/2025	Compensation
Common	07/16/2025	Acquired as compensation -- Restricted Stock Units	Issuer			3857	07/16/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for UBER disclose?

The filing discloses a proposed sale of 11,571 common shares through Goldman Sachs & Co. LLC on 08/14/2025, with an aggregate market value listed as $1,057,589.40.

How were the shares being sold acquired according to the filing?

The shares were acquired as restricted stock units (RSUs) on 05/16/2025 (3,858), 06/16/2025 (3,856) and 07/16/2025 (3,857).

Which broker is handling the proposed sale in the Form 144?

The broker named in the filing is Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282.

Does the filing report any securities sold by the reporting person in the past three months?

No. The filing explicitly states Nothing to Report under securities sold during the past three months.

What declaration does the reporting person make about material information?

The signer represents they do not know of any material adverse information about the issuer that has not been publicly disclosed.