Uber director John Thain settles 349 RSUs

Uber Technologies director John A. Thain converted 349 restricted stock units into 349 shares of common stock on July 16, 2026.

Accepted by SEC EDGAR 07/20/2026 - 08:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Uber Technologies director John A. Thain converted 349 restricted stock units into 349 shares of common stock on July 16, 2026. The RSUs were granted and fully vested on July 10, 2026 under Uber’s RSU Conversion and Deferral Program for Directors. Following settlement, he held 187,225 common shares directly.

Insider Trade Summary

349 shares exercised/converted

Exercise 2 txns

Insider THAIN JOHN A

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F2	349	$0.00	$0.00
Exercise	Common Stock F1	349	--	--

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 187,225 shares (Direct)

Holdings Before and After: Restricted Stock Units, 349 to 0 contracts (Direct); Common Stock, 186,876 to 187,225 shares (Direct)

Footnotes (2)

1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. F2. The reporting person was granted 349 RSUs on July 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on July 16, 2026.

Key Figures

RSUs converted: 349 units Common shares received: 349 shares Post-transaction holdings: 187,225 shares +2 more

5 metrics

RSUs converted 349 units Restricted stock units converted into common stock on July 16, 2026

Common shares received 349 shares Shares of Uber common stock issued upon RSU conversion

Post-transaction holdings 187,225 shares Direct Uber common stock holdings after the July 16, 2026 transaction

RSU grant date July 10, 2026 Date on which 349 RSUs were granted and fully vested

Settlement date July 16, 2026 Date RSUs became payable in cash or common stock at Uber’s election

Key Terms

Restricted stock units, RSU Conversion and Deferral Program for Directors, one-for-one basis

3 terms

Restricted stock units financial

"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSU Conversion and Deferral Program for Directors financial

"pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors."

one-for-one basis financial

"RSUs convert into common stock on a one-for-one basis."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Uber (UBER) director John A. Thain report?

John A. Thain reported the conversion of 349 restricted stock units into 349 shares of Uber common stock on July 16, 2026. The Form 4 characterizes this as an exercise or conversion of a derivative security linked to his director RSU award.

How many Uber (UBER) shares does John A. Thain own after this transaction?

After the RSU settlement, John A. Thain directly owned 187,225 shares of Uber common stock. This post-transaction holding is reported in the Form 4 as the total number of common shares held directly following the July 16, 2026 transaction.

What were the terms of the 349 RSUs reported by Uber (UBER)?

The filing states Thain was granted 349 RSUs on July 10, 2026, which were 100% vested at grant. They converted into cash or common stock on a one-for-one basis at Uber’s election and became payable on July 16, 2026.

Did John A. Thain’s Uber (UBER) transaction occur under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not marked. This means the transaction is not affirmatively identified in the filing as having been executed under a pre-arranged Rule 10b5-1 trading plan.

Was this Uber (UBER) insider transaction a market sale or purchase?

The Form 4 describes the event as an exercise or conversion of a derivative security related to RSUs, not an open-market buy or sale. Each RSU converted into one share of common stock according to the one-for-one conversion terms disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

THAIN JOHN A

(Last) (First) (Middle)

1725 3RD STREET

(Street)

SAN FRANCISCO CALIFORNIA 94158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/16/2026		M		349	A	(1)	187,225	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/16/2026		M			349	(2)	(2)	Common Stock	349	$0.00	0.00	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

2. The reporting person was granted 349 RSUs on July 10, 2026 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on July 16, 2026.

Remarks:

	/s/ Carolyn Mo by Power of Attorney for John A. Thain	07/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)