[144] Uber Technologies, Inc SEC Filing

Rhea-AI Filing Summary

Uber Technologies, Inc. (UBER) Form 144 shows a proposed sale of 150,000 common shares through Morgan Stanley Smith Barney, with an aggregate market value of $14,776,500.00 and an approximate sale date of 09/22/2025. The filing lists total shares outstanding of 2,085,418,676, so the proposed sale represents a very small fraction of outstanding stock. The securities were acquired as restricted stock units on 03/21/2021. The filing also discloses 10b5-1 sales by the same person on 09/12/2025 totalling 300,000 shares for gross proceeds of $28,610,670.00. The notice includes the standard Rule 144 representation that the seller has no undisclosed material adverse information.

Positive

• Filing compliance: Notice filed under Rule 144 with broker details and sale specifics, indicating procedural disclosure.
• Use of 10b5-1 plan: Prior 10b5-1 sales are disclosed, suggesting planned, prearranged dispositions.

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine insider sale notice discloses planned sale of 150,000 shares and recent 10b5-1 sales; size is immaterial relative to shares outstanding.

The Form 144 documents a proposed sale under Rule 144 and records prior 10b5-1 transactions occurring days earlier. The proposed transaction's aggregate value is $14.8M and prior 10b5-1 sales generated $28.61M. Against total outstanding shares of 2.085B, the proposed sale is a de minimis ownership change by percentage. From a market-impact perspective, this filing appears routine and consistent with orderly dispositions under a broker-assisted plan.

Corporate Governance Expert

TL;DR: Filing indicates compliance with disclosure rules and use of a 10b5-1 plan; no governance red flags visible in the notice.

The disclosure shows the seller used restricted stock units granted on 03/21/2021 and is transacting through a broker, with an explicit representation of no undisclosed material adverse information. The presence of documented 10b5-1 sales and a broker address supports procedural compliance. The form contains no statements of withheld material facts or unusual arrangements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	150000	14776500.00	2085418676	09/22/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/21/2021	Restricted Stock Units	Issuer			150000	03/21/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for DARA KHOSROWSHAHI 1725 3rd Street San Francisco CA 94158	Common	09/12/2025	300000	28610670.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What shares does the Form 144 for UBER cover?

The notice covers 150,000 common shares proposed for sale with an aggregate market value of $14,776,500.00.

When is the proposed sale scheduled?

The filing lists the approximate date of sale as 09/22/2025.

How were the securities acquired?

The securities were acquired as restricted stock units on 03/21/2021.

Has the filer sold other shares recently?

Yes. The filing discloses 10b5-1 sales on 09/12/2025 totaling 300,000 shares for gross proceeds of $28,610,670.00.

What proportion of UBER's outstanding shares does this sale represent?

With 2,085,418,676 shares outstanding, the proposed 150,000-share sale represents a very small fraction of total shares outstanding.